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Form 8.3 - NORTONLIFELOCK INC

28th Feb 2022 13:50

 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:

Barclays PLC.

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

 

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

NORTONLIFELOCK INC

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

 

(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

25 FEB 2022

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state “N/A”

YES: AVAST PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:USD 0.01 common
InterestsShort Positions
Number(%)Number(%)

(1)

Relevant securities owned

 

and/or controlled:

1,327,700

0.23%

761,098

0.13%

 

 

 

 

 

(2)

Cash-settled derivatives:

 

 

 

 

 

299,374

0.05%

1,510,550

0.26%

 

 

 

 

 

(3)

Stock-settled derivatives (including options)

 

 

 

 

 

and agreements to purchase/sell:

0

0.00%

0

0.00%

 

 

 

 

 

(4)

 

 

 

 

TOTAL:

1,627,074

0.28%

2,271,648

0.39%

 
Class of relevant security:Convertible Bond US668771AA66
InterestsShort Positions
Number(%)Number(%)

(1)

Relevant securities owned

 

and/or controlled:

236,000

0.04%

0

0.00%

 

 

 

 

 

(2)

Cash-settled derivatives:

 

 

 

 

 

0

0.00%

0

0.00%

 

 

 

 

 

(3)

Stock-settled derivatives (including options)

 

 

 

 

 

and agreements to purchase/sell:

0

0.00%

0

0.00%

 

 

 

 

 

(4)

 

 

 

 

TOTAL:

236,000

0.04%

0

0.00%

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevantPurchase/saleNumber ofPrice per unit
securitysecurities
USD 0.01 commonPurchase

4

28.4200 USD
USD 0.01 commonPurchase

5

28.4320 USD
USD 0.01 commonPurchase

8

28.4100 USD
USD 0.01 commonPurchase

8

28.4275 USD
USD 0.01 commonPurchase

12

28.4366 USD
USD 0.01 commonPurchase

12

28.4133 USD
USD 0.01 commonPurchase

12

28.4066 USD
USD 0.01 commonPurchase

20

28.4440 USD
USD 0.01 commonPurchase

28

28.4371 USD
USD 0.01 commonPurchase

32

28.4312 USD
USD 0.01 commonPurchase

38

28.1550 USD
USD 0.01 commonPurchase

100

28.2500 USD
USD 0.01 commonPurchase

100

28.3200 USD
USD 0.01 commonPurchase

104

27.4163 USD
USD 0.01 commonPurchase

108

28.4350 USD
USD 0.01 commonPurchase

121

28.3996 USD
USD 0.01 commonPurchase

124

28.4450 USD
USD 0.01 commonPurchase

168

28.3690 USD
USD 0.01 commonPurchase

214

28.4393 USD
USD 0.01 commonPurchase

300

27.5500 USD
USD 0.01 commonPurchase

304

28.3987 USD
USD 0.01 commonPurchase

321

28.3049 USD
USD 0.01 commonPurchase

382

28.4002 USD
USD 0.01 commonPurchase

600

28.5150 USD
USD 0.01 commonPurchase

812

28.4300 USD
USD 0.01 commonPurchase

1,775

28.4412 USD
USD 0.01 commonPurchase

12,009

27.8017 USD
USD 0.01 commonPurchase

14,064

28.0557 USD
USD 0.01 commonPurchase

17,083

28.2561 USD
USD 0.01 commonPurchase

19,971

28.3953 USD
USD 0.01 commonPurchase

23,000

28.4497 USD
USD 0.01 commonPurchase

23,126

28.4499 USD
USD 0.01 commonPurchase

29,277

28.4500 USD
USD 0.01 commonPurchase

29,661

28.3136 USD
USD 0.01 commonPurchase

411,520

28.2850 USD
USD 0.01 commonSale

5

28.4320 USD
USD 0.01 commonSale

9

28.3888 USD
USD 0.01 commonSale

11

28.3809 USD
USD 0.01 commonSale

11

28.3872 USD
USD 0.01 commonSale

12

28.4308 USD
USD 0.01 commonSale

12

28.3970 USD
USD 0.01 commonSale

15

28.3986 USD
USD 0.01 commonSale

20

28.4080 USD
USD 0.01 commonSale

21

28.3923 USD
USD 0.01 commonSale

27

28.4105 USD
USD 0.01 commonSale

27

28.3937 USD
USD 0.01 commonSale

29

28.3915 USD
USD 0.01 commonSale

39

28.3966 USD
USD 0.01 commonSale

66

28.3979 USD
USD 0.01 commonSale

68

28.3685 USD
USD 0.01 commonSale

77

28.3750 USD
USD 0.01 commonSale

100

28.1950 USD
USD 0.01 commonSale

100

28.3450 USD
USD 0.01 commonSale

100

28.3500 USD
USD 0.01 commonSale

101

28.4108 USD
USD 0.01 commonSale

105

28.3776 USD
USD 0.01 commonSale

105

28.4103 USD
USD 0.01 commonSale

143

27.7400 USD
USD 0.01 commonSale

152

27.8917 USD
USD 0.01 commonSale

159

28.4550 USD
USD 0.01 commonSale

168

28.3690 USD
USD 0.01 commonSale

250

28.0160 USD
USD 0.01 commonSale

281

28.4328 USD
USD 0.01 commonSale

415

28.3178 USD
USD 0.01 commonSale

501

27.7552 USD
USD 0.01 commonSale

556

27.7024 USD
USD 0.01 commonSale

583

28.4448 USD
USD 0.01 commonSale

601

27.8700 USD
USD 0.01 commonSale

608

28.3987 USD
USD 0.01 commonSale

697

28.3808 USD
USD 0.01 commonSale

701

27.7372 USD
USD 0.01 commonSale

702

27.7610 USD
USD 0.01 commonSale

746

27.8747 USD
USD 0.01 commonSale

768

27.6082 USD
USD 0.01 commonSale

800

28.4300 USD
USD 0.01 commonSale

1,101

27.6615 USD
USD 0.01 commonSale

1,300

28.3886 USD
USD 0.01 commonSale

1,446

28.3963 USD
USD 0.01 commonSale

1,452

27.6759 USD
USD 0.01 commonSale

1,455

28.4358 USD
USD 0.01 commonSale

1,569

28.3369 USD
USD 0.01 commonSale

1,596

27.9347 USD
USD 0.01 commonSale

2,778

27.8732 USD
USD 0.01 commonSale

4,152

27.4297 USD
USD 0.01 commonSale

4,361

28.2558 USD
USD 0.01 commonSale

6,529

28.3703 USD
USD 0.01 commonSale

10,416

28.2862 USD
USD 0.01 commonSale

21,004

28.3860 USD
USD 0.01 commonSale

23,008

28.3013 USD
USD 0.01 commonSale

23,400

28.2668 USD
USD 0.01 commonSale

23,765

28.4481 USD
USD 0.01 commonSale

34,897

28.3298 USD
USD 0.01 commonSale

37,510

28.2806 USD
USD 0.01 commonSale

43,313

28.3687 USD
USD 0.01 commonSale

45,131

28.1493 USD
USD 0.01 commonSale

52,028

28.4500 USD
USD 0.01 commonSale

235,096

28.2898 USD

(b) Cash-settled derivative transactions

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

 

 

 

 

 

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

28 FEB 2022

Contact name:

Large Holdings Regulatory Operations

Telephone number*:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20220228005580/en/

Copyright Business Wire 2022


Related Shares:

Barclays
FTSE 100 Latest
Value8,717.97
Change-21.29