5th Apr 2022 14:12
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") |
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short | ||||||
positions disclosed, if different from 1(a): | |||||||
(c) | Name of offeror/offeree in relation to whose | NORTONLIFELOCK INC | |||||
relevant securities this form relates: | |||||||
(d) | If an exempt fund manager connected with an | ||||||
offeror/offeree, state this and specify identity of | |||||||
offeror/offeree: | |||||||
(e) | Date position held/dealing undertaken: | 04 April 2022 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||
disclosures in respect of any other party to the offer? | AVAST PLC |
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
to which the disclosure relates following the dealing (if any) | |||||||
Class of relevant security: | USD 0.01 common | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) | Relevant securities owned | ||||||
and/or controlled: | 1,228,419 | 0.21% | 860,568 | 0.15% | |||
(2) | Cash-settled derivatives: | ||||||
391,622 | 0.07% | 1,865,388 | 0.32% | ||||
(3) | Stock-settled derivatives (including options) | ||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 1,620,041 | 0.28% | 2,725,956 | 0.47% | |||
(b) | Rights to subscribe for new securities (including directors and other executive | ||||||
options) | |||||||
Class of relevant security in relation to | |||||||
which subscription right exists | |||||||
Details, including nature of the rights | |||||||
concerned and relevant percentages: |
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | |||||
(a) | Purchases and sales | |||||
Class of relevant | Purchase/sale | Number of | Price per unit | |||
security | securities | |||||
USD 0.01 common | Purchase | 10 | 26.9400 USD | |||
USD 0.01 common | Purchase | 20 | 26.9450 USD | |||
USD 0.01 common | Purchase | 20 | 26.9350 USD | |||
USD 0.01 common | Purchase | 39 | 26.9128 USD | |||
USD 0.01 common | Purchase | 40 | 26.9325 USD | |||
USD 0.01 common | Purchase | 44 | 26.8552 USD | |||
USD 0.01 common | Purchase | 60 | 26.9216 USD | |||
USD 0.01 common | Purchase | 80 | 26.7900 USD | |||
USD 0.01 common | Purchase | 81 | 27.0650 USD | |||
USD 0.01 common | Purchase | 101 | 26.7400 USD | |||
USD 0.01 common | Purchase | 168 | 26.8151 USD | |||
USD 0.01 common | Purchase | 181 | 26.9474 USD | |||
USD 0.01 common | Purchase | 193 | 26.8702 USD | |||
USD 0.01 common | Purchase | 300 | 26.9800 USD | |||
USD 0.01 common | Purchase | 400 | 26.9225 USD | |||
USD 0.01 common | Purchase | 407 | 27.0784 USD | |||
USD 0.01 common | Purchase | 500 | 26.9330 USD | |||
USD 0.01 common | Purchase | 515 | 26.9300 USD | |||
USD 0.01 common | Purchase | 620 | 26.9100 USD | |||
USD 0.01 common | Purchase | 729 | 26.9015 USD | |||
USD 0.01 common | Purchase | 737 | 26.9111 USD | |||
USD 0.01 common | Purchase | 772 | 26.9787 USD | |||
USD 0.01 common | Purchase | 883 | 26.8976 USD | |||
USD 0.01 common | Purchase | 918 | 26.9259 USD | |||
USD 0.01 common | Purchase | 961 | 26.8836 USD | |||
USD 0.01 common | Purchase | 1,051 | 26.9844 USD | |||
USD 0.01 common | Purchase | 1,209 | 26.8658 USD | |||
USD 0.01 common | Purchase | 1,267 | 26.8952 USD | |||
USD 0.01 common | Purchase | 1,333 | 26.9428 USD | |||
USD 0.01 common | Purchase | 1,351 | 26.9673 USD | |||
USD 0.01 common | Purchase | 1,364 | 26.9137 USD | |||
USD 0.01 common | Purchase | 1,387 | 26.9203 USD | |||
USD 0.01 common | Purchase | 1,824 | 26.9102 USD | |||
USD 0.01 common | Purchase | 1,873 | 26.9430 USD | |||
USD 0.01 common | Purchase | 2,755 | 26.8500 USD | |||
USD 0.01 common | Purchase | 4,793 | 26.9458 USD | |||
USD 0.01 common | Purchase | 5,341 | 26.9150 USD | |||
USD 0.01 common | Purchase | 5,429 | 26.9288 USD | |||
USD 0.01 common | Purchase | 17,262 | 26.9264 USD | |||
USD 0.01 common | Purchase | 17,441 | 26.9697 USD | |||
USD 0.01 common | Purchase | 22,855 | 26.9700 USD | |||
USD 0.01 common | Purchase | 33,245 | 26.9131 USD | |||
USD 0.01 common | Purchase | 63,418 | 27.0344 USD | |||
USD 0.01 common | Purchase | 94,157 | 26.9599 USD | |||
USD 0.01 common | Purchase | 158,804 | 26.9672 USD | |||
USD 0.01 common | Sale | 3 | 26.8200 USD | |||
USD 0.01 common | Sale | 7 | 26.9285 USD | |||
USD 0.01 common | Sale | 7 | 26.9171 USD | |||
USD 0.01 common | Sale | 8 | 26.9312 USD | |||
USD 0.01 common | Sale | 8 | 26.9262 USD | |||
USD 0.01 common | Sale | 10 | 26.9400 USD | |||
USD 0.01 common | Sale | 10 | 26.9350 USD | |||
USD 0.01 common | Sale | 15 | 26.9500 USD | |||
USD 0.01 common | Sale | 16 | 26.9206 USD | |||
USD 0.01 common | Sale | 17 | 26.9247 USD | |||
USD 0.01 common | Sale | 19 | 26.9305 USD | |||
USD 0.01 common | Sale | 19 | 26.9231 USD | |||
USD 0.01 common | Sale | 24 | 26.9258 USD | |||
USD 0.01 common | Sale | 30 | 26.9233 USD | |||
USD 0.01 common | Sale | 36 | 26.8900 USD | |||
USD 0.01 common | Sale | 39 | 26.7504 USD | |||
USD 0.01 common | Sale | 40 | 26.9300 USD | |||
USD 0.01 common | Sale | 40 | 26.9275 USD | |||
USD 0.01 common | Sale | 40 | 26.9125 USD | |||
USD 0.01 common | Sale | 40 | 26.9175 USD | |||
USD 0.01 common | Sale | 60 | 26.9283 USD | |||
USD 0.01 common | Sale | 80 | 26.7900 USD | |||
USD 0.01 common | Sale | 81 | 27.0650 USD | |||
USD 0.01 common | Sale | 100 | 27.1800 USD | |||
USD 0.01 common | Sale | 100 | 26.9000 USD | |||
USD 0.01 common | Sale | 102 | 26.8662 USD | |||
USD 0.01 common | Sale | 200 | 26.9250 USD | |||
USD 0.01 common | Sale | 206 | 26.9200 USD | |||
USD 0.01 common | Sale | 260 | 26.9257 USD | |||
USD 0.01 common | Sale | 500 | 26.9960 USD | |||
USD 0.01 common | Sale | 610 | 26.9494 USD | |||
USD 0.01 common | Sale | 650 | 26.9100 USD | |||
USD 0.01 common | Sale | 1,072 | 26.9791 USD | |||
USD 0.01 common | Sale | 1,497 | 26.9967 USD | |||
USD 0.01 common | Sale | 3,689 | 26.9318 USD | |||
USD 0.01 common | Sale | 6,248 | 27.0165 USD | |||
USD 0.01 common | Sale | 6,253 | 26.9176 USD | |||
USD 0.01 common | Sale | 8,543 | 26.8285 USD | |||
USD 0.01 common | Sale | 9,345 | 26.9828 USD | |||
USD 0.01 common | Sale | 11,377 | 26.9373 USD | |||
USD 0.01 common | Sale | 13,298 | 26.9289 USD | |||
USD 0.01 common | Sale | 14,648 | 26.9427 USD | |||
USD 0.01 common | Sale | 18,357 | 26.9710 USD | |||
USD 0.01 common | Sale | 26,244 | 26.9375 USD | |||
USD 0.01 common | Sale | 30,455 | 26.9700 USD | |||
USD 0.01 common | Sale | 39,270 | 26.9680 USD | |||
USD 0.01 common | Sale | 129,487 | 26.9902 USD | |||
USD 0.01 common | Sale | 130,188 | 26.9660 USD |
(b) | Cash-settled derivative transactions | ||||||
Class of relevant | Product | Nature of dealing | Number of | Price per unit | |||
security | description | reference | |||||
securities | |||||||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising | ||||||
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 5 Apr 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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