24th Feb 2022 11:47
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. |
| (b) | Owner or controller of interest and short | |
| positions disclosed, if different from 1(a): | ||
| (c) | Name of offeror/offeree in relation to whose | NORTONLIFELOCK INC |
| relevant securities this form relates: | ||
| (d) | If an exempt fund manager connected with an | |
| offeror/offeree, state this and specify identity of | ||
| offeror/offeree: | ||
| (e) | Date position held/dealing undertaken: | 23 February 2022 |
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: |
| disclosures in respect of any other party to the offer? | AVAST PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | USD 0.01 common | |||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned | |||||
| and/or controlled: | 1,354,455 | 0.23% | 664,872 | 0.11% | ||
(2) | Cash-settled derivatives: | |||||
232,374 | 0.04% | 1,510,550 | 0.26% | |||
(3) | Stock-settled derivatives (including options) | |||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||
| TOTAL: | 1,586,829 | 0.27% | 2,175,422 | 0.37% | ||
| Class of relevant security: | Convertible Bond US668771AA66 | |||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned | |||||
| and/or controlled: | 236,000 | 0.04% | 0 | 0.00% | ||
(2) | Cash-settled derivatives: | |||||
0 | 0.00% | 0 | 0.00% | |||
(3) | Stock-settled derivatives (including options) | |||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||
| TOTAL: | 236,000 | 0.04% | 0 | 0.00% | ||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: |
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Details, including nature of the rights concerned and relevant percentages: |
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3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant | Purchase/sale | Number of | Price per unit |
security |
| securities |
|
USD 0.01 common | Purchase | 2 | 27.3800 USD |
USD 0.01 common | Purchase | 9 | 26.9900 USD |
USD 0.01 common | Purchase | 28 | 26.5300 USD |
USD 0.01 common | Purchase | 42 | 26.5433 USD |
USD 0.01 common | Purchase | 45 | 27.2500 USD |
USD 0.01 common | Purchase | 54 | 26.9300 USD |
USD 0.01 common | Purchase | 56 | 26.5675 USD |
USD 0.01 common | Purchase | 56 | 26.5525 USD |
USD 0.01 common | Purchase | 84 | 26.5333 USD |
USD 0.01 common | Purchase | 84 | 26.5566 USD |
USD 0.01 common | Purchase | 100 | 27.0400 USD |
USD 0.01 common | Purchase | 100 | 27.1400 USD |
USD 0.01 common | Purchase | 100 | 27.0850 USD |
USD 0.01 common | Purchase | 107 | 26.5340 USD |
USD 0.01 common | Purchase | 112 | 26.5475 USD |
USD 0.01 common | Purchase | 115 | 26.5575 USD |
USD 0.01 common | Purchase | 121 | 26.5940 USD |
USD 0.01 common | Purchase | 129 | 27.1500 USD |
USD 0.01 common | Purchase | 147 | 26.5740 USD |
USD 0.01 common | Purchase | 200 | 27.4350 USD |
USD 0.01 common | Purchase | 200 | 27.0750 USD |
USD 0.01 common | Purchase | 200 | 27.0675 USD |
USD 0.01 common | Purchase | 200 | 26.9600 USD |
USD 0.01 common | Purchase | 214 | 26.5944 USD |
USD 0.01 common | Purchase | 217 | 26.5490 USD |
USD 0.01 common | Purchase | 252 | 26.5715 USD |
USD 0.01 common | Purchase | 350 | 26.5854 USD |
USD 0.01 common | Purchase | 408 | 27.1307 USD |
USD 0.01 common | Purchase | 411 | 26.5959 USD |
USD 0.01 common | Purchase | 414 | 26.9762 USD |
USD 0.01 common | Purchase | 450 | 26.9578 USD |
USD 0.01 common | Purchase | 452 | 26.7649 USD |
USD 0.01 common | Purchase | 460 | 26.5863 USD |
USD 0.01 common | Purchase | 500 | 27.3390 USD |
USD 0.01 common | Purchase | 503 | 26.5414 USD |
USD 0.01 common | Purchase | 569 | 26.7199 USD |
USD 0.01 common | Purchase | 600 | 27.1100 USD |
USD 0.01 common | Purchase | 890 | 27.1504 USD |
USD 0.01 common | Purchase | 984 | 26.9200 USD |
USD 0.01 common | Purchase | 1,091 | 26.7106 USD |
USD 0.01 common | Purchase | 1,229 | 26.7532 USD |
USD 0.01 common | Purchase | 1,681 | 27.2703 USD |
USD 0.01 common | Purchase | 1,858 | 27.1202 USD |
USD 0.01 common | Purchase | 3,109 | 26.8521 USD |
USD 0.01 common | Purchase | 3,701 | 26.9060 USD |
USD 0.01 common | Purchase | 5,832 | 27.0608 USD |
USD 0.01 common | Purchase | 6,403 | 26.8687 USD |
USD 0.01 common | Purchase | 6,667 | 26.8415 USD |
USD 0.01 common | Purchase | 8,116 | 26.8162 USD |
USD 0.01 common | Purchase | 11,413 | 26.5400 USD |
USD 0.01 common | Purchase | 21,649 | 26.5774 USD |
USD 0.01 common | Purchase | 24,507 | 26.6269 USD |
USD 0.01 common | Purchase | 52,276 | 26.8390 USD |
USD 0.01 common | Purchase | 146,157 | 26.6437 USD |
USD 0.01 common | Sale | 22 | 26.5475 USD |
USD 0.01 common | Sale | 22 | 26.5750 USD |
USD 0.01 common | Sale | 22 | 26.5675 USD |
USD 0.01 common | Sale | 22 | 26.5700 USD |
USD 0.01 common | Sale | 34 | 26.9300 USD |
USD 0.01 common | Sale | 36 | 26.5500 USD |
USD 0.01 common | Sale | 36 | 26.5600 USD |
USD 0.01 common | Sale | 50 | 26.9150 USD |
USD 0.01 common | Sale | 54 | 26.9100 USD |
USD 0.01 common | Sale | 64 | 26.8600 USD |
USD 0.01 common | Sale | 100 | 26.5300 USD |
USD 0.01 common | Sale | 100 | 26.7800 USD |
USD 0.01 common | Sale | 100 | 27.1500 USD |
USD 0.01 common | Sale | 108 | 26.7625 USD |
USD 0.01 common | Sale | 114 | 26.8136 USD |
USD 0.01 common | Sale | 117 | 26.8194 USD |
USD 0.01 common | Sale | 177 | 26.9479 USD |
USD 0.01 common | Sale | 202 | 26.9708 USD |
USD 0.01 common | Sale | 203 | 26.7258 USD |
USD 0.01 common | Sale | 203 | 26.9736 USD |
USD 0.01 common | Sale | 216 | 26.9275 USD |
USD 0.01 common | Sale | 319 | 26.7887 USD |
USD 0.01 common | Sale | 319 | 26.5550 USD |
USD 0.01 common | Sale | 326 | 26.9211 USD |
USD 0.01 common | Sale | 400 | 26.5200 USD |
USD 0.01 common | Sale | 401 | 27.0104 USD |
USD 0.01 common | Sale | 420 | 26.9325 USD |
USD 0.01 common | Sale | 421 | 26.8924 USD |
USD 0.01 common | Sale | 439 | 26.8735 USD |
USD 0.01 common | Sale | 500 | 27.3390 USD |
USD 0.01 common | Sale | 500 | 26.5540 USD |
USD 0.01 common | Sale | 599 | 26.8510 USD |
USD 0.01 common | Sale | 600 | 26.5800 USD |
USD 0.01 common | Sale | 656 | 26.9709 USD |
USD 0.01 common | Sale | 659 | 26.8884 USD |
USD 0.01 common | Sale | 667 | 26.5516 USD |
USD 0.01 common | Sale | 924 | 27.3800 USD |
USD 0.01 common | Sale | 944 | 26.5791 USD |
USD 0.01 common | Sale | 955 | 26.5511 USD |
USD 0.01 common | Sale | 1,433 | 26.7801 USD |
USD 0.01 common | Sale | 1,550 | 27.0577 USD |
USD 0.01 common | Sale | 1,823 | 26.8073 USD |
USD 0.01 common | Sale | 2,305 | 26.9250 USD |
USD 0.01 common | Sale | 4,405 | 26.8148 USD |
USD 0.01 common | Sale | 5,014 | 26.7811 USD |
USD 0.01 common | Sale | 5,045 | 26.8097 USD |
USD 0.01 common | Sale | 5,684 | 26.7230 USD |
USD 0.01 common | Sale | 8,374 | 26.5400 USD |
USD 0.01 common | Sale | 8,598 | 26.9379 USD |
USD 0.01 common | Sale | 9,444 | 27.1402 USD |
USD 0.01 common | Sale | 20,271 | 26.5674 USD |
USD 0.01 common | Sale | 21,383 | 26.5777 USD |
USD 0.01 common | Sale | 55,028 | 26.6402 USD |
USD 0.01 common | Sale | 55,997 | 26.8145 USD |
USD 0.01 common | Sale | 82,403 | 26.6423 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
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(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
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(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None
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(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | |||
| Date of disclosure: | 24 Feb 2022 | |||
| Contact name: | Large Holdings Regulatory Operations | |||
| Telephone number: | 020 3134 7213 | |||
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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