5th Nov 2021 11:47
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: | Barclays PLC. |
(b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. |
|
(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | NATIONAL EXPRESS GROUP PLC |
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: |
|
(e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure | 4 Nov 2021 |
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A” | YES : STAGECOACH GROUP PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | |||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned | |||||
| and/or controlled: | 1,704,715 | 0.28% | 5,171,556 | 0.84% | ||
(2) | Cash-settled derivatives: | |||||
4,723,447 | 0.77% | 1,493,417 | 0.24% | |||
(3) | Stock-settled derivatives (including options) | |||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||
(4) | ||||||
| TOTAL: | 6,428,162 | 1.05% | 6,664,973 | 1.09% | ||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: |
|
Details, including nature of the rights concerned and relevant percentages: |
|
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| 5p ordinary | Purchase | 156 | 2.3120 GBP | ||||
| 5p ordinary | Purchase | 177 | 2.3080 GBP | ||||
| 5p ordinary | Purchase | 177 | 2.3259 GBP | ||||
| 5p ordinary | Purchase | 355 | 2.3350 GBP | ||||
| 5p ordinary | Purchase | 510 | 2.3377 GBP | ||||
| 5p ordinary | Purchase | 2,146 | 2.3500 GBP | ||||
| 5p ordinary | Purchase | 3,227 | 2.3207 GBP | ||||
| 5p ordinary | Purchase | 5,457 | 2.3215 GBP | ||||
| 5p ordinary | Purchase | 9,639 | 2.3229 GBP | ||||
| 5p ordinary | Purchase | 12,500 | 2.3090 GBP | ||||
| 5p ordinary | Purchase | 18,844 | 2.3184 GBP | ||||
| 5p ordinary | Purchase | 27,340 | 2.3244 GBP | ||||
| 5p ordinary | Purchase | 29,631 | 2.3180 GBP | ||||
| 5p ordinary | Purchase | 84,672 | 2.3164 GBP | ||||
| 5p ordinary | Purchase | 90,000 | 2.3263 GBP | ||||
| 5p ordinary | Purchase | 107,018 | 2.3089 GBP | ||||
| 5p ordinary | Sale | 2 | 2.3560 GBP | ||||
| 5p ordinary | Sale | 177 | 2.3069 GBP | ||||
| 5p ordinary | Sale | 184 | 2.2960 GBP | ||||
| 5p ordinary | Sale | 355 | 2.3350 GBP | ||||
| 5p ordinary | Sale | 1,097 | 2.3063 GBP | ||||
| 5p ordinary | Sale | 1,259 | 2.3056 GBP | ||||
| 5p ordinary | Sale | 3,399 | 2.3266 GBP | ||||
| 5p ordinary | Sale | 4,104 | 2.3526 GBP | ||||
| 5p ordinary | Sale | 4,513 | 2.3325 GBP | ||||
| 5p ordinary | Sale | 4,675 | 2.2979 GBP | ||||
| 5p ordinary | Sale | 4,720 | 2.3399 GBP | ||||
| 5p ordinary | Sale | 4,788 | 2.3260 GBP | ||||
| 5p ordinary | Sale | 5,244 | 2.3085 GBP | ||||
| 5p ordinary | Sale | 5,275 | 2.3300 GBP | ||||
| 5p ordinary | Sale | 5,594 | 2.3250 GBP | ||||
| 5p ordinary | Sale | 6,761 | 2.3027 GBP | ||||
| 5p ordinary | Sale | 8,717 | 2.3238 GBP | ||||
| 5p ordinary | Sale | 9,816 | 2.3179 GBP | ||||
| 5p ordinary | Sale | 10,105 | 2.3290 GBP | ||||
| 5p ordinary | Sale | 11,788 | 2.3403 GBP | ||||
| 5p ordinary | Sale | 12,500 | 2.3090 GBP | ||||
| 5p ordinary | Sale | 19,400 | 2.3017 GBP | ||||
| 5p ordinary | Sale | 23,352 | 2.3254 GBP | ||||
| 5p ordinary | Sale | 36,758 | 2.3163 GBP | ||||
| 5p ordinary | Sale | 44,479 | 2.3252 GBP | ||||
| 5p ordinary | Sale | 54,590 | 2.3259 GBP | ||||
| (b) Cash-settled derivative transactions | |||||||
| Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | reference | unit | ||||
| security | securities | ||||||
| 5p ordinary | CFD | Long | 2 | 2.3550 GBP | |||
| 5p ordinary | SWAP | Long | 228 | 2.3245 GBP | |||
| 5p ordinary | SWAP | Long | 237 | 2.3364 GBP | |||
| 5p ordinary | SWAP | Long | 274 | 2.3292 GBP | |||
| 5p ordinary | SWAP | Long | 277 | 2.3020 GBP | |||
| 5p ordinary | SWAP | Long | 520 | 2.3242 GBP | |||
| 5p ordinary | SWAP | Long | 524 | 2.3021 GBP | |||
| 5p ordinary | SWAP | Long | 625 | 2.3291 GBP | |||
| 5p ordinary | SWAP | Long | 627 | 2.3019 GBP | |||
| 5p ordinary | SWAP | Long | 1,157 | 2.3018 GBP | |||
| 5p ordinary | SWAP | Long | 1,994 | 2.3250 GBP | |||
| 5p ordinary | SWAP | Long | 3,095 | 2.3391 GBP | |||
| 5p ordinary | SWAP | Long | 3,403 | 2.3289 GBP | |||
| 5p ordinary | SWAP | Long | 3,447 | 2.3251 GBP | |||
| 5p ordinary | SWAP | Long | 3,867 | 2.3536 GBP | |||
| 5p ordinary | SWAP | Long | 4,513 | 2.3325 GBP | |||
| 5p ordinary | SWAP | Long | 4,720 | 2.3399 GBP | |||
| 5p ordinary | SWAP | Long | 4,865 | 2.3494 GBP | |||
| 5p ordinary | SWAP | Long | 5,803 | 2.3290 GBP | |||
| 5p ordinary | SWAP | Long | 6,088 | 2.3200 GBP | |||
| 5p ordinary | SWAP | Long | 6,923 | 2.3340 GBP | |||
| 5p ordinary | SWAP | Long | 7,969 | 2.3238 GBP | |||
| 5p ordinary | SWAP | Long | 9,816 | 2.3179 GBP | |||
| 5p ordinary | SWAP | Long | 17,719 | 2.3017 GBP | |||
| 5p ordinary | CFD | Long | 17,913 | 2.3178 GBP | |||
| 5p ordinary | SWAP | Long | 19,144 | 2.3252 GBP | |||
| 5p ordinary | SWAP | Long | 25,488 | 2.3253 GBP | |||
| 5p ordinary | CFD | Long | 27,978 | 2.3035 GBP | |||
| 5p ordinary | SWAP | Short | 900 | 2.3208 GBP | |||
| 5p ordinary | SWAP | Short | 953 | 2.3180 GBP | |||
| 5p ordinary | CFD | Short | 2,657 | 2.2881 GBP | |||
| 5p ordinary | SWAP | Short | 6,169 | 2.3096 GBP | |||
| 5p ordinary | SWAP | Short | 8,467 | 2.3248 GBP | |||
| 5p ordinary | SWAP | Short | 13,951 | 2.3274 GBP | |||
| 5p ordinary | SWAP | Short | 16,757 | 2.3092 GBP | |||
| 5p ordinary | CFD | Short | 20,675 | 2.3180 GBP | |||
| 5p ordinary | CFD | Short | 27,340 | 2.3244 GBP | |||
| 5p ordinary | SWAP | Short | 31,833 | 2.3169 GBP | |||
| 5p ordinary | SWAP | Short | 39,577 | 2.3232 GBP | |||
| 5p ordinary | SWAP | Short | 44,142 | 2.3103 GBP | |||
| 5p ordinary | SWAP | Short | 58,223 | 2.3047 GBP | |||
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
|
|
|
|
|
|
|
|
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
|
|
|
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
|
|
|
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None
|
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | NO |
Date of disclosure: | 5 Nov 2021 |
Contact name: | Large Holdings Regulatory Operations |
Telephone number*: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20211105005497/en/
Copyright Business Wire 2021
Related Shares:
BarclaysNEX.L