31st Aug 2022 12:03
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: |
| Barclays PLC. | ||||
(b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | NORTONLIFELOCK INC | |||||
| relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 30 Aug 2022 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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| disclosures in respect of any other party to the offer? | AVAST PLC |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing(if any) |
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Class of relevant security: | USD 0.01 common | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: |
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| 1,350,119 | 0.24% | 1,481,932 | 0.26% |
(2) | Cash-settled derivatives: |
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| and/or controlled: |
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| 1,666,873 | 0.29% | 6,586,106 | 1.15% |
(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: |
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| 17,100 | 0.00% | 48,410 | 0.01% |
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| TOTAL: |
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| 3,034,092 | 0.53% | 8,116,448 | 1.42% |
(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales |
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Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security |
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USD 0.01 common | Purchase | 2 | 22.8100 USD | ||||
USD 0.01 common | Purchase | 9 | 22.6916 USD | ||||
USD 0.01 common | Purchase | 12 | 22.6900 USD | ||||
USD 0.01 common | Purchase | 27 | 22.6222 USD | ||||
USD 0.01 common | Purchase | 30 | 22.6300 USD | ||||
USD 0.01 common | Purchase | 64 | 22.6393 USD | ||||
USD 0.01 common | Purchase | 69 | 22.6513 USD | ||||
USD 0.01 common | Purchase | 72 | 22.6641 USD | ||||
USD 0.01 common | Purchase | 72 | 22.6825 USD | ||||
USD 0.01 common | Purchase | 79 | 22.6875 USD | ||||
USD 0.01 common | Purchase | 93 | 22.6835 USD | ||||
USD 0.01 common | Purchase | 94 | 22.6538 USD | ||||
USD 0.01 common | Purchase | 95 | 22.6650 USD | ||||
USD 0.01 common | Purchase | 96 | 22.6625 USD | ||||
USD 0.01 common | Purchase | 100 | 22.6571 USD | ||||
USD 0.01 common | Purchase | 102 | 22.6686 USD | ||||
USD 0.01 common | Purchase | 110 | 22.6354 USD | ||||
USD 0.01 common | Purchase | 117 | 22.6288 USD | ||||
USD 0.01 common | Purchase | 126 | 22.6716 USD | ||||
USD 0.01 common | Purchase | 200 | 22.6526 USD | ||||
USD 0.01 common | Purchase | 327 | 22.6667 USD | ||||
USD 0.01 common | Purchase | 369 | 22.6446 USD | ||||
USD 0.01 common | Purchase | 388 | 22.6760 USD | ||||
USD 0.01 common | Purchase | 399 | 22.6902 USD | ||||
USD 0.01 common | Purchase | 498 | 22.7031 USD | ||||
USD 0.01 common | Purchase | 501 | 22.5941 USD | ||||
USD 0.01 common | Purchase | 626 | 22.7272 USD | ||||
USD 0.01 common | Purchase | 673 | 22.6507 USD | ||||
USD 0.01 common | Purchase | 723 | 22.6743 USD | ||||
USD 0.01 common | Purchase | 771 | 22.6024 USD | ||||
USD 0.01 common | Purchase | 898 | 22.6649 USD | ||||
USD 0.01 common | Purchase | 1,033 | 22.6556 USD | ||||
USD 0.01 common | Purchase | 1,090 | 22.7237 USD | ||||
USD 0.01 common | Purchase | 1,262 | 22.6095 USD | ||||
USD 0.01 common | Purchase | 1,593 | 22.6186 USD | ||||
USD 0.01 common | Purchase | 1,795 | 22.7624 USD | ||||
USD 0.01 common | Purchase | 2,257 | 22.6427 USD | ||||
USD 0.01 common | Purchase | 2,312 | 22.7170 USD | ||||
USD 0.01 common | Purchase | 2,864 | 22.6495 USD | ||||
USD 0.01 common | Purchase | 2,874 | 22.6998 USD | ||||
USD 0.01 common | Purchase | 3,566 | 22.6453 USD | ||||
USD 0.01 common | Purchase | 4,245 | 22.6744 USD | ||||
USD 0.01 common | Purchase | 5,692 | 22.6536 USD | ||||
USD 0.01 common | Purchase | 8,568 | 22.6395 USD | ||||
USD 0.01 common | Purchase | 11,154 | 22.6738 USD | ||||
USD 0.01 common | Purchase | 12,127 | 22.6707 USD | ||||
USD 0.01 common | Purchase | 12,500 | 22.6590 USD | ||||
USD 0.01 common | Purchase | 15,500 | 22.7148 USD | ||||
USD 0.01 common | Purchase | 17,244 | 22.6700 USD | ||||
USD 0.01 common | Purchase | 28,630 | 22.6552 USD | ||||
USD 0.01 common | Purchase | 48,259 | 22.6695 USD | ||||
USD 0.01 common | Purchase | 58,838 | 22.6746 USD | ||||
USD 0.01 common | Purchase | 71,071 | 22.6816 USD | ||||
USD 0.01 common | Sale | 1 | 22.8200 USD | ||||
USD 0.01 common | Sale | 1 | 22.5000 USD | ||||
USD 0.01 common | Sale | 2 | 22.6575 USD | ||||
USD 0.01 common | Sale | 25 | 22.7434 USD | ||||
USD 0.01 common | Sale | 26 | 22.5250 USD | ||||
USD 0.01 common | Sale | 76 | 22.6950 USD | ||||
USD 0.01 common | Sale | 95 | 22.6800 USD | ||||
USD 0.01 common | Sale | 100 | 22.5350 USD | ||||
USD 0.01 common | Sale | 100 | 22.8500 USD | ||||
USD 0.01 common | Sale | 129 | 22.6600 USD | ||||
USD 0.01 common | Sale | 146 | 22.8216 USD | ||||
USD 0.01 common | Sale | 192 | 22.7920 USD | ||||
USD 0.01 common | Sale | 197 | 22.6903 USD | ||||
USD 0.01 common | Sale | 200 | 22.7900 USD | ||||
USD 0.01 common | Sale | 200 | 22.6300 USD | ||||
USD 0.01 common | Sale | 204 | 22.5959 USD | ||||
USD 0.01 common | Sale | 300 | 22.6666 USD | ||||
USD 0.01 common | Sale | 300 | 22.6500 USD | ||||
USD 0.01 common | Sale | 301 | 22.7463 USD | ||||
USD 0.01 common | Sale | 369 | 22.6446 USD | ||||
USD 0.01 common | Sale | 390 | 22.6684 USD | ||||
USD 0.01 common | Sale | 400 | 22.7350 USD | ||||
USD 0.01 common | Sale | 400 | 22.6087 USD | ||||
USD 0.01 common | Sale | 461 | 22.6627 USD | ||||
USD 0.01 common | Sale | 487 | 22.7133 USD | ||||
USD 0.01 common | Sale | 500 | 22.6130 USD | ||||
USD 0.01 common | Sale | 519 | 22.6391 USD | ||||
USD 0.01 common | Sale | 671 | 22.6858 USD | ||||
USD 0.01 common | Sale | 730 | 22.6689 USD | ||||
USD 0.01 common | Sale | 790 | 22.5850 USD | ||||
USD 0.01 common | Sale | 847 | 22.6250 USD | ||||
USD 0.01 common | Sale | 871 | 22.6551 USD | ||||
USD 0.01 common | Sale | 1,151 | 22.6090 USD | ||||
USD 0.01 common | Sale | 1,207 | 22.6102 USD | ||||
USD 0.01 common | Sale | 1,723 | 22.6185 USD | ||||
USD 0.01 common | Sale | 1,785 | 22.6662 USD | ||||
USD 0.01 common | Sale | 2,822 | 22.6808 USD | ||||
USD 0.01 common | Sale | 3,386 | 22.6763 USD | ||||
USD 0.01 common | Sale | 3,584 | 22.6445 USD | ||||
USD 0.01 common | Sale | 3,845 | 22.6441 USD | ||||
USD 0.01 common | Sale | 4,136 | 22.6714 USD | ||||
USD 0.01 common | Sale | 5,143 | 22.6516 USD | ||||
USD 0.01 common | Sale | 5,326 | 22.6651 USD | ||||
USD 0.01 common | Sale | 9,454 | 22.6175 USD | ||||
USD 0.01 common | Sale | 11,606 | 22.6634 USD | ||||
USD 0.01 common | Sale | 15,500 | 22.7148 USD | ||||
USD 0.01 common | Sale | 17,895 | 22.6902 USD | ||||
USD 0.01 common | Sale | 22,155 | 22.6700 USD | ||||
USD 0.01 common | Sale | 52,632 | 22.6693 USD | ||||
USD 0.01 common | Sale | 62,574 | 22.6864 USD | ||||
USD 0.01 common | Sale | 77,983 | 22.6705 USD | ||||
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(b) | Cash-settled derivative transactions |
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Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description |
| reference | unit | |||
security |
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(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
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security |
| varying etc | to which |
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| received |
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| option |
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| per unit |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
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| securities | unit | |||
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(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security |
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||
Date of disclosure: | 31 Aug 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO | |||||||
PURCHASE OR SELL ETC. | |||||||
Note 5(i) on Rule 8 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
Identity of the person whose positions/dealings | Barclays PLC. | ||||||
are being disclosed: | |||||||
Name of offeror/offeree in relation to whose | NORTONLIFELOCK INC | ||||||
relevant securities this from relates: | |||||||
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2. | OPTIONS AND DERIVATIVES | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | |
USD 0.01 common | Put Options | Purchased | -31,310 | 23.0000 | American | 18 Nov 2022 | |
USD 0.01 common | Call Options | Written | -17,100 | 27.0000 | American | 16 Sep 2022 | |
USD 0.01 common | Put Options | Written | 17,100 | 25.0000 | American | 16 Sep 2022 | |
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3. | AGREEMENTS TO PURCHASE OR SELL ETC. | ||||||
Full details should be given so that the nature of the interest or position can be fully understood: | |||||||
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Related Shares:
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