6th Oct 2020 16:20
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BYA PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% ORMORERule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: | STOCKINVEST LIMITED |
(b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. | Mr David Ingram and family |
(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | NAHL GROUP PLC |
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | N/A |
(e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure | 22/09/2020 |
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A" | YES -FRENKEL TOPPING PLC: |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security:
| Ord 0.25p | |||
| Interests | Short positions | ||
Number | % | Number | % | |
(1) Relevant securities owned and/or controlled: | 237,500 | 0.51 |
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(2) Cash-settled derivatives: |
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(3) Stock-settled derivatives (including options) and agreements to purchase/sell: |
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TOTAL: | 237,500 | 0.51 |
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Form 8.3 submitted by Charles Stanley & Co. Ltd on behalf of Stockinvest Ltd. Charles Stanley and Co. Ltd. has no control or interest over this holding.
(b) Rights to subscribe for new securities (including directors' and other employee
options)
Class of relevant security in relation to which subscription right exists: |
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Details, including nature of the rights concerned and relevant percentages: |
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3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevantsecurity | Purchase/sale | Number ofsecurities | Price per unit |
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(b) Cash-settled derivative transactions
Class ofrelevantsecurity | Productdescriptione.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number ofreferencesecurities | Price perunit |
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(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Classof | Productdescriptio | Writing,purchasin | Numberof | Exercise price | Typee.g. | Expiry | Optionmoney |
relevan t securit y | n e.g. calloption | g, selling,varying etc. | securities towhichoptionrelates | per unit | American,European etc. | date | paid/received perunit |
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(ii) Exercise
Class ofrelevantsecurity | Productdescriptione.g. call option | Exercising/exercisedagainst | Number ofsecurities | Exercise priceper unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealinge.g. subscription,conversion | Details | Price per unit (if applicable) |
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4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"
none
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to
which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | No |
Date of disclosure: | 06/10/2020 |
Contact name: | David Ingram |
Telephone number*: | 07700773230 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel's Market Surveillance Unit.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Nahl Group