28th Mar 2022 15:52
FORM 8.3 | Amendment to Sale | |||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | ||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | ||||||
MORE | ||||||
Rule 8.3 of the Takeover Code (the "Code") |
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short | ||||||
positions disclosed, if different from 1(a): | |||||||
(c) | Name of offeror/offeree in relation to whose | NORTONLIFELOCK INC | |||||
relevant securities this form relates: | |||||||
(d) | If an exempt fund manager connected with an | ||||||
offeror/offeree, state this and specify identity of | |||||||
offeror/offeree: | |||||||
(e) | Date position held/dealing undertaken: | 23 March 2022 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||
disclosures in respect of any other party to the offer? | AVAST PLC |
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
to which the disclosure relates following the dealing (if any) | |||||||
Class of relevant security: | USD 0.01 common | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) | Relevant securities owned | ||||||
and/or controlled: | 1,186,231 | 0.20% | 914,874 | 0.16% | |||
(2) | Cash-settled derivatives: | ||||||
458,188 | 0.08% | 1,868,008 | 0.32% | ||||
(3) | Stock-settled derivatives (including options) | ||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 1,644,419 | 0.28% | 2,782,882 | 0.48% | |||
Class of relevant security: | Convertible Bond US668771AB40 | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) | Relevant securities owned | ||||||
and/or controlled: | 11,000 | 0.00% | 0 | 0.00% | |||
(2) | Cash-settled derivatives: | ||||||
0 | 0.00% | 0 | 0.00% | ||||
(3) | Stock-settled derivatives (including options) | ||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 11,000 | 0.00% | 0 | 0.00% | |||
(b) | Rights to subscribe for new securities (including directors and other executive | ||||||
options) | |||||||
Class of relevant security in relation to | |||||||
which subscription right exists | |||||||
Details, including nature of the rights | |||||||
concerned and relevant percentages: |
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchases and sales | ||||||
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
USD 0.01 common | Purchase | 4 | 27.2775 USD | ||||
USD 0.01 common | Purchase | 5 | 27.2280 USD | ||||
USD 0.01 common | Purchase | 24 | 27.3364 USD | ||||
USD 0.01 common | Purchase | 25 | 27.2798 USD | ||||
USD 0.01 common | Purchase | 25 | 27.3476 USD | ||||
USD 0.01 common | Purchase | 25 | 27.3198 USD | ||||
USD 0.01 common | Purchase | 26 | 27.2898 USD | ||||
USD 0.01 common | Purchase | 34 | 27.3923 USD | ||||
USD 0.01 common | Purchase | 40 | 27.3800 USD | ||||
USD 0.01 common | Purchase | 44 | 27.3409 USD | ||||
USD 0.01 common | Purchase | 48 | 27.3202 USD | ||||
USD 0.01 common | Purchase | 50 | 27.3534 USD | ||||
USD 0.01 common | Purchase | 50 | 27.3058 USD | ||||
USD 0.01 common | Purchase | 84 | 27.3750 USD | ||||
USD 0.01 common | Purchase | 96 | 27.3271 USD | ||||
USD 0.01 common | Purchase | 100 | 27.2850 USD | ||||
USD 0.01 common | Purchase | 100 | 27.2250 USD | ||||
USD 0.01 common | Purchase | 102 | 27.2896 USD | ||||
USD 0.01 common | Purchase | 104 | 27.3828 USD | ||||
USD 0.01 common | Purchase | 122 | 27.3547 USD | ||||
USD 0.01 common | Purchase | 132 | 27.3962 USD | ||||
USD 0.01 common | Purchase | 142 | 27.2450 USD | ||||
USD 0.01 common | Purchase | 156 | 27.3674 USD | ||||
USD 0.01 common | Purchase | 190 | 27.1700 USD | ||||
USD 0.01 common | Purchase | 200 | 27.3400 USD | ||||
USD 0.01 common | Purchase | 201 | 27.2549 USD | ||||
USD 0.01 common | Purchase | 203 | 27.3949 USD | ||||
USD 0.01 common | Purchase | 218 | 27.2445 USD | ||||
USD 0.01 common | Purchase | 221 | 27.3531 USD | ||||
USD 0.01 common | Purchase | 300 | 27.3416 USD | ||||
USD 0.01 common | Purchase | 304 | 27.2300 USD | ||||
USD 0.01 common | Purchase | 698 | 27.2800 USD | ||||
USD 0.01 common | Purchase | 717 | 27.3207 USD | ||||
USD 0.01 common | Purchase | 832 | 27.4105 USD | ||||
USD 0.01 common | Purchase | 882 | 27.2964 USD | ||||
USD 0.01 common | Purchase | 958 | 27.2263 USD | ||||
USD 0.01 common | Purchase | 1,002 | 27.4353 USD | ||||
USD 0.01 common | Purchase | 1,113 | 27.2711 USD | ||||
USD 0.01 common | Purchase | 1,266 | 27.2900 USD | ||||
USD 0.01 common | Purchase | 1,369 | 27.2607 USD | ||||
USD 0.01 common | Purchase | 1,750 | 27.2820 USD | ||||
USD 0.01 common | Purchase | 2,010 | 27.2638 USD | ||||
USD 0.01 common | Purchase | 4,400 | 27.3656 USD | ||||
USD 0.01 common | Purchase | 7,550 | 27.1000 USD | ||||
USD 0.01 common | Purchase | 8,399 | 27.2761 USD | ||||
USD 0.01 common | Purchase | 9,000 | 27.2727 USD | ||||
USD 0.01 common | Purchase | 9,953 | 27.2890 USD | ||||
USD 0.01 common | Purchase | 11,085 | 27.2960 USD | ||||
USD 0.01 common | Purchase | 12,180 | 27.2200 USD | ||||
USD 0.01 common | Purchase | 31,629 | 27.4355 USD | ||||
USD 0.01 common | Purchase | 47,257 | 27.3321 USD | ||||
USD 0.01 common | Purchase | 56,856 | 27.4400 USD | ||||
USD 0.01 common | Purchase | 99,985 | 27.4064 USD | ||||
USD 0.01 common | Sale | 20 | 27.2600 USD | ||||
USD 0.01 common | Sale | 23 | 27.4000 USD | ||||
USD 0.01 common | Sale | 24 | 27.3266 USD | ||||
USD 0.01 common | Sale | 50 | 27.3900 USD | ||||
USD 0.01 common | Sale | 52 | 27.2503 USD | ||||
USD 0.01 common | Sale | 56 | 27.2828 USD | ||||
USD 0.01 common | Sale | 68 | 27.2976 USD | ||||
USD 0.01 common | Sale | 80 | 27.2850 USD | ||||
USD 0.01 common | Sale | 84 | 27.2942 USD | ||||
USD 0.01 common | Sale | 89 | 27.3137 USD | ||||
USD 0.01 common | Sale | 100 | 27.3450 USD | ||||
USD 0.01 common | Sale | 100 | 27.2250 USD | ||||
USD 0.01 common | Sale | 104 | 27.2911 USD | ||||
USD 0.01 common | Sale | 108 | 27.3980 USD | ||||
USD 0.01 common | Sale | 144 | 27.3731 USD | ||||
USD 0.01 common | Sale | 198 | 27.2800 USD | ||||
USD 0.01 common | Sale | 200 | 27.3400 USD | ||||
USD 0.01 common | Sale | 200 | 27.3525 USD | ||||
USD 0.01 common | Sale | 336 | 27.3176 USD | ||||
USD 0.01 common | Sale | 400 | 27.3750 USD | ||||
USD 0.01 common | Sale | 415 | 27.3700 USD | ||||
USD 0.01 common | Sale | 461 | 27.3586 USD | ||||
USD 0.01 common | Sale | 463 | 27.2876 USD | ||||
USD 0.01 common | Sale | 824 | 27.3652 USD | ||||
USD 0.01 common | Sale | 900 | 27.3500 USD | ||||
USD 0.01 common | Sale | 1,486 | 27.3956 USD | ||||
USD 0.01 common | Sale | 1,492 | 27.3829 USD | ||||
USD 0.01 common | Sale | 1,690 | 27.3287 USD | ||||
USD 0.01 common | Sale | 1,869 | 27.4164 USD | ||||
USD 0.01 common | Sale | 2,200 | 27.3656 USD | ||||
USD 0.01 common | Sale | 2,898 | 27.2571 USD | ||||
USD 0.01 common | Sale | 3,985 | 27.2892 USD | ||||
USD 0.01 common | Sale | 4,423 | 27.2726 USD | ||||
USD 0.01 common | Sale | 4,883 | 27.3585 USD | ||||
USD 0.01 common | Sale | 5,511 | 27.2999 USD | ||||
USD 0.01 common | Sale | 5,949 | 27.2884 USD | ||||
USD 0.01 common | Sale | 10,169 | 27.4365 USD | ||||
USD 0.01 common | Sale | 11,325 | 27.1970 USD | ||||
USD 0.01 common | Sale | 70,080 | 27.3136 USD | ||||
USD 0.01 common | Sale | 77,330 | 27.4400 USD | ||||
USD 0.01 common | Sale | 91,373 | 27.4096 USD |
(b) | Cash-settled derivative transactions | ||||||
Class of relevant | Product | Nature of dealing | Number of | Price per unit | |||
security | description | reference | |||||
securities | |||||||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising | ||||||
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 28 Mar 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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