9th Feb 2022 14:13
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||||
| (b) | Owner or controller of interest and short | ||||||
| positions disclosed, if different from 1(a): | |||||||
| (c) | Name of offeror/offeree in relation to whose | NORTONLIFELOCK INC | |||||
| relevant securities this form relates: | |||||||
| (d) | If an exempt fund manager connected with an | ||||||
| offeror/offeree, state this and specify identity of | |||||||
| offeror/offeree: | |||||||
| (e) | Date position held/dealing undertaken: | 08 February 2022 | |||||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||
| disclosures in respect of any other party to the offer? | AVAST PLC | ||||||
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | USD 0.01 common | |||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned | |||||
| and/or controlled: | 1,474,408 | 0.25% | 594,293 | 0.10% | ||
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(2) | Cash-settled derivatives: |
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335,237 | 0.06% | 1,510,550 | 0.26% | |||
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(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||
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| TOTAL: | 1,809,645 | 0.31% | 2,104,843 | 0.36% | ||
| Class of relevant security: | Convertible Bond US668771AA66 | |||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned | |||||
| and/or controlled: | 236,000 | 0.04% | 0 | 0.00% | ||
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(2) | Cash-settled derivatives: |
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0 | 0.00% | 0 | 0.00% | |||
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(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||
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| TOTAL: | 236,000 | 0.04% | 0 | 0.00% | ||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: |
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Details, including nature of the rights concerned and relevant percentages: |
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3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
USD 0.01 common | Purchase | 72 | 30.0018 USD | ||||
USD 0.01 common | Purchase | 86 | 29.3600 USD | ||||
USD 0.01 common | Purchase | 100 | 29.3900 USD | ||||
USD 0.01 common | Purchase | 100 | 29.3700 USD | ||||
USD 0.01 common | Purchase | 100 | 29.3000 USD | ||||
USD 0.01 common | Purchase | 100 | 28.9200 USD | ||||
USD 0.01 common | Purchase | 100 | 30.0500 USD | ||||
USD 0.01 common | Purchase | 106 | 29.8050 USD | ||||
USD 0.01 common | Purchase | 164 | 29.3200 USD | ||||
USD 0.01 common | Purchase | 188 | 29.5075 USD | ||||
USD 0.01 common | Purchase | 200 | 29.9950 USD | ||||
USD 0.01 common | Purchase | 259 | 29.7461 USD | ||||
USD 0.01 common | Purchase | 300 | 29.9983 USD | ||||
USD 0.01 common | Purchase | 300 | 28.9500 USD | ||||
USD 0.01 common | Purchase | 306 | 28.7467 USD | ||||
USD 0.01 common | Purchase | 320 | 29.7441 USD | ||||
USD 0.01 common | Purchase | 448 | 30.0264 USD | ||||
USD 0.01 common | Purchase | 492 | 29.5760 USD | ||||
USD 0.01 common | Purchase | 492 | 29.6882 USD | ||||
USD 0.01 common | Purchase | 508 | 29.7577 USD | ||||
USD 0.01 common | Purchase | 526 | 29.6926 USD | ||||
USD 0.01 common | Purchase | 624 | 29.5557 USD | ||||
USD 0.01 common | Purchase | 667 | 29.3492 USD | ||||
USD 0.01 common | Purchase | 682 | 29.3512 USD | ||||
USD 0.01 common | Purchase | 700 | 29.0885 USD | ||||
USD 0.01 common | Purchase | 748 | 29.4403 USD | ||||
USD 0.01 common | Purchase | 782 | 29.8034 USD | ||||
USD 0.01 common | Purchase | 840 | 29.5716 USD | ||||
USD 0.01 common | Purchase | 876 | 29.5825 USD | ||||
USD 0.01 common | Purchase | 887 | 29.3500 USD | ||||
USD 0.01 common | Purchase | 900 | 29.1038 USD | ||||
USD 0.01 common | Purchase | 985 | 29.3660 USD | ||||
USD 0.01 common | Purchase | 1,000 | 28.9550 USD | ||||
USD 0.01 common | Purchase | 1,100 | 28.9768 USD | ||||
USD 0.01 common | Purchase | 1,189 | 29.3554 USD | ||||
USD 0.01 common | Purchase | 1,198 | 29.7540 USD | ||||
USD 0.01 common | Purchase | 1,255 | 29.6925 USD | ||||
USD 0.01 common | Purchase | 1,536 | 29.3517 USD | ||||
USD 0.01 common | Purchase | 1,579 | 29.2649 USD | ||||
USD 0.01 common | Purchase | 2,067 | 28.9182 USD | ||||
USD 0.01 common | Purchase | 2,095 | 29.3578 USD | ||||
USD 0.01 common | Purchase | 2,123 | 30.0400 USD | ||||
USD 0.01 common | Purchase | 2,138 | 29.0160 USD | ||||
USD 0.01 common | Purchase | 2,312 | 29.9223 USD | ||||
USD 0.01 common | Purchase | 2,684 | 29.5505 USD | ||||
USD 0.01 common | Purchase | 2,700 | 29.3548 USD | ||||
USD 0.01 common | Purchase | 2,731 | 29.1250 USD | ||||
USD 0.01 common | Purchase | 2,740 | 29.9678 USD | ||||
USD 0.01 common | Purchase | 2,782 | 29.3355 USD | ||||
USD 0.01 common | Purchase | 3,432 | 28.9349 USD | ||||
USD 0.01 common | Purchase | 3,565 | 29.9534 USD | ||||
USD 0.01 common | Purchase | 3,750 | 29.1004 USD | ||||
USD 0.01 common | Purchase | 3,800 | 29.2902 USD | ||||
USD 0.01 common | Purchase | 4,059 | 29.0890 USD | ||||
USD 0.01 common | Purchase | 5,668 | 29.3572 USD | ||||
USD 0.01 common | Purchase | 5,865 | 29.0020 USD | ||||
USD 0.01 common | Purchase | 6,009 | 29.1027 USD | ||||
USD 0.01 common | Purchase | 6,031 | 29.3028 USD | ||||
USD 0.01 common | Purchase | 7,213 | 29.8265 USD | ||||
USD 0.01 common | Purchase | 8,442 | 30.0700 USD | ||||
USD 0.01 common | Purchase | 10,364 | 29.9872 USD | ||||
USD 0.01 common | Purchase | 10,562 | 30.0145 USD | ||||
USD 0.01 common | Purchase | 10,833 | 29.3536 USD | ||||
USD 0.01 common | Purchase | 10,941 | 30.0171 USD | ||||
USD 0.01 common | Purchase | 11,486 | 29.9808 USD | ||||
USD 0.01 common | Purchase | 11,507 | 30.0067 USD | ||||
USD 0.01 common | Purchase | 12,234 | 30.0111 USD | ||||
USD 0.01 common | Purchase | 14,297 | 30.0025 USD | ||||
USD 0.01 common | Purchase | 15,170 | 30.0368 USD | ||||
USD 0.01 common | Purchase | 15,302 | 30.0023 USD | ||||
USD 0.01 common | Purchase | 17,858 | 30.0010 USD | ||||
USD 0.01 common | Purchase | 17,962 | 29.9920 USD | ||||
USD 0.01 common | Purchase | 22,504 | 29.9987 USD | ||||
USD 0.01 common | Purchase | 24,158 | 29.8388 USD | ||||
USD 0.01 common | Purchase | 35,035 | 29.6511 USD | ||||
USD 0.01 common | Purchase | 41,042 | 29.6973 USD | ||||
USD 0.01 common | Purchase | 43,267 | 29.6503 USD | ||||
USD 0.01 common | Purchase | 47,871 | 29.6785 USD | ||||
USD 0.01 common | Purchase | 64,423 | 29.9845 USD | ||||
USD 0.01 common | Purchase | 81,372 | 29.1381 USD | ||||
USD 0.01 common | Purchase | 87,053 | 30.0472 USD | ||||
USD 0.01 common | Purchase | 151,714 | 28.9934 USD | ||||
USD 0.01 common | Purchase | 161,871 | 30.0195 USD | ||||
USD 0.01 common | Purchase | 283,340 | 29.5912 USD | ||||
USD 0.01 common | Sale | 3 | 29.8800 USD | ||||
USD 0.01 common | Sale | 9 | 29.9500 USD | ||||
USD 0.01 common | Sale | 10 | 29.3000 USD | ||||
USD 0.01 common | Sale | 12 | 30.0150 USD | ||||
USD 0.01 common | Sale | 17 | 30.0550 USD | ||||
USD 0.01 common | Sale | 18 | 30.0000 USD | ||||
USD 0.01 common | Sale | 18 | 29.9675 USD | ||||
USD 0.01 common | Sale | 18 | 30.0050 USD | ||||
USD 0.01 common | Sale | 24 | 29.9750 USD | ||||
USD 0.01 common | Sale | 27 | 30.0183 USD | ||||
USD 0.01 common | Sale | 27 | 30.0250 USD | ||||
USD 0.01 common | Sale | 36 | 30.0112 USD | ||||
USD 0.01 common | Sale | 45 | 30.0480 USD | ||||
USD 0.01 common | Sale | 48 | 30.0800 USD | ||||
USD 0.01 common | Sale | 51 | 29.8458 USD | ||||
USD 0.01 common | Sale | 55 | 30.0400 USD | ||||
USD 0.01 common | Sale | 63 | 30.0214 USD | ||||
USD 0.01 common | Sale | 100 | 28.9700 USD | ||||
USD 0.01 common | Sale | 100 | 29.1700 USD | ||||
USD 0.01 common | Sale | 100 | 29.2650 USD | ||||
USD 0.01 common | Sale | 100 | 29.1600 USD | ||||
USD 0.01 common | Sale | 106 | 29.8050 USD | ||||
USD 0.01 common | Sale | 109 | 28.9657 USD | ||||
USD 0.01 common | Sale | 133 | 29.2460 USD | ||||
USD 0.01 common | Sale | 181 | 30.0266 USD | ||||
USD 0.01 common | Sale | 200 | 29.3200 USD | ||||
USD 0.01 common | Sale | 200 | 29.3175 USD | ||||
USD 0.01 common | Sale | 200 | 29.9900 USD | ||||
USD 0.01 common | Sale | 248 | 29.5543 USD | ||||
USD 0.01 common | Sale | 272 | 29.5630 USD | ||||
USD 0.01 common | Sale | 300 | 29.1483 USD | ||||
USD 0.01 common | Sale | 300 | 29.1750 USD | ||||
USD 0.01 common | Sale | 300 | 29.2900 USD | ||||
USD 0.01 common | Sale | 328 | 28.9987 USD | ||||
USD 0.01 common | Sale | 336 | 30.0500 USD | ||||
USD 0.01 common | Sale | 365 | 30.0182 USD | ||||
USD 0.01 common | Sale | 400 | 29.2962 USD | ||||
USD 0.01 common | Sale | 446 | 29.2933 USD | ||||
USD 0.01 common | Sale | 448 | 30.0286 USD | ||||
USD 0.01 common | Sale | 500 | 30.0390 USD | ||||
USD 0.01 common | Sale | 500 | 29.4600 USD | ||||
USD 0.01 common | Sale | 500 | 30.0210 USD | ||||
USD 0.01 common | Sale | 505 | 30.0300 USD | ||||
USD 0.01 common | Sale | 505 | 29.3821 USD | ||||
USD 0.01 common | Sale | 537 | 28.9525 USD | ||||
USD 0.01 common | Sale | 561 | 28.9519 USD | ||||
USD 0.01 common | Sale | 600 | 30.0675 USD | ||||
USD 0.01 common | Sale | 609 | 30.0164 USD | ||||
USD 0.01 common | Sale | 682 | 29.3512 USD | ||||
USD 0.01 common | Sale | 728 | 29.3382 USD | ||||
USD 0.01 common | Sale | 800 | 28.7031 USD | ||||
USD 0.01 common | Sale | 875 | 29.1065 USD | ||||
USD 0.01 common | Sale | 881 | 29.0950 USD | ||||
USD 0.01 common | Sale | 905 | 29.9377 USD | ||||
USD 0.01 common | Sale | 936 | 29.2641 USD | ||||
USD 0.01 common | Sale | 975 | 29.3187 USD | ||||
USD 0.01 common | Sale | 1,065 | 28.8150 USD | ||||
USD 0.01 common | Sale | 1,100 | 30.0140 USD | ||||
USD 0.01 common | Sale | 1,206 | 30.0231 USD | ||||
USD 0.01 common | Sale | 1,300 | 29.3153 USD | ||||
USD 0.01 common | Sale | 1,411 | 30.0241 USD | ||||
USD 0.01 common | Sale | 1,572 | 29.2200 USD | ||||
USD 0.01 common | Sale | 1,905 | 29.3518 USD | ||||
USD 0.01 common | Sale | 2,261 | 29.3058 USD | ||||
USD 0.01 common | Sale | 3,300 | 29.1009 USD | ||||
USD 0.01 common | Sale | 4,036 | 29.3660 USD | ||||
USD 0.01 common | Sale | 4,823 | 29.0660 USD | ||||
USD 0.01 common | Sale | 5,029 | 29.9704 USD | ||||
USD 0.01 common | Sale | 5,117 | 30.0576 USD | ||||
USD 0.01 common | Sale | 5,623 | 29.3077 USD | ||||
USD 0.01 common | Sale | 5,727 | 29.5978 USD | ||||
USD 0.01 common | Sale | 5,976 | 29.2960 USD | ||||
USD 0.01 common | Sale | 8,023 | 29.1828 USD | ||||
USD 0.01 common | Sale | 8,126 | 30.0491 USD | ||||
USD 0.01 common | Sale | 8,442 | 30.0700 USD | ||||
USD 0.01 common | Sale | 8,609 | 29.3008 USD | ||||
USD 0.01 common | Sale | 10,007 | 29.6262 USD | ||||
USD 0.01 common | Sale | 22,837 | 29.6344 USD | ||||
USD 0.01 common | Sale | 24,285 | 29.7823 USD | ||||
USD 0.01 common | Sale | 25,420 | 29.7448 USD | ||||
USD 0.01 common | Sale | 40,201 | 29.7756 USD | ||||
USD 0.01 common | Sale | 41,997 | 29.6600 USD | ||||
USD 0.01 common | Sale | 42,814 | 28.9415 USD | ||||
USD 0.01 common | Sale | 47,539 | 29.6429 USD | ||||
USD 0.01 common | Sale | 61,260 | 29.1990 USD | ||||
USD 0.01 common | Sale | 121,930 | 29.8556 USD | ||||
USD 0.01 common | Sale | 180,000 | 29.0023 USD | ||||
USD 0.01 common | Sale | 211,731 | 29.7303 USD | ||||
USD 0.01 common | Sale | 374,826 | 30.0049 USD | ||||
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
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(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
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(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None
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(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
| Date of disclosure: | 9 Feb 2022 | ||||||
| Contact name: | Large Holdings Regulatory Operations | ||||||
| Telephone number: | 020 3134 7213 | ||||||
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20220209005687/en/
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