29th Jun 2022 14:25
FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | ||||||||||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | ||||||||||||||
MORE | ||||||||||||||
Rule 8.3 of the Takeover Code (the "Code") | ||||||||||||||
1. | KEY INFORMATION |
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(a) | Full name of discloser: | Barclays PLC. |
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(b) | Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) | Name of offeror/offeree in relation to whose | NORTONLIFELOCK INC |
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relevant securities this form relates: |
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(d) | If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) | Date position held/dealing undertaken: | 28 June 2022 |
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(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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disclosures in respect of any other party to the offer? | AVAST PLC |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing (if any) |
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Class of relevant security: | USD 0.01 common |
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Interests | Short Positions |
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Number | (%) | Number | (%) |
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(1) | Relevant securities owned |
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and/or controlled: | 1,304,920 | 0.23% | 860,291 | 0.15% |
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(2) | Cash-settled derivatives: |
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1,141,309 | 0.20% | 2,524,152 | 0.44% |
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(3) | Stock-settled derivatives (including options) |
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and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% |
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TOTAL: | 2,446,229 | 0.43% | 3,384,443 | 0.59% |
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(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchases and sales | ||||||
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
USD 0.01 common | Purchase | 1 | 22.4000 USD | ||||
USD 0.01 common | Purchase | 9 | 22.3050 USD | ||||
USD 0.01 common | Purchase | 9 | 22.2800 USD | ||||
USD 0.01 common | Purchase | 9 | 22.3250 USD | ||||
USD 0.01 common | Purchase | 18 | 22.3150 USD | ||||
USD 0.01 common | Purchase | 19 | 22.3213 USD | ||||
USD 0.01 common | Purchase | 27 | 22.2900 USD | ||||
USD 0.01 common | Purchase | 27 | 22.3066 USD | ||||
USD 0.01 common | Purchase | 37 | 22.3204 USD | ||||
USD 0.01 common | Purchase | 57 | 22.6400 USD | ||||
USD 0.01 common | Purchase | 98 | 22.5440 USD | ||||
USD 0.01 common | Purchase | 100 | 22.2250 USD | ||||
USD 0.01 common | Purchase | 103 | 22.5503 USD | ||||
USD 0.01 common | Purchase | 109 | 22.3000 USD | ||||
USD 0.01 common | Purchase | 127 | 22.5611 USD | ||||
USD 0.01 common | Purchase | 200 | 22.3600 USD | ||||
USD 0.01 common | Purchase | 206 | 22.3731 USD | ||||
USD 0.01 common | Purchase | 213 | 22.5278 USD | ||||
USD 0.01 common | Purchase | 291 | 22.2444 USD | ||||
USD 0.01 common | Purchase | 356 | 22.2600 USD | ||||
USD 0.01 common | Purchase | 398 | 22.2441 USD | ||||
USD 0.01 common | Purchase | 400 | 22.2350 USD | ||||
USD 0.01 common | Purchase | 556 | 22.2732 USD | ||||
USD 0.01 common | Purchase | 587 | 22.2574 USD | ||||
USD 0.01 common | Purchase | 704 | 22.2739 USD | ||||
USD 0.01 common | Purchase | 762 | 22.2318 USD | ||||
USD 0.01 common | Purchase | 800 | 22.3662 USD | ||||
USD 0.01 common | Purchase | 884 | 22.2748 USD | ||||
USD 0.01 common | Purchase | 921 | 22.2525 USD | ||||
USD 0.01 common | Purchase | 975 | 22.2725 USD | ||||
USD 0.01 common | Purchase | 1,041 | 22.3915 USD | ||||
USD 0.01 common | Purchase | 1,084 | 22.2539 USD | ||||
USD 0.01 common | Purchase | 1,202 | 22.2419 USD | ||||
USD 0.01 common | Purchase | 1,300 | 22.2919 USD | ||||
USD 0.01 common | Purchase | 1,382 | 22.2632 USD | ||||
USD 0.01 common | Purchase | 2,453 | 22.3001 USD | ||||
USD 0.01 common | Purchase | 2,516 | 22.2705 USD | ||||
USD 0.01 common | Purchase | 2,898 | 22.7900 USD | ||||
USD 0.01 common | Purchase | 3,085 | 22.2794 USD | ||||
USD 0.01 common | Purchase | 3,263 | 22.3714 USD | ||||
USD 0.01 common | Purchase | 3,606 | 22.3205 USD | ||||
USD 0.01 common | Purchase | 5,765 | 22.3699 USD | ||||
USD 0.01 common | Purchase | 5,826 | 22.3516 USD | ||||
USD 0.01 common | Purchase | 6,356 | 22.3953 USD | ||||
USD 0.01 common | Purchase | 8,338 | 22.2883 USD | ||||
USD 0.01 common | Purchase | 8,758 | 22.4008 USD | ||||
USD 0.01 common | Purchase | 10,161 | 22.3092 USD | ||||
USD 0.01 common | Purchase | 12,155 | 22.2864 USD | ||||
USD 0.01 common | Purchase | 17,635 | 22.3026 USD | ||||
USD 0.01 common | Purchase | 28,201 | 22.2745 USD | ||||
USD 0.01 common | Purchase | 28,915 | 22.5822 USD | ||||
USD 0.01 common | Purchase | 64,955 | 22.2829 USD | ||||
USD 0.01 common | Purchase | 78,865 | 22.2700 USD | ||||
USD 0.01 common | Purchase | 118,974 | 22.4074 USD | ||||
USD 0.01 common | Sale | 23 | 22.5300 USD | ||||
USD 0.01 common | Sale | 26 | 22.3869 USD | ||||
USD 0.01 common | Sale | 41 | 22.4021 USD | ||||
USD 0.01 common | Sale | 98 | 22.5440 USD | ||||
USD 0.01 common | Sale | 100 | 22.6500 USD | ||||
USD 0.01 common | Sale | 108 | 22.2866 USD | ||||
USD 0.01 common | Sale | 113 | 22.3379 USD | ||||
USD 0.01 common | Sale | 118 | 22.3413 USD | ||||
USD 0.01 common | Sale | 126 | 22.2942 USD | ||||
USD 0.01 common | Sale | 176 | 22.2796 USD | ||||
USD 0.01 common | Sale | 195 | 22.2564 USD | ||||
USD 0.01 common | Sale | 200 | 22.2050 USD | ||||
USD 0.01 common | Sale | 200 | 22.2900 USD | ||||
USD 0.01 common | Sale | 200 | 22.5800 USD | ||||
USD 0.01 common | Sale | 200 | 22.5200 USD | ||||
USD 0.01 common | Sale | 223 | 22.3071 USD | ||||
USD 0.01 common | Sale | 231 | 22.3229 USD | ||||
USD 0.01 common | Sale | 236 | 22.3000 USD | ||||
USD 0.01 common | Sale | 262 | 22.3046 USD | ||||
USD 0.01 common | Sale | 270 | 22.3077 USD | ||||
USD 0.01 common | Sale | 273 | 22.6368 USD | ||||
USD 0.01 common | Sale | 300 | 22.5850 USD | ||||
USD 0.01 common | Sale | 300 | 22.6283 USD | ||||
USD 0.01 common | Sale | 300 | 22.6016 USD | ||||
USD 0.01 common | Sale | 356 | 22.2600 USD | ||||
USD 0.01 common | Sale | 356 | 22.2750 USD | ||||
USD 0.01 common | Sale | 440 | 22.5490 USD | ||||
USD 0.01 common | Sale | 456 | 22.2850 USD | ||||
USD 0.01 common | Sale | 457 | 22.3143 USD | ||||
USD 0.01 common | Sale | 463 | 22.2718 USD | ||||
USD 0.01 common | Sale | 501 | 22.2753 USD | ||||
USD 0.01 common | Sale | 564 | 22.3313 USD | ||||
USD 0.01 common | Sale | 604 | 22.2281 USD | ||||
USD 0.01 common | Sale | 608 | 22.2705 USD | ||||
USD 0.01 common | Sale | 653 | 22.3088 USD | ||||
USD 0.01 common | Sale | 738 | 22.3492 USD | ||||
USD 0.01 common | Sale | 904 | 22.2822 USD | ||||
USD 0.01 common | Sale | 986 | 22.2847 USD | ||||
USD 0.01 common | Sale | 993 | 22.3015 USD | ||||
USD 0.01 common | Sale | 1,004 | 22.2889 USD | ||||
USD 0.01 common | Sale | 1,200 | 22.7900 USD | ||||
USD 0.01 common | Sale | 1,592 | 22.2977 USD | ||||
USD 0.01 common | Sale | 1,718 | 22.2534 USD | ||||
USD 0.01 common | Sale | 1,719 | 22.2868 USD | ||||
USD 0.01 common | Sale | 2,323 | 22.2897 USD | ||||
USD 0.01 common | Sale | 2,764 | 22.7375 USD | ||||
USD 0.01 common | Sale | 3,071 | 22.3162 USD | ||||
USD 0.01 common | Sale | 4,191 | 22.3364 USD | ||||
USD 0.01 common | Sale | 5,067 | 22.6357 USD | ||||
USD 0.01 common | Sale | 7,792 | 22.2682 USD | ||||
USD 0.01 common | Sale | 10,192 | 22.2792 USD | ||||
USD 0.01 common | Sale | 12,172 | 22.2813 USD | ||||
USD 0.01 common | Sale | 13,325 | 22.2937 USD | ||||
USD 0.01 common | Sale | 15,119 | 22.3032 USD | ||||
USD 0.01 common | Sale | 15,185 | 22.2523 USD | ||||
USD 0.01 common | Sale | 19,185 | 22.2677 USD | ||||
USD 0.01 common | Sale | 21,735 | 22.5690 USD | ||||
USD 0.01 common | Sale | 23,701 | 22.3234 USD | ||||
USD 0.01 common | Sale | 28,729 | 22.2805 USD | ||||
USD 0.01 common | Sale | 36,661 | 22.2702 USD | ||||
USD 0.01 common | Sale | 54,810 | 22.2700 USD | ||||
USD 0.01 common | Sale | 148,460 | 22.3980 USD |
(b) | Cash-settled derivative transactions |
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Class of relevant | Product | Nature of dealing | Number of | Price per unit | |||
security | description | reference | |||||
securities | |||||||
(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 29 Jun 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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