Close
Company Search
Become a Member
  • Track your favourite stocks
  • Create & monitor portfolios
  • Daily portfolio value
Sign Up
Quickpicks
Add shares to your
quickpicks to
display them here!

FORM 8.3 - NATIONAL EXPRESS GROUP PLC

1st Mar 2022 13:16

 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)Full name of discloser:Barclays PLC.
 
(b)Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c)Name of offeror/offeree in relation to whoseNATIONAL EXPRESS GROUP PLC
relevant securities this form relates:
(d)If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e)Date position held/dealing undertaken:28 February 2022
(f)In addition to the company in 1(c) above, is the discloser makingYES:
disclosures in respect of any other party to the offer?STAGECOACH GROUP PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:5p ordinary

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

and/or controlled:

1,126,643

0.18%

10,263,356

1.67%

 

 

 

 

(2)

Cash-settled derivatives:

 

 

 

 

9,888,177

1.61%

664,039

0.11%

 

 

 

 

(3)

Stock-settled derivatives (including options)

 

 

 

 

and agreements to purchase/sell:

0

0.00%

0

0.00%

 

 

 

 

(4)

 

 

 

 

TOTAL:

11,014,820

1.79%

10,927,395

1.78%

 

 

 

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevantPurchase/sale

Number of

Price per unit
security

securities

5p ordinaryPurchase

187

2.3900 GBP
5p ordinaryPurchase

206

2.4260 GBP
5p ordinaryPurchase

259

2.3760 GBP
5p ordinaryPurchase

468

2.3800 GBP
5p ordinaryPurchase

1,155

2.3782 GBP
5p ordinaryPurchase

1,299

2.3840 GBP
5p ordinaryPurchase

2,235

2.3903 GBP
5p ordinaryPurchase

2,801

2.3842 GBP
5p ordinaryPurchase

3,753

2.3828 GBP
5p ordinaryPurchase

4,164

2.3910 GBP
5p ordinaryPurchase

9,644

2.3870 GBP
5p ordinaryPurchase

11,801

2.3831 GBP
5p ordinaryPurchase

26,288

2.3907 GBP
5p ordinaryPurchase

78,452

2.3927 GBP
5p ordinaryPurchase

282,201

2.3880 GBP
5p ordinarySale

58

2.3768 GBP
5p ordinarySale

131

2.3889 GBP
5p ordinarySale

315

2.3740 GBP
5p ordinarySale

356

2.3804 GBP
5p ordinarySale

4,268

2.3850 GBP
5p ordinarySale

8,185

2.3883 GBP
5p ordinarySale

20,972

2.3895 GBP
5p ordinarySale

96,470

2.3872 GBP
5p ordinarySale

163,835

2.3880 GBP

(b) Cash-settled derivative transactions

Class ofProductNature of dealing

Number of

Price per
relevantdescription

reference

unit
security

securities

5p ordinaryCFDLong

25

2.3768 GBP
5p ordinaryCFDLong

33

2.3769 GBP
5p ordinarySWAPLong

41

2.4099 GBP
5p ordinaryCFDLong

131

2.3889 GBP
5p ordinarySWAPLong

315

2.3765 GBP
5p ordinarySWAPLong

342

2.3778 GBP
5p ordinarySWAPLong

1,193

2.3745 GBP
5p ordinarySWAPLong

2,717

2.3755 GBP
5p ordinarySWAPLong

3,329

2.4123 GBP
5p ordinarySWAPLong

13,351

2.3858 GBP
5p ordinarySWAPLong

16,450

2.3860 GBP
5p ordinaryCFDLong

17,233

2.3878 GBP
5p ordinarySWAPLong

21,263

2.3872 GBP
5p ordinarySWAPLong

22,192

2.3837 GBP
5p ordinarySWAPLong

32,140

2.3908 GBP
5p ordinarySWAPShort

7

2.3800 GBP
5p ordinarySWAPShort

36

2.3965 GBP
5p ordinarySWAPShort

1,201

2.3849 GBP
5p ordinarySWAPShort

1,570

2.3905 GBP
5p ordinarySWAPShort

1,600

2.3837 GBP
5p ordinarySWAPShort

1,810

2.3880 GBP
5p ordinarySWAPShort

2,784

2.3876 GBP
5p ordinarySWAPShort

3,243

2.3870 GBP
5p ordinarySWAPShort

3,785

2.4141 GBP
5p ordinaryCFDShort

9,124

2.4001 GBP
5p ordinarySWAPShort

11,236

2.3897 GBP
5p ordinaryCFDShort

11,792

2.3866 GBP
5p ordinarySWAPShort

20,107

2.3940 GBP
5p ordinarySWAPShort

20,714

2.3867 GBP
5p ordinarySWAPShort

28,425

2.3934 GBP
5p ordinaryCFDShort

125,377

2.3879 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?NO
Date of disclosure:1 Mar 2022
Contact name:Large Holdings Regulatory Operations
Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20220301005763/en/

Copyright Business Wire 2022

Related Shares:

BarclaysNEX.L
FTSE 100 Latest
Value8,447.78
Change32.53