1st Feb 2022 12:41
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||||
| (b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | |||||||
| (c) | Name of offeror/offeree in relation to whose | NORTONLIFELOCK INC | |||||
| relevant securities this form relates: | |||||||
| (d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | |||||||
| offeror/offeree: | |||||||
| (e) | Date position held/dealing undertaken: | 31 January 2022 | |||||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||
| disclosures in respect of any other party to the offer? | AVAST PLC | ||||||
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | USD 0.01 common | |||||
| Interests | Short Positions | |||||
Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: | 1,356,281 | 0.23% | 595,247 | 0.10% | ||
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(2) | Cash-settled derivatives: |
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343,366 | 0.06% | 1,510,550 | 0.26% | |||
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(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||
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| TOTAL: | 1,699,647 | 0.29% | 2,105,797 | 0.36% | ||
| Class of relevant security: | Convertible Bond US668771AA66 | |||||
Interests | Short Positions | |||||
Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: | 180,000 | 0.03% | 0 | 0.00% | ||
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(2) | Cash-settled derivatives: |
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0 | 0.00% | 0 | 0.00% | |||
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(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||
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| TOTAL: | 180,000 | 0.03% | 0 | 0.00% | ||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: |
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Details, including nature of the rights concerned and relevant percentages: |
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3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale |
| Number of |
| Price per unit |
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| security |
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| securities |
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| Convertible Bond | Purchase | 210,000 | 131.3750 USD | ||||
| Convertible Bond | Sale | 420,000 | 131.3750 USD | ||||
| USD 0.01 common | Purchase | 9 | 26.0066 USD | ||||
| USD 0.01 common | Purchase | 12 | 26.0150 USD | ||||
| USD 0.01 common | Purchase | 27 | 26.0255 USD | ||||
| USD 0.01 common | Purchase | 49 | 26.0251 USD | ||||
| USD 0.01 common | Purchase | 100 | 26.0200 USD | ||||
| USD 0.01 common | Purchase | 100 | 26.0400 USD | ||||
| USD 0.01 common | Purchase | 100 | 25.7300 USD | ||||
| USD 0.01 common | Purchase | 111 | 26.0616 USD | ||||
| USD 0.01 common | Purchase | 121 | 25.7683 USD | ||||
| USD 0.01 common | Purchase | 126 | 25.8636 USD | ||||
| USD 0.01 common | Purchase | 128 | 25.8734 USD | ||||
| USD 0.01 common | Purchase | 163 | 25.7058 USD | ||||
| USD 0.01 common | Purchase | 188 | 26.0232 USD | ||||
| USD 0.01 common | Purchase | 200 | 25.7350 USD | ||||
| USD 0.01 common | Purchase | 200 | 25.6950 USD | ||||
| USD 0.01 common | Purchase | 269 | 25.6900 USD | ||||
| USD 0.01 common | Purchase | 274 | 26.0504 USD | ||||
| USD 0.01 common | Purchase | 275 | 26.0143 USD | ||||
| USD 0.01 common | Purchase | 300 | 25.9533 USD | ||||
| USD 0.01 common | Purchase | 300 | 25.9366 USD | ||||
| USD 0.01 common | Purchase | 300 | 25.9566 USD | ||||
| USD 0.01 common | Purchase | 400 | 25.6775 USD | ||||
| USD 0.01 common | Purchase | 491 | 25.9110 USD | ||||
| USD 0.01 common | Purchase | 524 | 25.9331 USD | ||||
| USD 0.01 common | Purchase | 527 | 25.9985 USD | ||||
| USD 0.01 common | Purchase | 600 | 25.9725 USD | ||||
| USD 0.01 common | Purchase | 649 | 26.0062 USD | ||||
| USD 0.01 common | Purchase | 670 | 26.0473 USD | ||||
| USD 0.01 common | Purchase | 700 | 25.9564 USD | ||||
| USD 0.01 common | Purchase | 758 | 25.9297 USD | ||||
| USD 0.01 common | Purchase | 900 | 25.9583 USD | ||||
| USD 0.01 common | Purchase | 900 | 25.7066 USD | ||||
| USD 0.01 common | Purchase | 959 | 26.0791 USD | ||||
| USD 0.01 common | Purchase | 995 | 25.9576 USD | ||||
| USD 0.01 common | Purchase | 1,014 | 25.8965 USD | ||||
| USD 0.01 common | Purchase | 1,073 | 25.9897 USD | ||||
| USD 0.01 common | Purchase | 1,171 | 25.6835 USD | ||||
| USD 0.01 common | Purchase | 1,288 | 25.9136 USD | ||||
| USD 0.01 common | Purchase | 1,400 | 25.6867 USD | ||||
| USD 0.01 common | Purchase | 1,683 | 26.0320 USD | ||||
| USD 0.01 common | Purchase | 1,798 | 25.7080 USD | ||||
| USD 0.01 common | Purchase | 1,800 | 26.0900 USD | ||||
| USD 0.01 common | Purchase | 1,805 | 25.9561 USD | ||||
| USD 0.01 common | Purchase | 1,894 | 25.8500 USD | ||||
| USD 0.01 common | Purchase | 1,900 | 25.9550 USD | ||||
| USD 0.01 common | Purchase | 2,019 | 25.7219 USD | ||||
| USD 0.01 common | Purchase | 3,143 | 25.9201 USD | ||||
| USD 0.01 common | Purchase | 3,431 | 25.7005 USD | ||||
| USD 0.01 common | Purchase | 3,872 | 25.9799 USD | ||||
| USD 0.01 common | Purchase | 4,202 | 26.0220 USD | ||||
| USD 0.01 common | Purchase | 4,485 | 26.0370 USD | ||||
| USD 0.01 common | Purchase | 4,700 | 25.7353 USD | ||||
| USD 0.01 common | Purchase | 6,255 | 25.9058 USD | ||||
| USD 0.01 common | Purchase | 7,041 | 25.8348 USD | ||||
| USD 0.01 common | Purchase | 7,438 | 25.9467 USD | ||||
| USD 0.01 common | Purchase | 11,563 | 25.9197 USD | ||||
| USD 0.01 common | Purchase | 17,904 | 25.8694 USD | ||||
| USD 0.01 common | Purchase | 19,818 | 26.0081 USD | ||||
| USD 0.01 common | Purchase | 23,701 | 25.9524 USD | ||||
| USD 0.01 common | Purchase | 29,186 | 25.9683 USD | ||||
| USD 0.01 common | Purchase | 43,303 | 25.7091 USD | ||||
| USD 0.01 common | Purchase | 63,891 | 26.0100 USD | ||||
| USD 0.01 common | Purchase | 157,823 | 25.9746 USD | ||||
| USD 0.01 common | Sale | 6 | 26.0500 USD | ||||
| USD 0.01 common | Sale | 6 | 26.0300 USD | ||||
| USD 0.01 common | Sale | 6 | 26.1000 USD | ||||
| USD 0.01 common | Sale | 12 | 26.0550 USD | ||||
| USD 0.01 common | Sale | 12 | 26.0350 USD | ||||
| USD 0.01 common | Sale | 12 | 26.0600 USD | ||||
| USD 0.01 common | Sale | 12 | 26.0175 USD | ||||
| USD 0.01 common | Sale | 12 | 26.0583 USD | ||||
| USD 0.01 common | Sale | 21 | 26.0650 USD | ||||
| USD 0.01 common | Sale | 24 | 26.0475 USD | ||||
| USD 0.01 common | Sale | 36 | 26.0633 USD | ||||
| USD 0.01 common | Sale | 48 | 25.8575 USD | ||||
| USD 0.01 common | Sale | 56 | 25.8178 USD | ||||
| USD 0.01 common | Sale | 56 | 25.8528 USD | ||||
| USD 0.01 common | Sale | 60 | 25.8713 USD | ||||
| USD 0.01 common | Sale | 68 | 25.8388 USD | ||||
| USD 0.01 common | Sale | 74 | 25.8745 USD | ||||
| USD 0.01 common | Sale | 76 | 25.8542 USD | ||||
| USD 0.01 common | Sale | 84 | 25.8404 USD | ||||
| USD 0.01 common | Sale | 87 | 25.7600 USD | ||||
| USD 0.01 common | Sale | 99 | 25.8630 USD | ||||
| USD 0.01 common | Sale | 100 | 26.1150 USD | ||||
| USD 0.01 common | Sale | 100 | 25.7300 USD | ||||
| USD 0.01 common | Sale | 104 | 25.8300 USD | ||||
| USD 0.01 common | Sale | 140 | 26.1135 USD | ||||
| USD 0.01 common | Sale | 168 | 25.8407 USD | ||||
| USD 0.01 common | Sale | 200 | 25.6850 USD | ||||
| USD 0.01 common | Sale | 300 | 26.1200 USD | ||||
| USD 0.01 common | Sale | 334 | 25.9291 USD | ||||
| USD 0.01 common | Sale | 400 | 25.9525 USD | ||||
| USD 0.01 common | Sale | 407 | 26.0673 USD | ||||
| USD 0.01 common | Sale | 468 | 25.8535 USD | ||||
| USD 0.01 common | Sale | 493 | 25.9218 USD | ||||
| USD 0.01 common | Sale | 500 | 25.8980 USD | ||||
| USD 0.01 common | Sale | 500 | 25.9560 USD | ||||
| USD 0.01 common | Sale | 598 | 25.9361 USD | ||||
| USD 0.01 common | Sale | 600 | 26.0366 USD | ||||
| USD 0.01 common | Sale | 900 | 25.7066 USD | ||||
| USD 0.01 common | Sale | 900 | 25.9583 USD | ||||
| USD 0.01 common | Sale | 1,205 | 25.7053 USD | ||||
| USD 0.01 common | Sale | 1,215 | 25.7000 USD | ||||
| USD 0.01 common | Sale | 1,617 | 25.9678 USD | ||||
| USD 0.01 common | Sale | 1,683 | 26.0320 USD | ||||
| USD 0.01 common | Sale | 1,800 | 26.0900 USD | ||||
| USD 0.01 common | Sale | 1,928 | 25.7080 USD | ||||
| USD 0.01 common | Sale | 1,961 | 25.7050 USD | ||||
| USD 0.01 common | Sale | 2,821 | 25.9596 USD | ||||
| USD 0.01 common | Sale | 3,371 | 25.9914 USD | ||||
| USD 0.01 common | Sale | 4,139 | 25.7040 USD | ||||
| USD 0.01 common | Sale | 4,164 | 26.0101 USD | ||||
| USD 0.01 common | Sale | 5,607 | 25.7302 USD | ||||
| USD 0.01 common | Sale | 6,101 | 25.9915 USD | ||||
| USD 0.01 common | Sale | 6,429 | 25.9705 USD | ||||
| USD 0.01 common | Sale | 6,651 | 25.8956 USD | ||||
| USD 0.01 common | Sale | 6,658 | 25.8943 USD | ||||
| USD 0.01 common | Sale | 7,324 | 25.9453 USD | ||||
| USD 0.01 common | Sale | 7,440 | 25.7102 USD | ||||
| USD 0.01 common | Sale | 8,819 | 25.7061 USD | ||||
| USD 0.01 common | Sale | 10,989 | 25.7039 USD | ||||
| USD 0.01 common | Sale | 11,659 | 25.9208 USD | ||||
| USD 0.01 common | Sale | 12,500 | 25.8389 USD | ||||
| USD 0.01 common | Sale | 16,588 | 25.7116 USD | ||||
| USD 0.01 common | Sale | 18,047 | 25.9713 USD | ||||
| USD 0.01 common | Sale | 18,505 | 26.0173 USD | ||||
| USD 0.01 common | Sale | 23,210 | 25.9979 USD | ||||
| USD 0.01 common | Sale | 41,056 | 25.9503 USD | ||||
| USD 0.01 common | Sale | 74,634 | 26.0100 USD | ||||
| USD 0.01 common | Sale | 129,011 | 25.9673 USD | ||||
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
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(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
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(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None
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(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
| Date of disclosure: | 1 Feb 2022 | ||||||
| Contact name: | Large Holdings Regulatory Operations | ||||||
| Telephone number: | 020 3134 7213 | ||||||
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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