28th Jun 2022 12:28
FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. | KEY INFORMATION | ||||||||||
(a) | Full name of discloser: | Barclays PLC. | |||||||||
(b) | Owner or controller of interest and short | ||||||||||
positions disclosed, if different from 1(a): | |||||||||||
(c) | Name of offeror/offeree in relation to whose | NORTONLIFELOCK INC | |||||||||
relevant securities this form relates: | |||||||||||
(d) | If an exempt fund manager connected with an | ||||||||||
offeror/offeree, state this and specify identity of | |||||||||||
offeror/offeree: | |||||||||||
(e) | Date position held/dealing undertaken: | 27 June 2022 | |||||||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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disclosures in respect of any other party to the offer? | AVAST PLC | ||||||||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||||||
| to which the disclosure relates following the dealing (if any) |
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Class of relevant security: | USD 0.01 common | ||||||||||
Interests | Short Positions | ||||||||||
Number | (%) | Number | (%) | ||||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 1,328,703 | 0.23% | 848,689 | 0.15% | |||||||
(2) | Cash-settled derivatives: | ||||||||||
1,141,309 | 0.20% | 2,524,152 | 0.44% | ||||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
TOTAL: | 2,470,012 | 0.43% | 3,372,841 | 0.59% | |||||||
(b) | Rights to subscribe for new securities (including directors and other executive | ||||||||||
| options) |
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Class of relevant security in relation to | |||||||||||
which subscription right exists | |||||||||||
Details, including nature of the rights | |||||||||||
concerned and relevant percentages: | |||||||||||
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchases and sales | ||||||
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
USD 0.01 common | Purchase | 4 | 22.7700 USD | ||||
USD 0.01 common | Purchase | 5 | 22.5600 USD | ||||
USD 0.01 common | Purchase | 5 | 22.7300 USD | ||||
USD 0.01 common | Purchase | 5 | 22.7000 USD | ||||
USD 0.01 common | Purchase | 9 | 22.5588 USD | ||||
USD 0.01 common | Purchase | 16 | 22.5225 USD | ||||
USD 0.01 common | Purchase | 21 | 22.5542 USD | ||||
USD 0.01 common | Purchase | 22 | 22.6411 USD | ||||
USD 0.01 common | Purchase | 23 | 22.6100 USD | ||||
USD 0.01 common | Purchase | 23 | 22.5921 USD | ||||
USD 0.01 common | Purchase | 46 | 22.6200 USD | ||||
USD 0.01 common | Purchase | 46 | 22.6450 USD | ||||
USD 0.01 common | Purchase | 51 | 22.6125 USD | ||||
USD 0.01 common | Purchase | 53 | 22.6633 USD | ||||
USD 0.01 common | Purchase | 75 | 22.6589 USD | ||||
USD 0.01 common | Purchase | 83 | 22.6508 USD | ||||
USD 0.01 common | Purchase | 92 | 22.6362 USD | ||||
USD 0.01 common | Purchase | 93 | 22.6700 USD | ||||
USD 0.01 common | Purchase | 100 | 22.6950 USD | ||||
USD 0.01 common | Purchase | 107 | 22.5993 USD | ||||
USD 0.01 common | Purchase | 217 | 22.6056 USD | ||||
USD 0.01 common | Purchase | 264 | 22.4600 USD | ||||
USD 0.01 common | Purchase | 300 | 22.6983 USD | ||||
USD 0.01 common | Purchase | 302 | 22.6600 USD | ||||
USD 0.01 common | Purchase | 400 | 22.5050 USD | ||||
USD 0.01 common | Purchase | 400 | 22.6037 USD | ||||
USD 0.01 common | Purchase | 400 | 22.6300 USD | ||||
USD 0.01 common | Purchase | 406 | 22.6827 USD | ||||
USD 0.01 common | Purchase | 620 | 22.6414 USD | ||||
USD 0.01 common | Purchase | 647 | 22.6378 USD | ||||
USD 0.01 common | Purchase | 722 | 22.4851 USD | ||||
USD 0.01 common | Purchase | 739 | 22.4872 USD | ||||
USD 0.01 common | Purchase | 765 | 22.6888 USD | ||||
USD 0.01 common | Purchase | 839 | 22.6537 USD | ||||
USD 0.01 common | Purchase | 1,255 | 22.6260 USD | ||||
USD 0.01 common | Purchase | 1,340 | 22.7013 USD | ||||
USD 0.01 common | Purchase | 1,466 | 22.6833 USD | ||||
USD 0.01 common | Purchase | 1,600 | 22.6190 USD | ||||
USD 0.01 common | Purchase | 1,953 | 22.4900 USD | ||||
USD 0.01 common | Purchase | 2,100 | 22.5700 USD | ||||
USD 0.01 common | Purchase | 2,600 | 22.4842 USD | ||||
USD 0.01 common | Purchase | 2,733 | 22.6482 USD | ||||
USD 0.01 common | Purchase | 2,882 | 22.4801 USD | ||||
USD 0.01 common | Purchase | 2,923 | 22.6472 USD | ||||
USD 0.01 common | Purchase | 3,600 | 22.4844 USD | ||||
USD 0.01 common | Purchase | 3,859 | 22.6118 USD | ||||
USD 0.01 common | Purchase | 4,206 | 22.4850 USD | ||||
USD 0.01 common | Purchase | 4,412 | 22.4833 USD | ||||
USD 0.01 common | Purchase | 4,643 | 22.4802 USD | ||||
USD 0.01 common | Purchase | 6,008 | 22.6254 USD | ||||
USD 0.01 common | Purchase | 8,164 | 22.4837 USD | ||||
USD 0.01 common | Purchase | 8,744 | 22.6268 USD | ||||
USD 0.01 common | Purchase | 12,192 | 22.6227 USD | ||||
USD 0.01 common | Purchase | 12,325 | 22.6835 USD | ||||
USD 0.01 common | Purchase | 16,079 | 22.4815 USD | ||||
USD 0.01 common | Purchase | 75,351 | 22.6651 USD | ||||
USD 0.01 common | Purchase | 76,580 | 22.6843 USD | ||||
USD 0.01 common | Purchase | 83,899 | 22.6900 USD | ||||
USD 0.01 common | Purchase | 108,034 | 22.6253 USD | ||||
USD 0.01 common | Purchase | 300,000 | 22.6468 USD | ||||
USD 0.01 common | Sale | 9 | 22.6400 USD | ||||
USD 0.01 common | Sale | 9 | 22.7300 USD | ||||
USD 0.01 common | Sale | 11 | 22.7081 USD | ||||
USD 0.01 common | Sale | 18 | 22.7025 USD | ||||
USD 0.01 common | Sale | 18 | 22.6325 USD | ||||
USD 0.01 common | Sale | 27 | 22.6133 USD | ||||
USD 0.01 common | Sale | 34 | 22.6788 USD | ||||
USD 0.01 common | Sale | 36 | 22.6477 USD | ||||
USD 0.01 common | Sale | 36 | 22.5702 USD | ||||
USD 0.01 common | Sale | 45 | 22.6460 USD | ||||
USD 0.01 common | Sale | 45 | 22.6180 USD | ||||
USD 0.01 common | Sale | 45 | 22.6320 USD | ||||
USD 0.01 common | Sale | 46 | 22.6360 USD | ||||
USD 0.01 common | Sale | 54 | 22.6318 USD | ||||
USD 0.01 common | Sale | 54 | 22.6383 USD | ||||
USD 0.01 common | Sale | 70 | 22.6374 USD | ||||
USD 0.01 common | Sale | 71 | 22.6398 USD | ||||
USD 0.01 common | Sale | 72 | 22.6000 USD | ||||
USD 0.01 common | Sale | 90 | 22.6437 USD | ||||
USD 0.01 common | Sale | 98 | 22.6357 USD | ||||
USD 0.01 common | Sale | 100 | 22.4400 USD | ||||
USD 0.01 common | Sale | 100 | 22.6321 USD | ||||
USD 0.01 common | Sale | 100 | 22.6600 USD | ||||
USD 0.01 common | Sale | 100 | 22.7100 USD | ||||
USD 0.01 common | Sale | 100 | 22.7500 USD | ||||
USD 0.01 common | Sale | 101 | 22.5706 USD | ||||
USD 0.01 common | Sale | 121 | 22.5125 USD | ||||
USD 0.01 common | Sale | 170 | 22.6241 USD | ||||
USD 0.01 common | Sale | 186 | 22.6501 USD | ||||
USD 0.01 common | Sale | 233 | 22.6522 USD | ||||
USD 0.01 common | Sale | 252 | 22.6226 USD | ||||
USD 0.01 common | Sale | 264 | 22.4600 USD | ||||
USD 0.01 common | Sale | 300 | 22.7000 USD | ||||
USD 0.01 common | Sale | 466 | 22.5540 USD | ||||
USD 0.01 common | Sale | 472 | 22.6300 USD | ||||
USD 0.01 common | Sale | 600 | 22.6575 USD | ||||
USD 0.01 common | Sale | 660 | 22.4871 USD | ||||
USD 0.01 common | Sale | 800 | 22.5050 USD | ||||
USD 0.01 common | Sale | 834 | 22.6221 USD | ||||
USD 0.01 common | Sale | 900 | 22.4933 USD | ||||
USD 0.01 common | Sale | 941 | 22.4877 USD | ||||
USD 0.01 common | Sale | 1,100 | 22.5700 USD | ||||
USD 0.01 common | Sale | 1,322 | 22.4788 USD | ||||
USD 0.01 common | Sale | 1,546 | 22.6567 USD | ||||
USD 0.01 common | Sale | 1,604 | 22.4974 USD | ||||
USD 0.01 common | Sale | 1,669 | 22.4947 USD | ||||
USD 0.01 common | Sale | 1,703 | 22.4852 USD | ||||
USD 0.01 common | Sale | 1,788 | 22.4842 USD | ||||
USD 0.01 common | Sale | 1,869 | 22.4884 USD | ||||
USD 0.01 common | Sale | 2,414 | 22.6379 USD | ||||
USD 0.01 common | Sale | 2,674 | 22.6799 USD | ||||
USD 0.01 common | Sale | 3,076 | 22.5933 USD | ||||
USD 0.01 common | Sale | 3,473 | 22.4868 USD | ||||
USD 0.01 common | Sale | 4,116 | 22.6448 USD | ||||
USD 0.01 common | Sale | 4,795 | 22.6110 USD | ||||
USD 0.01 common | Sale | 4,945 | 22.5000 USD | ||||
USD 0.01 common | Sale | 5,086 | 22.6956 USD | ||||
USD 0.01 common | Sale | 5,122 | 22.6415 USD | ||||
USD 0.01 common | Sale | 5,274 | 22.6440 USD | ||||
USD 0.01 common | Sale | 6,184 | 22.6535 USD | ||||
USD 0.01 common | Sale | 6,286 | 22.6427 USD | ||||
USD 0.01 common | Sale | 6,341 | 22.6282 USD | ||||
USD 0.01 common | Sale | 6,384 | 22.6174 USD | ||||
USD 0.01 common | Sale | 6,869 | 22.4739 USD | ||||
USD 0.01 common | Sale | 7,838 | 22.6553 USD | ||||
USD 0.01 common | Sale | 8,729 | 22.6317 USD | ||||
USD 0.01 common | Sale | 9,971 | 22.6225 USD | ||||
USD 0.01 common | Sale | 11,411 | 22.6881 USD | ||||
USD 0.01 common | Sale | 14,855 | 22.6329 USD | ||||
USD 0.01 common | Sale | 50,000 | 22.4830 USD | ||||
USD 0.01 common | Sale | 71,671 | 22.6860 USD | ||||
USD 0.01 common | Sale | 71,976 | 22.6639 USD | ||||
USD 0.01 common | Sale | 83,907 | 22.6900 USD | ||||
USD 0.01 common | Sale | 125,700 | 22.6302 USD | ||||
USD 0.01 common | Sale | 229,627 | 22.6499 USD |
(b) | Cash-settled derivative transactions |
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Class of relevant | Product | Nature of dealing | Number of | Price per unit | |||
security | description | reference | |||||
securities | |||||||
(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 28 Jun 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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