25th Feb 2022 11:52
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||||
| (b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | |||||||
| (c) | Name of offeror/offeree in relation to whose | NORTONLIFELOCK INC | |||||
| relevant securities this form relates: | |||||||
| (d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | |||||||
| offeror/offeree: | |||||||
| (e) | Date position held/dealing undertaken: | 24 February 2022 | |||||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||
| disclosures in respect of any other party to the offer? | AVAST PLC | ||||||
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | USD 0.01 common | |||||
Interests | Short Positions | |||||
Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: | 1,284,871 | 0.22% | 717,209 | 0.12% | ||
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(2) | Cash-settled derivatives: |
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232,374 | 0.04% | 1,510,550 | 0.26% | |||
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(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||
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| TOTAL: | 1,517,245 | 0.26% | 2,227,759 | 0.38% | ||
| Class of relevant security: | Convertible Bond US668771AA66 | |||||
| Interests | Short Positions | |||||
Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: | 236,000 | 0.04% | 0 | 0.00% | ||
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(2) | Cash-settled derivatives: |
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0 | 0.00% | 0 | 0.00% | |||
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(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||
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| TOTAL: | 236,000 | 0.04% | 0 | 0.00% | ||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: |
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Details, including nature of the rights concerned and relevant percentages: |
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3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale |
| Number of |
| Price per unit |
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| security |
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| securities |
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| USD 0.01 common | Purchase | 15 | 26.0900 USD | ||||
| USD 0.01 common | Purchase | 18 | 27.1800 USD | ||||
| USD 0.01 common | Purchase | 36 | 27.1550 USD | ||||
| USD 0.01 common | Purchase | 54 | 27.1700 USD | ||||
| USD 0.01 common | Purchase | 84 | 27.1814 USD | ||||
| USD 0.01 common | Purchase | 93 | 27.1600 USD | ||||
| USD 0.01 common | Purchase | 95 | 26.9600 USD | ||||
| USD 0.01 common | Purchase | 100 | 27.2750 USD | ||||
| USD 0.01 common | Purchase | 142 | 26.5900 USD | ||||
| USD 0.01 common | Purchase | 150 | 23.1200 EUR | ||||
| USD 0.01 common | Purchase | 200 | 26.6850 USD | ||||
| USD 0.01 common | Purchase | 400 | 26.7150 USD | ||||
| USD 0.01 common | Purchase | 560 | 27.2590 USD | ||||
| USD 0.01 common | Purchase | 588 | 26.7828 USD | ||||
| USD 0.01 common | Purchase | 643 | 26.8746 USD | ||||
| USD 0.01 common | Purchase | 666 | 26.1200 USD | ||||
| USD 0.01 common | Purchase | 899 | 27.0611 USD | ||||
| USD 0.01 common | Purchase | 1,200 | 27.2663 USD | ||||
| USD 0.01 common | Purchase | 1,211 | 27.2713 USD | ||||
| USD 0.01 common | Purchase | 1,280 | 27.2753 USD | ||||
| USD 0.01 common | Purchase | 1,480 | 27.2812 USD | ||||
| USD 0.01 common | Purchase | 1,549 | 27.2676 USD | ||||
| USD 0.01 common | Purchase | 1,562 | 27.2818 USD | ||||
| USD 0.01 common | Purchase | 2,380 | 27.2700 USD | ||||
| USD 0.01 common | Purchase | 2,458 | 27.2767 USD | ||||
| USD 0.01 common | Purchase | 2,750 | 27.2702 USD | ||||
| USD 0.01 common | Purchase | 2,979 | 27.2683 USD | ||||
| USD 0.01 common | Purchase | 3,254 | 26.9708 USD | ||||
| USD 0.01 common | Purchase | 3,371 | 26.8852 USD | ||||
| USD 0.01 common | Purchase | 3,593 | 27.0486 USD | ||||
| USD 0.01 common | Purchase | 3,935 | 26.8751 USD | ||||
| USD 0.01 common | Purchase | 4,400 | 26.8232 USD | ||||
| USD 0.01 common | Purchase | 4,710 | 26.9059 USD | ||||
| USD 0.01 common | Purchase | 5,229 | 26.1658 USD | ||||
| USD 0.01 common | Purchase | 6,100 | 26.9770 USD | ||||
| USD 0.01 common | Purchase | 6,564 | 26.8537 USD | ||||
| USD 0.01 common | Purchase | 7,032 | 26.9928 USD | ||||
| USD 0.01 common | Purchase | 10,086 | 27.2596 USD | ||||
| USD 0.01 common | Purchase | 11,962 | 27.2542 USD | ||||
| USD 0.01 common | Purchase | 15,014 | 27.2600 USD | ||||
| USD 0.01 common | Purchase | 30,889 | 27.1963 USD | ||||
| USD 0.01 common | Purchase | 37,434 | 27.2587 USD | ||||
| USD 0.01 common | Purchase | 41,080 | 27.2582 USD | ||||
| USD 0.01 common | Purchase | 45,736 | 27.0470 USD | ||||
| USD 0.01 common | Purchase | 49,310 | 27.0529 USD | ||||
| USD 0.01 common | Purchase | 59,155 | 26.5060 USD | ||||
| USD 0.01 common | Purchase | 64,265 | 27.1266 USD | ||||
| USD 0.01 common | Purchase | 162,732 | 27.0177 USD | ||||
| USD 0.01 common | Purchase | 287,686 | 26.9974 USD | ||||
| USD 0.01 common | Sale | 21 | 26.1800 USD | ||||
| USD 0.01 common | Sale | 67 | 26.9400 USD | ||||
| USD 0.01 common | Sale | 71 | 26.5900 USD | ||||
| USD 0.01 common | Sale | 71 | 26.5750 USD | ||||
| USD 0.01 common | Sale | 75 | 27.1600 USD | ||||
| USD 0.01 common | Sale | 100 | 26.2200 USD | ||||
| USD 0.01 common | Sale | 100 | 26.2100 USD | ||||
| USD 0.01 common | Sale | 100 | 26.1400 USD | ||||
| USD 0.01 common | Sale | 100 | 27.1450 USD | ||||
| USD 0.01 common | Sale | 100 | 27.1800 USD | ||||
| USD 0.01 common | Sale | 100 | 26.2500 USD | ||||
| USD 0.01 common | Sale | 101 | 27.3041 USD | ||||
| USD 0.01 common | Sale | 107 | 26.9950 USD | ||||
| USD 0.01 common | Sale | 150 | 23.1200 EUR | ||||
| USD 0.01 common | Sale | 171 | 27.1200 USD | ||||
| USD 0.01 common | Sale | 222 | 27.1675 USD | ||||
| USD 0.01 common | Sale | 225 | 27.1694 USD | ||||
| USD 0.01 common | Sale | 400 | 27.2700 USD | ||||
| USD 0.01 common | Sale | 400 | 26.1979 USD | ||||
| USD 0.01 common | Sale | 400 | 26.5725 USD | ||||
| USD 0.01 common | Sale | 507 | 26.4496 USD | ||||
| USD 0.01 common | Sale | 700 | 26.5235 USD | ||||
| USD 0.01 common | Sale | 852 | 26.5375 USD | ||||
| USD 0.01 common | Sale | 944 | 26.5363 USD | ||||
| USD 0.01 common | Sale | 1,000 | 26.2000 USD | ||||
| USD 0.01 common | Sale | 1,094 | 26.5615 USD | ||||
| USD 0.01 common | Sale | 1,200 | 26.9408 USD | ||||
| USD 0.01 common | Sale | 1,301 | 27.0794 USD | ||||
| USD 0.01 common | Sale | 1,308 | 27.2500 USD | ||||
| USD 0.01 common | Sale | 1,562 | 27.2558 USD | ||||
| USD 0.01 common | Sale | 1,700 | 26.5264 USD | ||||
| USD 0.01 common | Sale | 1,704 | 27.0009 USD | ||||
| USD 0.01 common | Sale | 1,756 | 26.4980 USD | ||||
| USD 0.01 common | Sale | 1,821 | 26.9683 USD | ||||
| USD 0.01 common | Sale | 1,913 | 27.0566 USD | ||||
| USD 0.01 common | Sale | 1,946 | 27.0718 USD | ||||
| USD 0.01 common | Sale | 1,999 | 26.5399 USD | ||||
| USD 0.01 common | Sale | 2,100 | 26.5614 USD | ||||
| USD 0.01 common | Sale | 2,114 | 26.6000 USD | ||||
| USD 0.01 common | Sale | 2,204 | 26.9537 USD | ||||
| USD 0.01 common | Sale | 2,302 | 26.9911 USD | ||||
| USD 0.01 common | Sale | 2,429 | 26.9732 USD | ||||
| USD 0.01 common | Sale | 2,878 | 26.9423 USD | ||||
| USD 0.01 common | Sale | 3,161 | 27.0198 USD | ||||
| USD 0.01 common | Sale | 3,255 | 26.9707 USD | ||||
| USD 0.01 common | Sale | 3,319 | 26.9550 USD | ||||
| USD 0.01 common | Sale | 3,334 | 26.7349 USD | ||||
| USD 0.01 common | Sale | 3,593 | 27.0486 USD | ||||
| USD 0.01 common | Sale | 3,757 | 26.9909 USD | ||||
| USD 0.01 common | Sale | 8,742 | 26.7343 USD | ||||
| USD 0.01 common | Sale | 9,981 | 26.9870 USD | ||||
| USD 0.01 common | Sale | 10,406 | 27.2534 USD | ||||
| USD 0.01 common | Sale | 11,785 | 26.9527 USD | ||||
| USD 0.01 common | Sale | 18,602 | 26.8903 USD | ||||
| USD 0.01 common | Sale | 19,572 | 26.9644 USD | ||||
| USD 0.01 common | Sale | 22,730 | 27.0182 USD | ||||
| USD 0.01 common | Sale | 23,617 | 27.0780 USD | ||||
| USD 0.01 common | Sale | 39,973 | 27.1831 USD | ||||
| USD 0.01 common | Sale | 41,059 | 27.2600 USD | ||||
| USD 0.01 common | Sale | 42,182 | 26.9528 USD | ||||
| USD 0.01 common | Sale | 43,868 | 26.5069 USD | ||||
| USD 0.01 common | Sale | 48,479 | 27.2575 USD | ||||
| USD 0.01 common | Sale | 79,758 | 27.0465 USD | ||||
| USD 0.01 common | Sale | 108,592 | 27.2545 USD | ||||
| USD 0.01 common | Sale | 109,619 | 26.9430 USD | ||||
| USD 0.01 common | Sale | 197,798 | 26.9904 USD | ||||
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
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(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
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(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None
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(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
| Date of disclosure: | 25 Feb 2022 | ||||||
| Contact name: | Large Holdings Regulatory Operations | ||||||
| Telephone number: | 020 3134 7213 | ||||||
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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