6th Apr 2022 11:28
FORM 8.3 | ||||||||||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | ||||||||||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | ||||||||||||||
MORE | ||||||||||||||
Rule 8.3 of the Takeover Code (the "Code") | ||||||||||||||
1. | KEY INFORMATION |
| ||||||||||||
(a) | Full name of discloser: | Barclays PLC. |
| |||||||||||
| ||||||||||||||
(b) | Owner or controller of interest and short |
| ||||||||||||
positions disclosed, if different from 1(a): |
| |||||||||||||
(c) | Name of offeror/offeree in relation to whose | NORTONLIFELOCK INC |
| |||||||||||
relevant securities this form relates: |
| |||||||||||||
(d) | If an exempt fund manager connected with an |
| ||||||||||||
offeror/offeree, state this and specify identity of |
| |||||||||||||
offeror/offeree: |
| |||||||||||||
(e) | Date position held/dealing undertaken: | 05 April 2022 |
| |||||||||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
| |||||||||||
disclosures in respect of any other party to the offer? | AVAST PLC |
| ||||||||||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
to which the disclosure relates following the dealing (if any) | |||||||
Class of relevant security: | USD 0.01 common | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) | Relevant securities owned | ||||||
and/or controlled: | 1,240,465 | 0.21% | 865,859 | 0.15% | |||
(2) | Cash-settled derivatives: | ||||||
416,322 | 0.07% | 1,865,388 | 0.32% | ||||
(3) | Stock-settled derivatives (including options) | ||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 1,656,787 | 0.28% | 2,731,247 | 0.47% | |||
(b) | Rights to subscribe for new securities (including directors and other executive | ||||||
options) | |||||||
Class of relevant security in relation to | |||||||
which subscription right exists | |||||||
Details, including nature of the rights | |||||||
concerned and relevant percentages: |
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | |||||
(a) | Purchases and sales | |||||
Class of relevant | Purchase/sale | Number of | Price per unit | |||
security | securities | |||||
USD 0.01 common | Purchase | 2 | 27.0100 USD | |||
USD 0.01 common | Purchase | 4 | 27.0375 USD | |||
USD 0.01 common | Purchase | 4 | 27.0300 USD | |||
USD 0.01 common | Purchase | 6 | 27.0166 USD | |||
USD 0.01 common | Purchase | 8 | 27.0475 USD | |||
USD 0.01 common | Purchase | 8 | 27.0500 USD | |||
USD 0.01 common | Purchase | 10 | 27.0260 USD | |||
USD 0.01 common | Purchase | 21 | 27.0150 USD | |||
USD 0.01 common | Purchase | 32 | 27.1812 USD | |||
USD 0.01 common | Purchase | 37 | 27.0612 USD | |||
USD 0.01 common | Purchase | 49 | 26.9950 USD | |||
USD 0.01 common | Purchase | 87 | 27.1400 USD | |||
USD 0.01 common | Purchase | 100 | 27.2000 USD | |||
USD 0.01 common | Purchase | 134 | 26.9926 USD | |||
USD 0.01 common | Purchase | 137 | 27.1551 USD | |||
USD 0.01 common | Purchase | 151 | 27.1585 USD | |||
USD 0.01 common | Purchase | 151 | 27.1911 USD | |||
USD 0.01 common | Purchase | 168 | 27.0140 USD | |||
USD 0.01 common | Purchase | 200 | 27.1275 USD | |||
USD 0.01 common | Purchase | 231 | 27.1578 USD | |||
USD 0.01 common | Purchase | 234 | 27.0748 USD | |||
USD 0.01 common | Purchase | 271 | 27.1598 USD | |||
USD 0.01 common | Purchase | 300 | 27.1150 USD | |||
USD 0.01 common | Purchase | 300 | 27.1250 USD | |||
USD 0.01 common | Purchase | 317 | 27.2035 USD | |||
USD 0.01 common | Purchase | 350 | 27.0200 USD | |||
USD 0.01 common | Purchase | 400 | 27.1300 USD | |||
USD 0.01 common | Purchase | 400 | 27.1125 USD | |||
USD 0.01 common | Purchase | 500 | 27.1690 USD | |||
USD 0.01 common | Purchase | 500 | 27.1450 USD | |||
USD 0.01 common | Purchase | 521 | 27.0627 USD | |||
USD 0.01 common | Purchase | 590 | 27.1133 USD | |||
USD 0.01 common | Purchase | 601 | 27.1776 USD | |||
USD 0.01 common | Purchase | 601 | 27.1775 USD | |||
USD 0.01 common | Purchase | 700 | 27.1050 USD | |||
USD 0.01 common | Purchase | 735 | 27.1117 USD | |||
USD 0.01 common | Purchase | 801 | 27.1262 USD | |||
USD 0.01 common | Purchase | 882 | 27.1351 USD | |||
USD 0.01 common | Purchase | 946 | 27.1314 USD | |||
USD 0.01 common | Purchase | 1,200 | 27.1241 USD | |||
USD 0.01 common | Purchase | 1,226 | 27.1238 USD | |||
USD 0.01 common | Purchase | 1,750 | 27.1702 USD | |||
USD 0.01 common | Purchase | 1,801 | 27.1027 USD | |||
USD 0.01 common | Purchase | 2,500 | 27.1610 USD | |||
USD 0.01 common | Purchase | 2,764 | 27.0359 USD | |||
USD 0.01 common | Purchase | 2,788 | 26.9500 USD | |||
USD 0.01 common | Purchase | 3,359 | 27.1257 USD | |||
USD 0.01 common | Purchase | 3,958 | 27.0838 USD | |||
USD 0.01 common | Purchase | 4,463 | 27.0530 USD | |||
USD 0.01 common | Purchase | 5,220 | 27.0539 USD | |||
USD 0.01 common | Purchase | 7,494 | 27.0592 USD | |||
USD 0.01 common | Purchase | 8,093 | 27.0462 USD | |||
USD 0.01 common | Purchase | 24,975 | 27.0668 USD | |||
USD 0.01 common | Purchase | 25,855 | 27.0406 USD | |||
USD 0.01 common | Purchase | 28,092 | 27.0399 USD | |||
USD 0.01 common | Purchase | 31,986 | 27.0419 USD | |||
USD 0.01 common | Purchase | 40,321 | 27.0400 USD | |||
USD 0.01 common | Purchase | 70,785 | 27.0583 USD | |||
USD 0.01 common | Sale | 43 | 27.0989 USD | |||
USD 0.01 common | Sale | 49 | 26.9950 USD | |||
USD 0.01 common | Sale | 99 | 27.1700 USD | |||
USD 0.01 common | Sale | 100 | 27.1500 USD | |||
USD 0.01 common | Sale | 100 | 27.1200 USD | |||
USD 0.01 common | Sale | 100 | 27.1400 USD | |||
USD 0.01 common | Sale | 155 | 27.0907 USD | |||
USD 0.01 common | Sale | 200 | 27.0100 USD | |||
USD 0.01 common | Sale | 300 | 27.0883 USD | |||
USD 0.01 common | Sale | 300 | 27.0300 USD | |||
USD 0.01 common | Sale | 400 | 27.0262 USD | |||
USD 0.01 common | Sale | 600 | 27.1341 USD | |||
USD 0.01 common | Sale | 601 | 27.1775 USD | |||
USD 0.01 common | Sale | 601 | 27.1776 USD | |||
USD 0.01 common | Sale | 601 | 27.1650 USD | |||
USD 0.01 common | Sale | 700 | 27.1750 USD | |||
USD 0.01 common | Sale | 973 | 27.0984 USD | |||
USD 0.01 common | Sale | 1,081 | 27.1075 USD | |||
USD 0.01 common | Sale | 1,625 | 27.1129 USD | |||
USD 0.01 common | Sale | 2,499 | 27.0795 USD | |||
USD 0.01 common | Sale | 3,165 | 27.1193 USD | |||
USD 0.01 common | Sale | 3,359 | 27.1258 USD | |||
USD 0.01 common | Sale | 3,359 | 27.1257 USD | |||
USD 0.01 common | Sale | 3,392 | 27.0396 USD | |||
USD 0.01 common | Sale | 3,591 | 27.0753 USD | |||
USD 0.01 common | Sale | 3,955 | 27.0304 USD | |||
USD 0.01 common | Sale | 4,791 | 27.0325 USD | |||
USD 0.01 common | Sale | 7,528 | 26.9500 USD | |||
USD 0.01 common | Sale | 9,818 | 27.0679 USD | |||
USD 0.01 common | Sale | 15,562 | 27.0412 USD | |||
USD 0.01 common | Sale | 20,414 | 27.0548 USD | |||
USD 0.01 common | Sale | 24,621 | 27.0374 USD | |||
USD 0.01 common | Sale | 60,928 | 27.0400 USD | |||
USD 0.01 common | Sale | 85,012 | 27.0724 USD |
(b) | Cash-settled derivative transactions | ||||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | reference | unit | ||||
security | securities | ||||||
USD 0.01 common | SWAP | Long | 24,700 | 27.0400 USD |
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising | ||||||
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 6 Apr 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
Related Shares:
AVST.LBarclays