Close
Company Search
Become a Member
  • Track your favourite stocks
  • Create & monitor portfolios
  • Daily portfolio value
Sign Up
Quickpicks
Add shares to your
quickpicks to
display them here!

Form 8.3 - National Express Group plc

4th Nov 2021 13:27

 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)Full name of discloser:Barclays PLC.
 
(b)Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c)Name of offeror/offeree in relation to whoseNATIONAL EXPRESS GROUP PLC
relevant securities this form relates:
(d)If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e)Date position held/dealing undertaken:03 November 2021
(f)In addition to the company in 1(c) above, is the discloser making

YES:

disclosures in respect of any other party to the offer?STAGECOACH GROUP PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

5p ordinary

 

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

and/or controlled:

1,601,706

0.26%

5,176,744

0.84%

 

 

 

 

(2)

Cash-settled derivatives:

 

 

 

 

4,738,895

0.77%

1,416,437

0.23%

 

 

 

 

(3)

Stock-settled derivatives (including options)

 

 

 

 

and agreements to purchase/sell:

0

0.00%

0

0.00%

 

 

 

 

 

 

 

 

TOTAL:

6,340,601

1.03%

6,593,181

1.07%

 

 

 

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevantPurchase/sale

Number of

Price per unit

security

securities

 

5p ordinaryPurchase

1

2.2920 GBP

5p ordinaryPurchase

509

2.3000 GBP

5p ordinaryPurchase

709

2.3010 GBP

5p ordinaryPurchase

1,018

2.2960 GBP

5p ordinaryPurchase

1,018

2.2990 GBP

5p ordinaryPurchase

3,670

2.2948 GBP

5p ordinaryPurchase

12,756

2.3033 GBP

5p ordinaryPurchase

15,867

2.2922 GBP

5p ordinaryPurchase

17,763

2.3022 GBP

5p ordinaryPurchase

61,190

2.3016 GBP

5p ordinarySale

282

2.2948 GBP

5p ordinarySale

578

2.2985 GBP

5p ordinarySale

655

2.2958 GBP

5p ordinarySale

1,141

2.3067 GBP

5p ordinarySale

1,229

2.3038 GBP

5p ordinarySale

1,283

2.2993 GBP

5p ordinarySale

1,832

2.2964 GBP

5p ordinarySale

2,544

2.3116 GBP

5p ordinarySale

3,159

2.2919 GBP

5p ordinarySale

3,287

2.3027 GBP

5p ordinarySale

4,651

2.3047 GBP

5p ordinarySale

4,989

2.2946 GBP

5p ordinarySale

8,425

2.2950 GBP

5p ordinarySale

14,239

2.2921 GBP

5p ordinarySale

32,724

2.2920 GBP

5p ordinarySale

67,315

2.2975 GBP

(b) Cash-settled derivative transactions

Class of

ProductNature of dealing

Number of

Price per

relevant

description

reference

unit

security

securities

 

5p ordinary

SWAPLong

282

2.2948 GBP

5p ordinary

SWAPLong

578

2.2985 GBP

5p ordinary

SWAPLong

655

2.2958 GBP

5p ordinary

SWAPLong

713

2.2964 GBP

5p ordinary

SWAPLong

928

2.3118 GBP

5p ordinary

SWAPLong

1,229

2.3038 GBP

5p ordinary

SWAPLong

1,283

2.2993 GBP

5p ordinary

SWAPLong

1,616

2.3116 GBP

5p ordinary

SWAPLong

3,003

2.3150 GBP

5p ordinary

SWAPLong

3,159

2.2919 GBP

5p ordinary

CFDLong

3,716

2.2876 GBP

5p ordinary

SWAPLong

4,755

2.2950 GBP

5p ordinary

SWAPLong

4,989

2.2946 GBP

5p ordinary

CFDLong

7,169

2.2920 GBP

5p ordinary

SWAPLong

8,324

2.3001 GBP

5p ordinary

SWAPLong

11,348

2.3053 GBP

5p ordinary

CFDLong

22,336

2.2918 GBP

5p ordinary

SWAPLong

24,104

2.2998 GBP

5p ordinary

CFDShort

1

2.2900 GBP

5p ordinary

SWAPShort

200

2.3010 GBP

5p ordinary

SWAPShort

3,800

2.3062 GBP

5p ordinary

SWAPShort

5,329

2.3040 GBP

5p ordinary

SWAPShort

7,159

2.3032 GBP

5p ordinary

SWAPShort

13,963

2.3012 GBP

5p ordinary

SWAPShort

14,960

2.2920 GBP

5p ordinary

SWAPShort

19,781

2.3079 GBP

5p ordinary

SWAPShort

26,717

2.3022 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?NO
Date of disclosure:4 Nov 2021
Contact name:Large Holdings Regulatory Operations
Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20211104005807/en/

Copyright Business Wire 2021

Related Shares:

BarclaysNEX.L
FTSE 100 Latest
Value8,440.98
Change23.64