9th Aug 2022 13:19
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: | Jane Street Financial Limited |
(b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. | Jane Street Group, LLC |
(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Nitro Bidco Limited (a wholly-owned subsidiary of NortonLifeLock Inc.) |
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | |
(e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure | 2022-08-08 |
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A" | YES Avast plc |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security:
| USD 0.01 common ISIN: US6687711084
| |||
| Interests | Short positions | ||
| Number | % | Number | % |
(1) Relevant securities owned and/or controlled: | 441949 | 0.08 | 1694846 | 0.30 |
(2) Cash-settled derivatives:
| ||||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 1121100 | 0.20 | 753300 | 0.13 |
TOTAL: | 1563049 | 0.27 | 2448146 | 0.43 |
Class of relevant security:
| 2.000% Senior Unsecured Convertible Notes August 2022 ISIN: US668771AB40 | |||
| Interests | Short positions | ||
| Number | % | Number | % |
(1) Relevant securities owned and/or controlled: | 9450000 | 1.80 |
| |
(2) Cash-settled derivatives:
|
| |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: |
| |||
TOTAL: | 9450000 | 1.80 |
| |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors' and other employee options)
Class of relevant security in relation to which subscription right exists: |
|
Details, including nature of the rights concerned and relevant percentages: |
|
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchase/sale
| Number of securities | Price per unit |
USD 0.01 common | 39996 | Sale | 24.14 USD |
USD 0.01 common | 29391 | Sale | 24.22 USD |
USD 0.01 common | 23248 | Sale | 24.18 USD |
USD 0.01 common | 18432 | Sale | 24.46 USD |
USD 0.01 common | 22540 | Sale | 24.17 USD |
USD 0.01 common | 16336 | Sale | 24.21 USD |
USD 0.01 common | 16203 | Sale | 24.2 USD |
USD 0.01 common | 14358 | Sale | 24.48 USD |
USD 0.01 common | 11938 | Sale | 24.19 USD |
USD 0.01 common | 10304 | Sale | 24.41 USD |
USD 0.01 common | 9523 | Sale | 24.33 USD |
USD 0.01 common | 9053 | Sale | 24.47 USD |
USD 0.01 common | 8769 | Sale | 24.45 USD |
USD 0.01 common | 8673 | Sale | 24.3 USD |
USD 0.01 common | 8376 | Sale | 24.35 USD |
USD 0.01 common | 8368 | Sale | 24.28 USD |
USD 0.01 common | 7511 | Sale | 24.26 USD |
USD 0.01 common | 7303 | Sale | 24.24 USD |
USD 0.01 common | 7141 | Sale | 24.39 USD |
USD 0.01 common | 7077 | Sale | 24.23 USD |
USD 0.01 common | 6981 | Sale | 24.5 USD |
USD 0.01 common | 6745 | Sale | 24.44 USD |
USD 0.01 common | 6516 | Sale | 24.38 USD |
USD 0.01 common | 5425 | Sale | 24.27 USD |
USD 0.01 common | 4836 | Sale | 24.11 USD |
USD 0.01 common | 4719 | Sale | 24.13 USD |
USD 0.01 common | 4343 | Sale | 24.31 USD |
USD 0.01 common | 4324 | Sale | 24.36 USD |
USD 0.01 common | 4309 | Sale | 24.32 USD |
USD 0.01 common | 4200 | Sale | 24.16 USD |
USD 0.01 common | 4180 | Sale | 24.175 USD |
USD 0.01 common | 4165 | Sale | 24.25 USD |
USD 0.01 common | 4152 | Sale | 24.29 USD |
USD 0.01 common | 3819 | Sale | 24.4 USD |
USD 0.01 common | 3808 | Sale | 24.42 USD |
USD 0.01 common | 3548 | Sale | 24.15 USD |
USD 0.01 common | 3480 | Sale | 24.55 USD |
USD 0.01 common | 3412 | Sale | 24.57 USD |
USD 0.01 common | 3279 | Sale | 24.135 USD |
USD 0.01 common | 3279 | Sale | 24.145 USD |
USD 0.01 common | 3261 | Sale | 24.43 USD |
USD 0.01 common | 3200 | Sale | 24.165 USD |
USD 0.01 common | 2518 | Sale | 24.53 USD |
USD 0.01 common | 2495 | Sale | 24.56 USD |
USD 0.01 common | 2475 | Sale | 24.51 USD |
USD 0.01 common | 2300 | Sale | 24.1695 USD |
USD 0.01 common | 2171 | Sale | 24.225 USD |
USD 0.01 common | 2123 | Sale | 24.34 USD |
USD 0.01 common | 1991 | Sale | 24.65 USD |
USD 0.01 common | 1932 | Sale | 24.52 USD |
USD 0.01 common | 1800 | Sale | 24.59 USD |
USD 0.01 common | 1788 | Sale | 24.37 USD |
USD 0.01 common | 1680 | Sale | 24.63 USD |
USD 0.01 common | 1633 | Sale | 24.54 USD |
USD 0.01 common | 1611 | Sale | 24.215 USD |
USD 0.01 common | 1609 | Sale | 24.285 USD |
USD 0.01 common | 1404 | Sale | 24.49 USD |
USD 0.01 common | 1391 | Sale | 24.455 USD |
USD 0.01 common | 1290 | Sale | 24.305 USD |
USD 0.01 common | 1227 | Sale | 24.58 USD |
USD 0.01 common | 1210 | Sale | 24.185 USD |
USD 0.01 common | 1118 | Sale | 24.195 USD |
USD 0.01 common | 1100 | Sale | 24.395 USD |
USD 0.01 common | 1095 | Sale | 24.76 USD |
USD 0.01 common | 950 | Sale | 24.62 USD |
USD 0.01 common | 945 | Sale | 24.235 USD |
USD 0.01 common | 916 | Sale | 24.4593 USD |
USD 0.01 common | 901 | Sale | 24.465 USD |
USD 0.01 common | 899 | Sale | 24.73 USD |
USD 0.01 common | 881 | Sale | 24.205 USD |
USD 0.01 common | 863 | Sale | 24.6 USD |
USD 0.01 common | 850 | Sale | 24.255 USD |
USD 0.01 common | 805 | Sale | 24.64 USD |
USD 0.01 common | 693 | Sale | 23.81 EUR |
USD 0.01 common | 664 | Sale | 24.115 USD |
USD 0.01 common | 619 | Sale | 24.12 USD |
USD 0.01 common | 600 | Sale | 24.169 USD |
USD 0.01 common | 600 | Sale | 24.66 USD |
USD 0.01 common | 501 | Sale | 24.275 USD |
USD 0.01 common | 500 | Sale | 24.345 USD |
USD 0.01 common | 500 | Sale | 24.385 USD |
USD 0.01 common | 500 | Sale | 24.449 USD |
USD 0.01 common | 500 | Sale | 24.4499 USD |
USD 0.01 common | 400 | Sale | 24.375 USD |
USD 0.01 common | 400 | Sale | 24.485 USD |
USD 0.01 common | 400 | Sale | 24.515 USD |
USD 0.01 common | 379 | Sale | 24.7 USD |
USD 0.01 common | 313 | Sale | 24.365 USD |
USD 0.01 common | 300 | Sale | 24.405 USD |
USD 0.01 common | 300 | Sale | 24.635 USD |
USD 0.01 common | 289 | Sale | 24.555 USD |
USD 0.01 common | 250 | Sale | 24.415 USD |
USD 0.01 common | 217 | Sale | 24.335 USD |
USD 0.01 common | 211 | Sale | 24.315 USD |
USD 0.01 common | 200 | Sale | 24.05 USD |
USD 0.01 common | 200 | Sale | 24.4497 USD |
USD 0.01 common | 200 | Sale | 24.505 USD |
USD 0.01 common | 200 | Sale | 24.525 USD |
USD 0.01 common | 200 | Sale | 24.67 USD |
USD 0.01 common | 200 | Sale | 24.77 USD |
USD 0.01 common | 144 | Sale | 24.325 USD |
USD 0.01 common | 134 | Sale | 24.71 USD |
USD 0.01 common | 125 | Sale | 24.605 USD |
USD 0.01 common | 106 | Sale | 24.08 USD |
USD 0.01 common | 105 | Sale | 24.61 USD |
USD 0.01 common | 105 | Sale | 24.655 USD |
USD 0.01 common | 100 | Sale | 24.01 USD |
USD 0.01 common | 100 | Sale | 24.07 USD |
USD 0.01 common | 100 | Sale | 24.245 USD |
USD 0.01 common | 100 | Sale | 24.295 USD |
USD 0.01 common | 100 | Sale | 24.475 USD |
USD 0.01 common | 100 | Sale | 24.535 USD |
USD 0.01 common | 100 | Sale | 24.575 USD |
USD 0.01 common | 100 | Sale | 24.645 USD |
USD 0.01 common | 100 | Sale | 24.72 USD |
USD 0.01 common | 100 | Sale | 24.74 USD |
USD 0.01 common | 86 | Sale | 24.425 USD |
USD 0.01 common | 77 | Sale | 24.2593 USD |
USD 0.01 common | 71 | Sale | 24.69 USD |
USD 0.01 common | 68 | Sale | 24.265 USD |
USD 0.01 common | 51 | Sale | 24.1397 USD |
USD 0.01 common | 20 | Sale | 24.2599 USD |
USD 0.01 common | 20 | Sale | 24.2899 USD |
USD 0.01 common | 20 | Sale | 24.3699 USD |
USD 0.01 common | 14 | Sale | 24.4082 USD |
USD 0.01 common | 5 | Sale | 24.1799 USD |
USD 0.01 common | 5 | Sale | 24.229 USD |
USD 0.01 common | 4 | Sale | 24.3696 USD |
USD 0.01 common | 2 | Sale | 24.3593 USD |
USD 0.01 common | 2 | Sale | 24.4996 USD |
USD 0.01 common | 1 | Sale | 24.1494 USD |
USD 0.01 common | 1 | Sale | 24.2193 USD |
USD 0.01 common | 1 | Sale | 24.2895 USD |
USD 0.01 common | 1 | Sale | 24.3297 USD |
USD 0.01 common | 1 | Sale | 24.355 USD |
USD 0.01 common | 1 | Sale | 24.4883 USD |
USD 0.01 common | 1 | Purchase | 24.4014 USD |
USD 0.01 common | 1 | Purchase | 24.75 USD |
USD 0.01 common | 2 | Purchase | 24.4206 USD |
USD 0.01 common | 5 | Purchase | 24.229 USD |
USD 0.01 common | 6 | Purchase | 24.3009 USD |
USD 0.01 common | 6 | Purchase | 24.63 USD |
USD 0.01 common | 10 | Purchase | 24.145 USD |
USD 0.01 common | 10 | Purchase | 24.155 USD |
USD 0.01 common | 10 | Purchase | 24.305 USD |
USD 0.01 common | 10 | Purchase | 24.415 USD |
USD 0.01 common | 10 | Purchase | 24.445 USD |
USD 0.01 common | 10 | Purchase | 24.495 USD |
USD 0.01 common | 10 | Purchase | 24.565 USD |
USD 0.01 common | 15 | Purchase | 24.485 USD |
USD 0.01 common | 31 | Purchase | 24.2804 USD |
USD 0.01 common | 35 | Purchase | 24.5208 USD |
USD 0.01 common | 47 | Purchase | 24.315 USD |
USD 0.01 common | 76 | Purchase | 24.1707 USD |
USD 0.01 common | 76 | Purchase | 24.2106 USD |
USD 0.01 common | 100 | Purchase | 24.19 USD |
USD 0.01 common | 100 | Purchase | 24.2107 USD |
USD 0.01 common | 100 | Purchase | 24.37 USD |
USD 0.01 common | 100 | Purchase | 24.395 USD |
USD 0.01 common | 100 | Purchase | 24.55 USD |
USD 0.01 common | 100 | Purchase | 24.555 USD |
USD 0.01 common | 100 | Purchase | 24.56 USD |
USD 0.01 common | 100 | Purchase | 24.69 USD |
USD 0.01 common | 100 | Purchase | 24.705 USD |
USD 0.01 common | 100 | Purchase | 24.725 USD |
USD 0.01 common | 107 | Purchase | 24.675 USD |
USD 0.01 common | 111 | Purchase | 24.265 USD |
USD 0.01 common | 114 | Purchase | 24.61 USD |
USD 0.01 common | 115 | Purchase | 24.01 USD |
USD 0.01 common | 120 | Purchase | 24.295 USD |
USD 0.01 common | 120 | Purchase | 24.345 USD |
USD 0.01 common | 120 | Purchase | 24.355 USD |
USD 0.01 common | 120 | Purchase | 24.435 USD |
USD 0.01 common | 150 | Purchase | 24.09 USD |
USD 0.01 common | 165 | Purchase | 24.285 USD |
USD 0.01 common | 173 | Purchase | 24.02 USD |
USD 0.01 common | 200 | Purchase | 24.2 USD |
USD 0.01 common | 200 | Purchase | 24.255 USD |
USD 0.01 common | 200 | Purchase | 24.385 USD |
USD 0.01 common | 200 | Purchase | 24.545 USD |
USD 0.01 common | 200 | Purchase | 24.6 USD |
USD 0.01 common | 200 | Purchase | 24.605 USD |
USD 0.01 common | 201 | Purchase | 24.44 USD |
USD 0.01 common | 210 | Purchase | 24.245 USD |
USD 0.01 common | 210 | Purchase | 24.34 USD |
USD 0.01 common | 211 | Purchase | 24.185 USD |
USD 0.01 common | 225 | Purchase | 24.125 USD |
USD 0.01 common | 235 | Purchase | 24.4201 USD |
USD 0.01 common | 250 | Purchase | 24.1703 USD |
USD 0.01 common | 292 | Purchase | 24.505 USD |
USD 0.01 common | 300 | Purchase | 24.53 USD |
USD 0.01 common | 300 | Purchase | 24.64 USD |
USD 0.01 common | 300 | Purchase | 24.68 USD |
USD 0.01 common | 300 | Purchase | 24.73 USD |
USD 0.01 common | 301 | Purchase | 24.12 USD |
USD 0.01 common | 314 | Purchase | 24.39 USD |
USD 0.01 common | 320 | Purchase | 24.405 USD |
USD 0.01 common | 329 | Purchase | 24.35 USD |
USD 0.01 common | 333 | Purchase | 24.115 USD |
USD 0.01 common | 339 | Purchase | 24.205 USD |
USD 0.01 common | 367 | Purchase | 24.365 USD |
USD 0.01 common | 400 | Purchase | 24 USD |
USD 0.01 common | 400 | Purchase | 24.2303 USD |
USD 0.01 common | 400 | Purchase | 24.425 USD |
USD 0.01 common | 400 | Purchase | 24.5 USD |
USD 0.01 common | 400 | Purchase | 24.57 USD |
USD 0.01 common | 400 | Purchase | 24.62 USD |
USD 0.01 common | 408 | Purchase | 24.59 USD |
USD 0.01 common | 410 | Purchase | 24.38 USD |
USD 0.01 common | 412 | Purchase | 24.4006 USD |
USD 0.01 common | 424 | Purchase | 24.66 USD |
USD 0.01 common | 431 | Purchase | 24.18 USD |
USD 0.01 common | 451 | Purchase | 24.275 USD |
USD 0.01 common | 462 | Purchase | 24.4 USD |
USD 0.01 common | 487 | Purchase | 24.375 USD |
USD 0.01 common | 497 | Purchase | 24.24 USD |
USD 0.01 common | 500 | Purchase | 24.42 USD |
USD 0.01 common | 500 | Purchase | 24.449 USD |
USD 0.01 common | 500 | Purchase | 24.4499 USD |
USD 0.01 common | 501 | Purchase | 24.71 USD |
USD 0.01 common | 547 | Purchase | 24.32 USD |
USD 0.01 common | 581 | Purchase | 24.16 USD |
USD 0.01 common | 600 | Purchase | 24.169 USD |
USD 0.01 common | 600 | Purchase | 24.41 USD |
USD 0.01 common | 600 | Purchase | 24.52 USD |
USD 0.01 common | 600 | Purchase | 24.54 USD |
USD 0.01 common | 600 | Purchase | 24.65 USD |
USD 0.01 common | 600 | Purchase | 24.74 USD |
USD 0.01 common | 610 | Purchase | 24.215 USD |
USD 0.01 common | 615 | Purchase | 24.3 USD |
USD 0.01 common | 643 | Purchase | 24.225 USD |
USD 0.01 common | 700 | Purchase | 24.325 USD |
USD 0.01 common | 700 | Purchase | 24.465 USD |
USD 0.01 common | 763 | Purchase | 24.49 USD |
USD 0.01 common | 850 | Purchase | 24.715 USD |
USD 0.01 common | 882 | Purchase | 24.195 USD |
USD 0.01 common | 888 | Purchase | 24.651 USD |
USD 0.01 common | 900 | Purchase | 24.72 USD |
USD 0.01 common | 958 | Purchase | 24.31 USD |
USD 0.01 common | 977 | Purchase | 24.29 USD |
USD 0.01 common | 1000 | Purchase | 24.165 USD |
USD 0.01 common | 1000 | Purchase | 24.235 USD |
USD 0.01 common | 1000 | Purchase | 24.58 USD |
USD 0.01 common | 1023 | Purchase | 24.7 USD |
USD 0.01 common | 1038 | Purchase | 24.43 USD |
USD 0.01 common | 1093 | Purchase | 24.21 USD |
USD 0.01 common | 1100 | Purchase | 24.13 USD |
USD 0.01 common | 1221 | Purchase | 24.27 USD |
USD 0.01 common | 1300 | Purchase | 24.28 USD |
USD 0.01 common | 1443 | Purchase | 24.23 USD |
USD 0.01 common | 5900 | Purchase | 24.17 USD |
USD 0.01 common | 1515 | Purchase | 24.45 USD |
USD 0.01 common | 1627 | Purchase | 24.26 USD |
USD 0.01 common | 2274 | Purchase | 24.175 USD |
USD 0.01 common | 2452 | Purchase | 24.22 USD |
USD 0.01 common | 2629 | Purchase | 24.15 USD |
USD 0.01 common | 2778 | Purchase | 24.25 USD |
USD 0.01 common | 2788 | Purchase | 24.455 USD |
USD 0.01 common | 3547 | Purchase | 24.135 USD |
USD 0.01 common | 3917 | Purchase | 24.47 USD |
USD 0.01 common | 4125 | Purchase | 24.515 USD |
USD 0.01 common | 5426 | Purchase | 24.46 USD |
USD 0.01 common | 9575 | Purchase | 24.14 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
|
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
USD 0.01 common | Call Option | Selling | 500 | 25 USD | American | 2023-01-20 | 1.9 USD |
USD 0.01 common | Put Option | Selling | 500 | 25 USD | American | 2022-08-19 | 1 USD |
USD 0.01 common | Put Option | Selling | 400 | 21 USD | American | 2023-01-20 | 0.95 USD |
USD 0.01 common | Put Option | Selling | 400 | 23 USD | American | 2023-01-20 | 1.55 USD |
USD 0.01 common | Call Option | Selling | 100 | 25 USD | American | 2022-08-19 | 0.35 USD |
USD 0.01 common | Call Option | Purchasing | 100 | 24 USD | American | 2022-09-16 | 1.2 USD |
USD 0.01 common | Put Option | Purchasing | 100 | 22 USD | American | 2022-09-16 | 0.25 USD |
USD 0.01 common | Call Option | Purchasing | 300 | 30 USD | American | 2023-01-20 | 0.35 USD |
USD 0.01 common | Put Option | Purchasing | 300 | 24 USD | American | 2022-09-16 | 0.9 USD |
USD 0.01 common | Put Option | Purchasing | 5500 | 25 USD | American | 2022-10-21 | 1.65 USD |
USD 0.01 common | Call Option | Purchasing | 6100 | 31 USD | American | 2022-11-18 | 0.15 USD |
USD 0.01 common | Put Option | Purchasing | 12100 | 22 USD | American | 2022-11-18 | 0.8 USD |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
|
|
|
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
none
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
none
|
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 2022-08-09 |
| Contact name: | Chris Milsted |
| Telephone number*: | +442037873373 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel's Market Surveillance Unit.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Full name of person making disclosure: | Jane Street Financial Limited |
Name of offeror/offeree in relation to whose relevant securities the disclosure relates: | Nitro Bidco Limited (a wholly-owned subsidiary of NortonLifeLock Inc.) |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class of relevant security | Product description e.g. call option | Written or purchased | Number of securities to which option or derivative relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date |
USD 0.01 common | Put Option | Written | 500000 | 15 USD | American | 2023-01-20 |
USD 0.01 common | Call Option | Written | 77600 | 25 USD | American | 2022-08-19 |
USD 0.01 common | Call Option | Written | 72700 | 25 USD | American | 2022-08-19 |
USD 0.01 common | Call Option | Written | 61200 | 27 USD | American | 2022-08-19 |
USD 0.01 common | Put Option | Written | 50800 | 22 USD | American | 2022-09-16 |
USD 0.01 common | Put Option | Written | 38600 | 21 USD | American | 2022-09-16 |
USD 0.01 common | Call Option | Written | 38500 | 27 USD | American | 2022-09-16 |
USD 0.01 common | Call Option | Written | 37400 | 26 USD | American | 2022-08-19 |
USD 0.01 common | Put Option | Written | 26900 | 23 USD | American | 2022-09-16 |
USD 0.01 common | Call Option | Written | 23800 | 26 USD | American | 2022-11-18 |
USD 0.01 common | Call Option | Written | 22900 | 27 USD | American | 2022-09-16 |
USD 0.01 common | Put Option | Written | 20700 | 21 USD | American | 2022-10-21 |
USD 0.01 common | Call Option | Written | 20000 | 24 USD | American | 2022-08-19 |
USD 0.01 common | Put Option | Written | 19300 | 21 USD | American | 2022-09-16 |
USD 0.01 common | Call Option | Written | 18300 | 24 USD | American | 2022-09-16 |
USD 0.01 common | Call Option | Written | 17400 | 22 USD | American | 2022-08-19 |
USD 0.01 common | Call Option | Written | 13200 | 32 USD | American | 2022-11-18 |
USD 0.01 common | Call Option | Written | 12400 | 27 USD | American | 2022-09-16 |
USD 0.01 common | Call Option | Written | 11900 | 28 USD | American | 2022-10-21 |
USD 0.01 common | Put Option | Written | 11300 | 25 USD | American | 2023-01-20 |
USD 0.01 common | Call Option | Written | 10900 | 28 USD | American | 2022-09-16 |
USD 0.01 common | Call Option | Written | 10600 | 27 USD | American | 2022-10-21 |
USD 0.01 common | Call Option | Written | 9700 | 27 USD | American | 2023-01-20 |
USD 0.01 common | Call Option | Written | 9400 | 27 USD | American | 2022-09-16 |
USD 0.01 common | Call Option | Written | 8800 | 25 USD | American | 2022-09-16 |
USD 0.01 common | Call Option | Written | 8200 | 30 USD | American | 2022-09-16 |
USD 0.01 common | Put Option | Written | 8200 | 24 USD | American | 2022-10-21 |
USD 0.01 common | Put Option | Written | 6700 | 23 USD | American | 2022-09-16 |
USD 0.01 common | Call Option | Written | 6000 | 23 USD | American | 2022-08-19 |
USD 0.01 common | Put Option | Written | 5400 | 25 USD | American | 2022-09-16 |
USD 0.01 common | Call Option | Written | 5200 | 27 USD | American | 2022-10-21 |
USD 0.01 common | Put Option | Written | 5000 | 18 USD | American | 2022-12-16 |
USD 0.01 common | Put Option | Written | 4900 | 21 USD | American | 2023-01-20 |
USD 0.01 common | Call Option | Written | 4300 | 27 USD | American | 2022-09-16 |
USD 0.01 common | Put Option | Written | 4200 | 21 USD | American | 2022-10-21 |
USD 0.01 common | Put Option | Written | 4100 | 25 USD | American | 2023-01-20 |
USD 0.01 common | Call Option | Written | 4000 | 30 USD | American | 2023-01-20 |
USD 0.01 common | Call Option | Written | 3900 | 26 USD | American | 2022-11-18 |
USD 0.01 common | Put Option | Written | 3400 | 22 USD | American | 2022-11-18 |
USD 0.01 common | Put Option | Written | 3200 | 27 USD | American | 2022-09-16 |
USD 0.01 common | Put Option | Written | 3200 | 28 USD | American | 2022-09-16 |
USD 0.01 common | Put Option | Written | 3200 | 22 USD | American | 2023-01-20 |
USD 0.01 common | Call Option | Written | 2700 | 30 USD | American | 2022-09-16 |
USD 0.01 common | Put Option | Written | 2600 | 27 USD | American | 2023-01-20 |
USD 0.01 common | Call Option | Written | 2500 | 27 USD | American | 2022-10-21 |
USD 0.01 common | Call Option | Written | 2200 | 32 USD | American | 2022-10-21 |
USD 0.01 common | Call Option | Written | 2100 | 35 USD | American | 2022-10-21 |
USD 0.01 common | Call Option | Written | 2000 | 24 USD | American | 2022-11-18 |
USD 0.01 common | Call Option | Written | 2000 | 40 USD | American | 2023-01-20 |
USD 0.01 common | Call Option | Written | 1900 | 24 USD | American | 2022-09-16 |
USD 0.01 common | Call Option | Written | 1700 | 28 USD | American | 2022-08-19 |
USD 0.01 common | Put Option | Written | 1700 | 26 USD | American | 2022-09-16 |
USD 0.01 common | Put Option | Written | 1700 | 27 USD | American | 2023-01-20 |
USD 0.01 common | Put Option | Written | 1500 | 20 USD | American | 2023-01-20 |
USD 0.01 common | Put Option | Written | 1100 | 23 USD | American | 2022-08-19 |
USD 0.01 common | Call Option | Written | 1100 | 26 USD | American | 2022-09-16 |
USD 0.01 common | Put Option | Written | 1000 | 20 USD | American | 2022-08-19 |
USD 0.01 common | Call Option | Written | 800 | 27 USD | American | 2023-01-20 |
USD 0.01 common | Put Option | Written | 800 | 20 USD | American | 2023-01-20 |
USD 0.01 common | Call Option | Written | 700 | 25 USD | American | 2022-09-16 |
USD 0.01 common | Call Option | Written | 700 | 30 USD | American | 2022-10-21 |
USD 0.01 common | Call Option | Written | 700 | 25 USD | American | 2023-01-20 |
USD 0.01 common | Call Option | Written | 500 | 22 USD | American | 2022-08-19 |
USD 0.01 common | Put Option | Written | 500 | 18 USD | American | 2022-08-19 |
USD 0.01 common | Call Option | Written | 500 | 23 USD | American | 2022-09-16 |
USD 0.01 common | Put Option | Written | 500 | 22 USD | American | 2022-09-16 |
USD 0.01 common | Put Option | Written | 400 | 25 USD | American | 2022-08-19 |
USD 0.01 common | Call Option | Written | 400 | 25 USD | American | 2022-09-16 |
USD 0.01 common | Call Option | Written | 400 | 26 USD | American | 2022-09-16 |
USD 0.01 common | Call Option | Written | 400 | 25 USD | American | 2023-01-20 |
USD 0.01 common | Put Option | Written | 400 | 21 USD | American | 2023-01-20 |
USD 0.01 common | Put Option | Written | 400 | 23 USD | American | 2023-01-20 |
USD 0.01 common | Put Option | Written | 300 | 24 USD | American | 2022-08-19 |
USD 0.01 common | Put Option | Written | 300 | 27 USD | American | 2022-08-19 |
USD 0.01 common | Put Option | Written | 300 | 26 USD | American | 2022-09-16 |
USD 0.01 common | Call Option | Written | 200 | 26 USD | American | 2022-08-19 |
USD 0.01 common | Call Option | Written | 200 | 27 USD | American | 2022-08-19 |
USD 0.01 common | Put Option | Written | 200 | 23 USD | American | 2022-08-19 |
USD 0.01 common | Put Option | Written | 200 | 24 USD | American | 2022-08-19 |
USD 0.01 common | Put Option | Written | 200 | 18 USD | American | 2022-12-16 |
USD 0.01 common | Call Option | Written | 200 | 20 USD | American | 2023-01-20 |
USD 0.01 common | Put Option | Written | 100 | 22 USD | American | 2022-08-19 |
USD 0.01 common | Call Option | Written | 100 | 30 USD | American | 2022-09-16 |
USD 0.01 common | Call Option | Written | 100 | 26 USD | American | 2022-10-21 |
USD 0.01 common | Call Option | Written | 100 | 30 USD | American | 2022-10-21 |
USD 0.01 common | Put Option | Written | 100 | 23 USD | American | 2022-10-21 |
USD 0.01 common | Put Option | Written | 100 | 20 USD | American | 2022-11-18 |
USD 0.01 common | Put Option | Written | 100 | 24 USD | American | 2022-11-18 |
USD 0.01 common | Put Option | Written | 100 | 20 USD | American | 2022-12-16 |
USD 0.01 common | Call Option | Written | 100 | 30 USD | American | 2023-01-20 |
USD 0.01 common | Call Option | Purchased | 100 | 24 USD | American | 2022-08-19 |
USD 0.01 common | Call Option | Purchased | 100 | 28 USD | American | 2022-08-19 |
USD 0.01 common | Put Option | Purchased | 100 | 21 USD | American | 2022-08-19 |
USD 0.01 common | Put Option | Purchased | 100 | 21 USD | American | 2022-08-19 |
USD 0.01 common | Put Option | Purchased | 100 | 22 USD | American | 2022-08-19 |
USD 0.01 common | Put Option | Purchased | 100 | 22 USD | American | 2022-08-19 |
USD 0.01 common | Call Option | Purchased | 100 | 22 USD | American | 2022-09-16 |
USD 0.01 common | Call Option | Purchased | 100 | 22 USD | American | 2022-10-21 |
USD 0.01 common | Call Option | Purchased | 100 | 28 USD | American | 2022-10-21 |
USD 0.01 common | Call Option | Purchased | 100 | 31 USD | American | 2022-10-21 |
USD 0.01 common | Put Option | Purchased | 100 | 22 USD | American | 2022-10-21 |
USD 0.01 common | Put Option | Purchased | 100 | 23 USD | American | 2022-10-21 |
USD 0.01 common | Put Option | Purchased | 100 | 24 USD | American | 2022-10-21 |
USD 0.01 common | Put Option | Purchased | 100 | 25 USD | American | 2022-11-18 |
USD 0.01 common | Call Option | Purchased | 100 | 23 USD | American | 2022-12-16 |
USD 0.01 common | Put Option | Purchased | 100 | 20 USD | American | 2022-12-16 |
USD 0.01 common | Put Option | Purchased | 100 | 21 USD | American | 2022-12-16 |
USD 0.01 common | Call Option | Purchased | 100 | 35 USD | American | 2023-01-20 |
USD 0.01 common | Put Option | Purchased | 100 | 22 USD | American | 2023-01-20 |
USD 0.01 common | Put Option | Purchased | 100 | 25 USD | American | 2023-01-20 |
USD 0.01 common | Call Option | Purchased | 200 | 22 USD | American | 2022-08-19 |
USD 0.01 common | Call Option | Purchased | 200 | 28 USD | American | 2022-08-19 |
USD 0.01 common | Put Option | Purchased | 200 | 21 USD | American | 2022-08-19 |
USD 0.01 common | Call Option | Purchased | 200 | 23 USD | American | 2022-09-16 |
USD 0.01 common | Put Option | Purchased | 200 | 25 USD | American | 2022-09-16 |
USD 0.01 common | Call Option | Purchased | 200 | 30 USD | American | 2023-01-20 |
USD 0.01 common | Call Option | Purchased | 300 | 22 USD | American | 2022-09-16 |
USD 0.01 common | Put Option | Purchased | 300 | 20 USD | American | 2022-09-16 |
USD 0.01 common | Put Option | Purchased | 300 | 21 USD | American | 2022-09-16 |
USD 0.01 common | Put Option | Purchased | 300 | 24 USD | American | 2022-09-16 |
USD 0.01 common | Put Option | Purchased | 300 | 21 USD | American | 2022-10-21 |
USD 0.01 common | Call Option | Purchased | 300 | 30 USD | American | 2023-01-20 |
USD 0.01 common | Call Option | Purchased | 300 | 30 USD | American | 2023-01-20 |
USD 0.01 common | Call Option | Purchased | 300 | 32 USD | American | 2023-01-20 |
USD 0.01 common | Call Option | Purchased | 300 | 40 USD | American | 2023-01-20 |
USD 0.01 common | Call Option | Purchased | 400 | 24 USD | American | 2022-09-16 |
USD 0.01 common | Call Option | Purchased | 400 | 28 USD | American | 2022-09-16 |
USD 0.01 common | Put Option | Purchased | 400 | 20 USD | American | 2022-09-16 |
USD 0.01 common | Call Option | Purchased | 400 | 27 USD | American | 2022-10-21 |
USD 0.01 common | Call Option | Purchased | 400 | 25 USD | American | 2022-11-18 |
USD 0.01 common | Call Option | Purchased | 400 | 26 USD | American | 2022-12-16 |
USD 0.01 common | Call Option | Purchased | 400 | 31 USD | American | 2022-12-16 |
USD 0.01 common | Call Option | Purchased | 400 | 22 USD | American | 2023-01-20 |
USD 0.01 common | Put Option | Purchased | 500 | 24 USD | American | 2022-09-16 |
USD 0.01 common | Call Option | Purchased | 600 | 28 USD | American | 2023-01-20 |
USD 0.01 common | Call Option | Purchased | 700 | 25 USD | American | 2022-08-19 |
USD 0.01 common | Call Option | Purchased | 700 | 25 USD | American | 2022-12-16 |
USD 0.01 common | Call Option | Purchased | 800 | 27 USD | American | 2022-08-19 |
USD 0.01 common | Put Option | Purchased | 800 | 23 USD | American | 2022-09-16 |
USD 0.01 common | Call Option | Purchased | 800 | 27 USD | American | 2022-12-16 |
USD 0.01 common | Call Option | Purchased | 900 | 25 USD | American | 2023-01-20 |
USD 0.01 common | Put Option | Purchased | 1000 | 18 USD | American | 2022-08-19 |
USD 0.01 common | Call Option | Purchased | 1000 | 27 USD | American | 2022-11-18 |
USD 0.01 common | Call Option | Purchased | 1100 | 28 USD | American | 2022-11-18 |
USD 0.01 common | Call Option | Purchased | 1500 | 25 USD | American | 2022-10-21 |
USD 0.01 common | Put Option | Purchased | 1500 | 30 USD | American | 2023-01-20 |
USD 0.01 common | Call Option | Purchased | 1600 | 24 USD | American | 2022-08-19 |
USD 0.01 common | Call Option | Purchased | 1600 | 26 USD | American | 2022-08-19 |
USD 0.01 common | Put Option | Purchased | 2000 | 24 USD | American | 2022-08-19 |
USD 0.01 common | Put Option | Purchased | 2100 | 26 USD | American | 2022-08-19 |
USD 0.01 common | Put Option | Purchased | 2300 | 24 USD | American | 2022-08-19 |
USD 0.01 common | Put Option | Purchased | 2600 | 23 USD | American | 2022-09-16 |
USD 0.01 common | Put Option | Purchased | 2900 | 22 USD | American | 2022-10-21 |
USD 0.01 common | Call Option | Purchased | 3000 | 25 USD | American | 2022-09-16 |
USD 0.01 common | Call Option | Purchased | 3100 | 23 USD | American | 2022-08-19 |
USD 0.01 common | Put Option | Purchased | 3100 | 19 USD | American | 2022-08-19 |
USD 0.01 common | Call Option | Purchased | 3600 | 29 USD | American | 2022-09-16 |
USD 0.01 common | Call Option | Purchased | 4000 | 30 USD | American | 2022-10-21 |
USD 0.01 common | Call Option | Purchased | 4700 | 28 USD | American | 2022-09-16 |
USD 0.01 common | Call Option | Purchased | 4900 | 20 USD | American | 2023-01-20 |
USD 0.01 common | Call Option | Purchased | 6100 | 23 USD | American | 2022-08-19 |
USD 0.01 common | Call Option | Purchased | 6100 | 31 USD | American | 2022-11-18 |
USD 0.01 common | Put Option | Purchased | 6300 | 24 USD | American | 2022-09-16 |
USD 0.01 common | Put Option | Purchased | 6600 | 25 USD | American | 2022-10-21 |
USD 0.01 common | Put Option | Purchased | 15500 | 25 USD | American | 2022-08-19 |
USD 0.01 common | Call Option | Purchased | 17100 | 26 USD | American | 2022-09-16 |
USD 0.01 common | Put Option | Purchased | 17600 | 22 USD | American | 2022-11-18 |
USD 0.01 common | Put Option | Purchased | 19400 | 25 USD | American | 2022-08-19 |
USD 0.01 common | Call Option | Purchased | 20100 | 28 USD | American | 2022-08-19 |
USD 0.01 common | Put Option | Purchased | 20400 | 22 USD | American | 2022-09-16 |
USD 0.01 common | Call Option | Purchased | 21800 | 27 USD | American | 2023-01-20 |
USD 0.01 common | Call Option | Purchased | 23800 | 26 USD | American | 2022-08-19 |
USD 0.01 common | Call Option | Purchased | 24600 | 24 USD | American | 2022-08-19 |
USD 0.01 common | Call Option | Purchased | 25200 | 32 USD | American | 2023-01-20 |
USD 0.01 common | Call Option | Purchased | 29200 | 27 USD | American | 2022-08-19 |
USD 0.01 common | Put Option | Purchased | 30700 | 22 USD | American | 2023-01-20 |
USD 0.01 common | Call Option | Purchased | 32300 | 23 USD | American | 2022-08-19 |
USD 0.01 common | Call Option | Purchased | 40100 | 31 USD | American | 2022-11-18 |
USD 0.01 common | Put Option | Purchased | 40200 | 20 USD | American | 2023-01-20 |
USD 0.01 common | Put Option | Purchased | 42000 | 27 USD | American | 2022-10-21 |
USD 0.01 common | Call Option | Purchased | 43200 | 28 USD | American | 2022-10-21 |
USD 0.01 common | Call Option | Purchased | 57300 | 25 USD | American | 2022-08-19 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
NA
|
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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