11th Jul 2022 13:17
FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. | KEY INFORMATION | |||||||||||
(a) | Full name of discloser: | Barclays PLC. | ||||||||||
(b) | Owner or controller of interest and short | |||||||||||
positions disclosed, if different from 1(a): | ||||||||||||
(c) | Name of offeror/offeree in relation to whose | NORTONLIFELOCK INC | ||||||||||
relevant securities this form relates: | ||||||||||||
(d) | If an exempt fund manager connected with an | |||||||||||
offeror/offeree, state this and specify identity of | ||||||||||||
offeror/offeree: | ||||||||||||
(e) | Date position held/dealing undertaken: | 08 July 2022 | ||||||||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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disclosures in respect of any other party to the offer? | AVAST PLC | |||||||||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | |||||||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | |||||||||||
| to which the disclosure relates following the dealing (if any) |
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Class of relevant security: | USD 0.01 common | |||||||||||
Interests | Short Positions | |||||||||||
Number | (%) | Number | (%) | |||||||||
(1) | Relevant securities owned | |||||||||||
and/or controlled: | 1,313,984 | 0.23% | 1,208,948 | 0.21% | ||||||||
(2) | Cash-settled derivatives: | |||||||||||
1,544,322 | 0.27% | 3,757,122 | 0.66% | |||||||||
(3) | Stock-settled derivatives (including options) | |||||||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||||||||
TOTAL: | 2,858,306 | 0.50% | 4,966,070 | 0.87% | ||||||||
(b) | Rights to subscribe for new securities (including directors and other executive | |||||||||||
| options) |
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Class of relevant security in relation to | ||||||||||||
which subscription right exists | ||||||||||||
Details, including nature of the rights | ||||||||||||
concerned and relevant percentages: | ||||||||||||
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | |||||
(a) | Purchases and sales | |||||
Class of relevant | Purchase/sale | Number of | Price per unit | |||
security | securities | |||||
USD 0.01 common | Purchase | 1 | 22.9600 USD | |||
USD 0.01 common | Purchase | 1 | 23.0800 USD | |||
USD 0.01 common | Purchase | 5 | 23.0520 USD | |||
USD 0.01 common | Purchase | 13 | 22.8669 USD | |||
USD 0.01 common | Purchase | 156 | 23.0750 USD | |||
USD 0.01 common | Purchase | 201 | 23.1000 USD | |||
USD 0.01 common | Purchase | 300 | 22.9766 USD | |||
USD 0.01 common | Purchase | 479 | 23.0758 USD | |||
USD 0.01 common | Purchase | 500 | 23.0390 USD | |||
USD 0.01 common | Purchase | 502 | 22.9800 USD | |||
USD 0.01 common | Purchase | 600 | 23.0633 USD | |||
USD 0.01 common | Purchase | 700 | 23.0271 USD | |||
USD 0.01 common | Purchase | 749 | 23.0233 USD | |||
USD 0.01 common | Purchase | 868 | 23.0514 USD | |||
USD 0.01 common | Purchase | 900 | 22.9888 USD | |||
USD 0.01 common | Purchase | 1,188 | 23.0602 USD | |||
USD 0.01 common | Purchase | 1,828 | 23.0064 USD | |||
USD 0.01 common | Purchase | 2,296 | 23.0203 USD | |||
USD 0.01 common | Purchase | 2,424 | 22.9945 USD | |||
USD 0.01 common | Purchase | 2,735 | 22.9668 USD | |||
USD 0.01 common | Purchase | 3,588 | 23.0543 USD | |||
USD 0.01 common | Purchase | 4,733 | 23.0609 USD | |||
USD 0.01 common | Purchase | 7,014 | 23.0344 USD | |||
USD 0.01 common | Purchase | 19,429 | 23.0296 USD | |||
USD 0.01 common | Purchase | 23,862 | 23.0700 USD | |||
USD 0.01 common | Purchase | 36,878 | 22.9805 USD | |||
USD 0.01 common | Purchase | 41,459 | 23.0671 USD | |||
USD 0.01 common | Purchase | 134,062 | 23.0487 USD | |||
USD 0.01 common | Purchase | 250,000 | 23.0243 USD | |||
USD 0.01 common | Sale | 54 | 23.0950 USD | |||
USD 0.01 common | Sale | 54 | 23.0500 USD | |||
USD 0.01 common | Sale | 54 | 23.0800 USD | |||
USD 0.01 common | Sale | 55 | 23.1000 USD | |||
USD 0.01 common | Sale | 82 | 23.0175 USD | |||
USD 0.01 common | Sale | 100 | 23.0010 USD | |||
USD 0.01 common | Sale | 108 | 23.0725 USD | |||
USD 0.01 common | Sale | 108 | 23.0825 USD | |||
USD 0.01 common | Sale | 116 | 23.0300 USD | |||
USD 0.01 common | Sale | 141 | 23.0519 USD | |||
USD 0.01 common | Sale | 156 | 23.0750 USD | |||
USD 0.01 common | Sale | 157 | 23.0247 USD | |||
USD 0.01 common | Sale | 177 | 23.0200 USD | |||
USD 0.01 common | Sale | 181 | 23.0344 USD | |||
USD 0.01 common | Sale | 190 | 22.8057 USD | |||
USD 0.01 common | Sale | 202 | 22.9200 USD | |||
USD 0.01 common | Sale | 342 | 22.8639 USD | |||
USD 0.01 common | Sale | 400 | 23.0125 USD | |||
USD 0.01 common | Sale | 432 | 23.0450 USD | |||
USD 0.01 common | Sale | 445 | 23.0650 USD | |||
USD 0.01 common | Sale | 487 | 23.0409 USD | |||
USD 0.01 common | Sale | 699 | 23.0785 USD | |||
USD 0.01 common | Sale | 796 | 23.0503 USD | |||
USD 0.01 common | Sale | 1,215 | 22.8600 USD | |||
USD 0.01 common | Sale | 2,580 | 23.0694 USD | |||
USD 0.01 common | Sale | 2,983 | 23.0386 USD | |||
USD 0.01 common | Sale | 3,298 | 23.0680 USD | |||
USD 0.01 common | Sale | 3,310 | 23.0136 USD | |||
USD 0.01 common | Sale | 3,320 | 23.0174 USD | |||
USD 0.01 common | Sale | 4,039 | 23.0258 USD | |||
USD 0.01 common | Sale | 4,665 | 23.0047 USD | |||
USD 0.01 common | Sale | 4,980 | 23.0285 USD | |||
USD 0.01 common | Sale | 5,027 | 23.0074 USD | |||
USD 0.01 common | Sale | 5,266 | 22.9703 USD | |||
USD 0.01 common | Sale | 6,620 | 23.0741 USD | |||
USD 0.01 common | Sale | 7,976 | 23.0044 USD | |||
USD 0.01 common | Sale | 8,543 | 23.0097 USD | |||
USD 0.01 common | Sale | 10,419 | 23.0377 USD | |||
USD 0.01 common | Sale | 10,589 | 23.0324 USD | |||
USD 0.01 common | Sale | 10,725 | 23.0351 USD | |||
USD 0.01 common | Sale | 10,808 | 22.9965 USD | |||
USD 0.01 common | Sale | 11,606 | 22.9897 USD | |||
USD 0.01 common | Sale | 11,926 | 23.0341 USD | |||
USD 0.01 common | Sale | 14,406 | 23.0652 USD | |||
USD 0.01 common | Sale | 14,797 | 23.0328 USD | |||
USD 0.01 common | Sale | 15,336 | 22.9932 USD | |||
USD 0.01 common | Sale | 17,742 | 23.0516 USD | |||
USD 0.01 common | Sale | 22,014 | 23.0700 USD | |||
USD 0.01 common | Sale | 38,352 | 23.0668 USD | |||
USD 0.01 common | Sale | 39,754 | 22.9855 USD | |||
USD 0.01 common | Sale | 59,529 | 23.0373 USD | |||
USD 0.01 common | Sale | 81,651 | 23.0522 USD | |||
USD 0.01 common | Sale | 96,457 | 23.0283 USD |
(b) | Cash-settled derivative transactions |
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Class of relevant | Product | Nature of dealing | Number of | Price per unit | |||
security | description | reference | |||||
securities | |||||||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 11 Jul 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
Related Shares:
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