14th Jul 2022 14:52
FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | ||||||||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | ||||||||||||
MORE | ||||||||||||
Rule 8.3 of the Takeover Code (the "Code") | ||||||||||||
1. | KEY INFORMATION |
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(a) | Full name of discloser: | Barclays PLC. |
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(b) | Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) | Name of offeror/offeree in relation to whose | NORTONLIFELOCK INC |
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relevant securities this form relates: |
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(d) | If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) | Date position held/dealing undertaken: | 13 July 2022 |
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(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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disclosures in respect of any other party to the offer? | AVAST PLC |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing (if any) |
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Class of relevant security: | USD 0.01 common |
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Interests | Short Positions |
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Number | (%) | Number | (%) |
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(1) | Relevant securities owned |
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and/or controlled: | 1,295,432 | 0.23% | 1,357,090 | 0.24% |
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(2) | Cash-settled derivatives: |
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1,830,322 | 0.32% | 3,757,122 | 0.66% |
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(3) | Stock-settled derivatives (including options) |
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and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% |
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TOTAL: | 3,125,754 | 0.55% | 5,114,212 | 0.90% |
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(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | |||||
(a) | Purchases and sales | |||||
Class of relevant | Purchase/sale | Number of | Price per unit | |||
security | securities | |||||
USD 0.01 common | Purchase | 12 | 23.0250 USD | |||
USD 0.01 common | Purchase | 14 | 23.1450 USD | |||
USD 0.01 common | Purchase | 50 | 23.0000 USD | |||
USD 0.01 common | Purchase | 99 | 22.8900 USD | |||
USD 0.01 common | Purchase | 100 | 22.9550 USD | |||
USD 0.01 common | Purchase | 171 | 22.9907 USD | |||
USD 0.01 common | Purchase | 200 | 22.9800 USD | |||
USD 0.01 common | Purchase | 271 | 22.9477 USD | |||
USD 0.01 common | Purchase | 300 | 23.0666 USD | |||
USD 0.01 common | Purchase | 300 | 23.0300 USD | |||
USD 0.01 common | Purchase | 400 | 23.0700 USD | |||
USD 0.01 common | Purchase | 489 | 22.7854 USD | |||
USD 0.01 common | Purchase | 496 | 22.9504 USD | |||
USD 0.01 common | Purchase | 542 | 22.7500 USD | |||
USD 0.01 common | Purchase | 649 | 22.9961 USD | |||
USD 0.01 common | Purchase | 2,204 | 22.8825 USD | |||
USD 0.01 common | Purchase | 2,796 | 22.9756 USD | |||
USD 0.01 common | Purchase | 2,934 | 22.9728 USD | |||
USD 0.01 common | Purchase | 5,374 | 22.9903 USD | |||
USD 0.01 common | Purchase | 5,618 | 22.9400 USD | |||
USD 0.01 common | Purchase | 5,905 | 22.9210 USD | |||
USD 0.01 common | Purchase | 9,002 | 22.9531 USD | |||
USD 0.01 common | Purchase | 26,813 | 22.9704 USD | |||
USD 0.01 common | Purchase | 27,979 | 22.9781 USD | |||
USD 0.01 common | Purchase | 41,179 | 22.9395 USD | |||
USD 0.01 common | Purchase | 60,736 | 22.9314 USD | |||
USD 0.01 common | Purchase | 66,414 | 22.9383 USD | |||
USD 0.01 common | Purchase | 148,343 | 22.9412 USD | |||
USD 0.01 common | Purchase | 160,414 | 22.9831 USD | |||
USD 0.01 common | Purchase | 288,379 | 22.9753 USD | |||
USD 0.01 common | Sale | 2 | 23.0200 USD | |||
USD 0.01 common | Sale | 48 | 22.9500 USD | |||
USD 0.01 common | Sale | 58 | 22.8850 USD | |||
USD 0.01 common | Sale | 114 | 23.1450 USD | |||
USD 0.01 common | Sale | 132 | 23.0331 USD | |||
USD 0.01 common | Sale | 144 | 23.0466 USD | |||
USD 0.01 common | Sale | 148 | 23.0233 USD | |||
USD 0.01 common | Sale | 148 | 23.0429 USD | |||
USD 0.01 common | Sale | 150 | 22.9850 USD | |||
USD 0.01 common | Sale | 171 | 22.9907 USD | |||
USD 0.01 common | Sale | 200 | 23.0050 USD | |||
USD 0.01 common | Sale | 200 | 22.9800 USD | |||
USD 0.01 common | Sale | 200 | 23.0275 USD | |||
USD 0.01 common | Sale | 213 | 22.9324 USD | |||
USD 0.01 common | Sale | 228 | 23.0911 USD | |||
USD 0.01 common | Sale | 240 | 23.0878 USD | |||
USD 0.01 common | Sale | 248 | 23.0300 USD | |||
USD 0.01 common | Sale | 271 | 22.9477 USD | |||
USD 0.01 common | Sale | 300 | 23.0283 USD | |||
USD 0.01 common | Sale | 300 | 22.9616 USD | |||
USD 0.01 common | Sale | 400 | 22.9700 USD | |||
USD 0.01 common | Sale | 492 | 23.0573 USD | |||
USD 0.01 common | Sale | 500 | 22.7670 USD | |||
USD 0.01 common | Sale | 528 | 22.9853 USD | |||
USD 0.01 common | Sale | 570 | 22.9921 USD | |||
USD 0.01 common | Sale | 596 | 22.9511 USD | |||
USD 0.01 common | Sale | 658 | 22.8419 USD | |||
USD 0.01 common | Sale | 871 | 22.9781 USD | |||
USD 0.01 common | Sale | 900 | 22.9205 USD | |||
USD 0.01 common | Sale | 1,756 | 22.9658 USD | |||
USD 0.01 common | Sale | 1,914 | 23.0355 USD | |||
USD 0.01 common | Sale | 1,939 | 23.0155 USD | |||
USD 0.01 common | Sale | 3,113 | 22.8124 USD | |||
USD 0.01 common | Sale | 3,285 | 22.9417 USD | |||
USD 0.01 common | Sale | 3,783 | 22.9977 USD | |||
USD 0.01 common | Sale | 4,047 | 22.9649 USD | |||
USD 0.01 common | Sale | 4,362 | 23.0078 USD | |||
USD 0.01 common | Sale | 5,209 | 23.0087 USD | |||
USD 0.01 common | Sale | 5,618 | 22.9400 USD | |||
USD 0.01 common | Sale | 5,657 | 22.9395 USD | |||
USD 0.01 common | Sale | 5,738 | 22.9951 USD | |||
USD 0.01 common | Sale | 5,781 | 22.9708 USD | |||
USD 0.01 common | Sale | 5,955 | 22.9981 USD | |||
USD 0.01 common | Sale | 10,725 | 22.9770 USD | |||
USD 0.01 common | Sale | 11,155 | 22.9675 USD | |||
USD 0.01 common | Sale | 12,849 | 22.9862 USD | |||
USD 0.01 common | Sale | 16,607 | 22.9583 USD | |||
USD 0.01 common | Sale | 16,828 | 22.9964 USD | |||
USD 0.01 common | Sale | 17,103 | 22.9256 USD | |||
USD 0.01 common | Sale | 18,445 | 23.0461 USD | |||
USD 0.01 common | Sale | 19,891 | 22.9335 USD | |||
USD 0.01 common | Sale | 23,202 | 22.9911 USD | |||
USD 0.01 common | Sale | 39,275 | 22.9407 USD | |||
USD 0.01 common | Sale | 64,429 | 22.9350 USD | |||
USD 0.01 common | Sale | 66,314 | 22.9382 USD | |||
USD 0.01 common | Sale | 93,208 | 22.9889 USD | |||
USD 0.01 common | Sale | 103,180 | 22.9755 USD | |||
USD 0.01 common | Sale | 132,259 | 22.9678 USD | |||
USD 0.01 common | Sale | 146,025 | 22.9401 USD |
(b) | Cash-settled derivative transactions |
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Class of relevant | Product | Nature of dealing | Number of | Price per unit | |||
security | description | reference | |||||
securities | |||||||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 14 Jul 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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