17th Feb 2022 12:09
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||||
| (b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | |||||||
| (c) | Name of offeror/offeree in relation to whose | NORTONLIFELOCK INC | |||||
| relevant securities this form relates: | |||||||
| (d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | |||||||
| offeror/offeree: | |||||||
| (e) | Date position held/dealing undertaken: | 16 February 2022 | |||||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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| disclosures in respect of any other party to the offer? | AVAST PLC |
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2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | USD 0.01 common | |||||
Interests | Short Positions | |||||
Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: | 1,486,009 | 0.26% | 778,974 | 0.13% | ||
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(2) | Cash-settled derivatives: |
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386,237 | 0.07% | 1,510,550 | 0.26% | |||
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(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||
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| TOTAL: | 1,872,246 | 0.32% | 2,289,524 | 0.39% | ||
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| Class of relevant security: | Convertible Bond US668771AA66 | |||||
Interests | Short Positions | |||||
Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: | 236,000 | 0.04% | 0 | 0.00% | ||
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(2) | Cash-settled derivatives: |
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0 | 0.00% | 0 | 0.00% | |||
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(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||
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| TOTAL: | 236,000 | 0.04% | 0 | 0.00% | ||
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All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: |
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Details, including nature of the rights concerned and relevant percentages: |
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3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale |
| Number of |
| Price per unit |
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| security |
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| securities |
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| USD 0.01 common | Purchase | 4 | 25.3800 EUR | ||||
| USD 0.01 common | Purchase | 6 | 28.9100 USD | ||||
| USD 0.01 common | Purchase | 12 | 28.9250 USD | ||||
| USD 0.01 common | Purchase | 12 | 28.8900 USD | ||||
| USD 0.01 common | Purchase | 24 | 28.8825 USD | ||||
| USD 0.01 common | Purchase | 24 | 28.9225 USD | ||||
| USD 0.01 common | Purchase | 24 | 28.8925 USD | ||||
| USD 0.01 common | Purchase | 33 | 25.1700 EUR | ||||
| USD 0.01 common | Purchase | 44 | 28.8554 USD | ||||
| USD 0.01 common | Purchase | 54 | 28.8722 USD | ||||
| USD 0.01 common | Purchase | 94 | 28.7500 USD | ||||
| USD 0.01 common | Purchase | 106 | 28.8298 USD | ||||
| USD 0.01 common | Purchase | 112 | 28.8341 USD | ||||
| USD 0.01 common | Purchase | 124 | 28.8495 USD | ||||
| USD 0.01 common | Purchase | 153 | 28.9298 USD | ||||
| USD 0.01 common | Purchase | 156 | 28.9705 USD | ||||
| USD 0.01 common | Purchase | 191 | 28.9346 USD | ||||
| USD 0.01 common | Purchase | 301 | 28.9242 USD | ||||
| USD 0.01 common | Purchase | 356 | 28.9510 USD | ||||
| USD 0.01 common | Purchase | 393 | 28.9156 USD | ||||
| USD 0.01 common | Purchase | 411 | 28.8200 USD | ||||
| USD 0.01 common | Purchase | 434 | 28.9476 USD | ||||
| USD 0.01 common | Purchase | 500 | 28.9830 USD | ||||
| USD 0.01 common | Purchase | 502 | 29.0048 USD | ||||
| USD 0.01 common | Purchase | 534 | 28.9335 USD | ||||
| USD 0.01 common | Purchase | 600 | 29.0000 USD | ||||
| USD 0.01 common | Purchase | 700 | 28.9300 USD | ||||
| USD 0.01 common | Purchase | 736 | 28.9637 USD | ||||
| USD 0.01 common | Purchase | 852 | 28.9184 USD | ||||
| USD 0.01 common | Purchase | 903 | 28.9597 USD | ||||
| USD 0.01 common | Purchase | 1,009 | 28.9012 USD | ||||
| USD 0.01 common | Purchase | 1,083 | 29.0248 USD | ||||
| USD 0.01 common | Purchase | 1,352 | 28.8796 USD | ||||
| USD 0.01 common | Purchase | 2,964 | 28.8657 USD | ||||
| USD 0.01 common | Purchase | 3,520 | 28.8486 USD | ||||
| USD 0.01 common | Purchase | 7,975 | 28.8663 USD | ||||
| USD 0.01 common | Purchase | 10,362 | 28.8575 USD | ||||
| USD 0.01 common | Purchase | 10,962 | 28.8670 USD | ||||
| USD 0.01 common | Purchase | 15,748 | 28.8394 USD | ||||
| USD 0.01 common | Purchase | 18,662 | 28.8400 USD | ||||
| USD 0.01 common | Purchase | 24,619 | 28.8444 USD | ||||
| USD 0.01 common | Purchase | 51,280 | 28.7916 USD | ||||
| USD 0.01 common | Purchase | 60,798 | 28.8536 USD | ||||
| USD 0.01 common | Purchase | 85,399 | 28.8403 USD | ||||
| USD 0.01 common | Purchase | 98,240 | 28.8533 USD | ||||
| USD 0.01 common | Sale | 1 | 28.8500 USD | ||||
| USD 0.01 common | Sale | 4 | 25.3800 EUR | ||||
| USD 0.01 common | Sale | 14 | 28.8700 USD | ||||
| USD 0.01 common | Sale | 19 | 28.7100 USD | ||||
| USD 0.01 common | Sale | 25 | 28.8900 USD | ||||
| USD 0.01 common | Sale | 33 | 25.1700 EUR | ||||
| USD 0.01 common | Sale | 100 | 28.8800 USD | ||||
| USD 0.01 common | Sale | 100 | 28.7950 USD | ||||
| USD 0.01 common | Sale | 200 | 28.7675 USD | ||||
| USD 0.01 common | Sale | 203 | 28.7120 USD | ||||
| USD 0.01 common | Sale | 208 | 28.8527 USD | ||||
| USD 0.01 common | Sale | 225 | 28.8562 USD | ||||
| USD 0.01 common | Sale | 300 | 28.7633 USD | ||||
| USD 0.01 common | Sale | 300 | 28.8533 USD | ||||
| USD 0.01 common | Sale | 370 | 28.7600 USD | ||||
| USD 0.01 common | Sale | 396 | 28.8321 USD | ||||
| USD 0.01 common | Sale | 457 | 28.8567 USD | ||||
| USD 0.01 common | Sale | 572 | 28.8682 USD | ||||
| USD 0.01 common | Sale | 594 | 28.8600 USD | ||||
| USD 0.01 common | Sale | 600 | 28.8633 USD | ||||
| USD 0.01 common | Sale | 600 | 28.7500 USD | ||||
| USD 0.01 common | Sale | 616 | 28.8898 USD | ||||
| USD 0.01 common | Sale | 628 | 28.8189 USD | ||||
| USD 0.01 common | Sale | 630 | 28.7747 USD | ||||
| USD 0.01 common | Sale | 693 | 28.8929 USD | ||||
| USD 0.01 common | Sale | 705 | 28.8558 USD | ||||
| USD 0.01 common | Sale | 706 | 28.8179 USD | ||||
| USD 0.01 common | Sale | 760 | 28.8728 USD | ||||
| USD 0.01 common | Sale | 796 | 28.9300 USD | ||||
| USD 0.01 common | Sale | 800 | 28.8175 USD | ||||
| USD 0.01 common | Sale | 800 | 28.7506 USD | ||||
| USD 0.01 common | Sale | 804 | 28.8738 USD | ||||
| USD 0.01 common | Sale | 833 | 28.8512 USD | ||||
| USD 0.01 common | Sale | 900 | 28.8038 USD | ||||
| USD 0.01 common | Sale | 1,000 | 28.7885 USD | ||||
| USD 0.01 common | Sale | 1,000 | 28.8145 USD | ||||
| USD 0.01 common | Sale | 1,000 | 28.8460 USD | ||||
| USD 0.01 common | Sale | 1,001 | 28.8475 USD | ||||
| USD 0.01 common | Sale | 1,001 | 28.8609 USD | ||||
| USD 0.01 common | Sale | 1,129 | 28.8423 USD | ||||
| USD 0.01 common | Sale | 1,200 | 28.8012 USD | ||||
| USD 0.01 common | Sale | 1,202 | 28.8083 USD | ||||
| USD 0.01 common | Sale | 1,312 | 28.7706 USD | ||||
| USD 0.01 common | Sale | 1,420 | 28.8453 USD | ||||
| USD 0.01 common | Sale | 1,482 | 28.8436 USD | ||||
| USD 0.01 common | Sale | 1,500 | 28.8376 USD | ||||
| USD 0.01 common | Sale | 1,659 | 28.8317 USD | ||||
| USD 0.01 common | Sale | 1,902 | 28.8488 USD | ||||
| USD 0.01 common | Sale | 2,393 | 28.8341 USD | ||||
| USD 0.01 common | Sale | 3,000 | 28.8178 USD | ||||
| USD 0.01 common | Sale | 3,048 | 28.8480 USD | ||||
| USD 0.01 common | Sale | 3,253 | 28.8896 USD | ||||
| USD 0.01 common | Sale | 3,841 | 28.8502 USD | ||||
| USD 0.01 common | Sale | 4,488 | 28.8503 USD | ||||
| USD 0.01 common | Sale | 4,620 | 28.8587 USD | ||||
| USD 0.01 common | Sale | 4,757 | 28.8699 USD | ||||
| USD 0.01 common | Sale | 7,013 | 28.8817 USD | ||||
| USD 0.01 common | Sale | 7,094 | 28.9617 USD | ||||
| USD 0.01 common | Sale | 7,138 | 28.9400 USD | ||||
| USD 0.01 common | Sale | 7,656 | 28.8626 USD | ||||
| USD 0.01 common | Sale | 8,035 | 28.8627 USD | ||||
| USD 0.01 common | Sale | 11,519 | 28.8400 USD | ||||
| USD 0.01 common | Sale | 22,588 | 28.8447 USD | ||||
| USD 0.01 common | Sale | 43,862 | 28.8552 USD | ||||
| USD 0.01 common | Sale | 43,872 | 28.7893 USD | ||||
| USD 0.01 common | Sale | 83,785 | 28.8401 USD | ||||
| USD 0.01 common | Sale | 96,668 | 28.8479 USD | ||||
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
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(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
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(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None
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(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
| Date of disclosure: | 17 Feb 2022 | ||||||
| Contact name: | Large Holdings Regulatory Operations | ||||||
| Telephone number: | 020 3134 7213 | ||||||
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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