12th Apr 2024 14:22
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: |
| Barclays PLC. | ||||
(b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | MONDI PLC | |||||
| relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 11 Apr 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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| disclosures in respect of any other party to the offer? | DS SMITH PLC |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing(if any) |
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Class of relevant security: | EUR 0.22 ordinary | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: |
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| 3,756,269 | 0.85% | 6,083,567 | 1.38% |
(2) | Cash-settled derivatives: |
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| and/or controlled: |
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| 5,706,659 | 1.29% | 3,425,697 | 0.78% |
(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: |
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| 0 | 0.00% | 0 | 0.00% |
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| TOTAL: |
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| 9,462,928 | 2.14% | 9,509,264 | 2.15% |
(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales |
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Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security |
| securities |
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EUR 0.22 ordinary | Purchase | 131,608 | 14.2869 GBP | ||||
EUR 0.22 ordinary | Purchase | 99,512 | 14.2152 GBP | ||||
EUR 0.22 ordinary | Purchase | 71,896 | 14.1800 GBP | ||||
EUR 0.22 ordinary | Purchase | 52,022 | 14.2177 GBP | ||||
EUR 0.22 ordinary | Purchase | 48,650 | 14.1989 GBP | ||||
EUR 0.22 ordinary | Purchase | 31,232 | 14.2938 GBP | ||||
EUR 0.22 ordinary | Purchase | 27,700 | 14.2807 GBP | ||||
EUR 0.22 ordinary | Purchase | 26,915 | 14.2780 GBP | ||||
EUR 0.22 ordinary | Purchase | 20,776 | 14.2706 GBP | ||||
EUR 0.22 ordinary | Purchase | 14,861 | 14.2877 GBP | ||||
EUR 0.22 ordinary | Purchase | 13,663 | 14.2827 GBP | ||||
EUR 0.22 ordinary | Purchase | 12,791 | 14.2147 GBP | ||||
EUR 0.22 ordinary | Purchase | 11,098 | 14.1792 GBP | ||||
EUR 0.22 ordinary | Purchase | 8,843 | 14.2573 GBP | ||||
EUR 0.22 ordinary | Purchase | 6,706 | 14.2712 GBP | ||||
EUR 0.22 ordinary | Purchase | 6,258 | 14.2962 GBP | ||||
EUR 0.22 ordinary | Purchase | 5,402 | 14.2761 GBP | ||||
EUR 0.22 ordinary | Purchase | 5,134 | 14.2630 GBP | ||||
EUR 0.22 ordinary | Purchase | 3,882 | 14.2723 GBP | ||||
EUR 0.22 ordinary | Purchase | 3,810 | 14.2600 GBP | ||||
EUR 0.22 ordinary | Purchase | 3,232 | 14.1817 GBP | ||||
EUR 0.22 ordinary | Purchase | 3,080 | 14.2731 GBP | ||||
EUR 0.22 ordinary | Purchase | 2,566 | 14.2590 GBP | ||||
EUR 0.22 ordinary | Purchase | 1,639 | 14.2081 GBP | ||||
EUR 0.22 ordinary | Purchase | 1,384 | 14.2650 GBP | ||||
EUR 0.22 ordinary | Purchase | 1,351 | 14.2547 GBP | ||||
EUR 0.22 ordinary | Purchase | 1,222 | 14.2809 GBP | ||||
EUR 0.22 ordinary | Purchase | 1,222 | 14.2858 GBP | ||||
EUR 0.22 ordinary | Purchase | 1,159 | 14.1925 GBP | ||||
EUR 0.22 ordinary | Purchase | 989 | 14.2558 GBP | ||||
EUR 0.22 ordinary | Purchase | 887 | 14.1900 GBP | ||||
EUR 0.22 ordinary | Purchase | 860 | 14.2940 GBP | ||||
EUR 0.22 ordinary | Purchase | 790 | 14.2460 GBP | ||||
EUR 0.22 ordinary | Purchase | 764 | 14.2900 GBP | ||||
EUR 0.22 ordinary | Purchase | 678 | 14.1899 GBP | ||||
EUR 0.22 ordinary | Purchase | 659 | 14.3100 GBP | ||||
EUR 0.22 ordinary | Purchase | 658 | 14.2850 GBP | ||||
EUR 0.22 ordinary | Purchase | 601 | 14.1950 GBP | ||||
EUR 0.22 ordinary | Purchase | 522 | 14.2000 GBP | ||||
EUR 0.22 ordinary | Purchase | 472 | 14.1850 GBP | ||||
EUR 0.22 ordinary | Purchase | 457 | 14.2700 GBP | ||||
EUR 0.22 ordinary | Purchase | 456 | 14.2800 GBP | ||||
EUR 0.22 ordinary | Purchase | 447 | 14.2912 GBP | ||||
EUR 0.22 ordinary | Purchase | 412 | 14.2050 GBP | ||||
EUR 0.22 ordinary | Purchase | 404 | 14.2500 GBP | ||||
EUR 0.22 ordinary | Purchase | 371 | 14.2450 GBP | ||||
EUR 0.22 ordinary | Purchase | 348 | 14.3150 GBP | ||||
EUR 0.22 ordinary | Purchase | 311 | 14.2950 GBP | ||||
EUR 0.22 ordinary | Purchase | 269 | 14.2687 GBP | ||||
EUR 0.22 ordinary | Purchase | 266 | 14.2750 GBP | ||||
EUR 0.22 ordinary | Purchase | 264 | 14.1807 GBP | ||||
EUR 0.22 ordinary | Purchase | 259 | 14.3000 GBP | ||||
EUR 0.22 ordinary | Purchase | 250 | 14.3350 GBP | ||||
ADR | Purchase | 200 | 35.9400 USD | ||||
EUR 0.22 ordinary | Purchase | 199 | 14.2350 GBP | ||||
EUR 0.22 ordinary | Purchase | 180 | 14.2538 GBP | ||||
ADR | Purchase | 170 | 35.2100 USD | ||||
EUR 0.22 ordinary | Purchase | 157 | 14.2934 GBP | ||||
EUR 0.22 ordinary | Purchase | 150 | 14.3250 GBP | ||||
EUR 0.22 ordinary | Purchase | 118 | 14.2550 GBP | ||||
EUR 0.22 ordinary | Purchase | 116 | 14.2200 GBP | ||||
EUR 0.22 ordinary | Purchase | 69 | 14.1902 GBP | ||||
EUR 0.22 ordinary | Purchase | 67 | 14.1719 GBP | ||||
EUR 0.22 ordinary | Sale | 213,903 | 14.2285 GBP | ||||
EUR 0.22 ordinary | Sale | 159,156 | 14.1800 GBP | ||||
EUR 0.22 ordinary | Sale | 100,464 | 14.2372 GBP | ||||
EUR 0.22 ordinary | Sale | 83,464 | 14.1798 GBP | ||||
EUR 0.22 ordinary | Sale | 62,020 | 14.2693 GBP | ||||
EUR 0.22 ordinary | Sale | 39,138 | 14.2625 GBP | ||||
EUR 0.22 ordinary | Sale | 26,952 | 14.2573 GBP | ||||
EUR 0.22 ordinary | Sale | 24,554 | 14.2698 GBP | ||||
EUR 0.22 ordinary | Sale | 21,860 | 14.2690 GBP | ||||
EUR 0.22 ordinary | Sale | 21,539 | 14.2288 GBP | ||||
EUR 0.22 ordinary | Sale | 12,791 | 14.2150 GBP | ||||
EUR 0.22 ordinary | Sale | 12,352 | 14.1771 GBP | ||||
EUR 0.22 ordinary | Sale | 11,371 | 14.2735 GBP | ||||
EUR 0.22 ordinary | Sale | 10,979 | 14.2600 GBP | ||||
EUR 0.22 ordinary | Sale | 9,154 | 14.2672 GBP | ||||
EUR 0.22 ordinary | Sale | 7,859 | 14.2195 GBP | ||||
EUR 0.22 ordinary | Sale | 6,622 | 14.2673 GBP | ||||
EUR 0.22 ordinary | Sale | 5,190 | 14.1872 GBP | ||||
EUR 0.22 ordinary | Sale | 4,968 | 14.1874 GBP | ||||
EUR 0.22 ordinary | Sale | 3,387 | 14.2588 GBP | ||||
EUR 0.22 ordinary | Sale | 2,718 | 14.2662 GBP | ||||
EUR 0.22 ordinary | Sale | 2,379 | 14.2801 GBP | ||||
EUR 0.22 ordinary | Sale | 1,940 | 14.2880 GBP | ||||
EUR 0.22 ordinary | Sale | 1,737 | 14.2650 GBP | ||||
EUR 0.22 ordinary | Sale | 1,532 | 14.2986 GBP | ||||
EUR 0.22 ordinary | Sale | 1,258 | 14.2867 GBP | ||||
EUR 0.22 ordinary | Sale | 1,093 | 14.2313 GBP | ||||
EUR 0.22 ordinary | Sale | 663 | 14.2745 GBP | ||||
EUR 0.22 ordinary | Sale | 659 | 14.3100 GBP | ||||
EUR 0.22 ordinary | Sale | 658 | 14.2850 GBP | ||||
EUR 0.22 ordinary | Sale | 626 | 14.2900 GBP | ||||
EUR 0.22 ordinary | Sale | 616 | 14.2750 GBP | ||||
EUR 0.22 ordinary | Sale | 611 | 14.2380 GBP | ||||
EUR 0.22 ordinary | Sale | 601 | 14.1950 GBP | ||||
EUR 0.22 ordinary | Sale | 528 | 14.2533 GBP | ||||
EUR 0.22 ordinary | Sale | 522 | 14.2000 GBP | ||||
EUR 0.22 ordinary | Sale | 457 | 14.2700 GBP | ||||
EUR 0.22 ordinary | Sale | 456 | 14.2800 GBP | ||||
EUR 0.22 ordinary | Sale | 430 | 14.2906 GBP | ||||
EUR 0.22 ordinary | Sale | 412 | 14.2050 GBP | ||||
EUR 0.22 ordinary | Sale | 404 | 14.2500 GBP | ||||
EUR 0.22 ordinary | Sale | 394 | 14.1850 GBP | ||||
EUR 0.22 ordinary | Sale | 386 | 14.2701 GBP | ||||
EUR 0.22 ordinary | Sale | 348 | 14.3150 GBP | ||||
EUR 0.22 ordinary | Sale | 341 | 14.3350 GBP | ||||
EUR 0.22 ordinary | Sale | 311 | 14.2950 GBP | ||||
EUR 0.22 ordinary | Sale | 308 | 14.1900 GBP | ||||
EUR 0.22 ordinary | Sale | 259 | 14.3000 GBP | ||||
ADR | Sale | 200 | 35.9400 USD | ||||
EUR 0.22 ordinary | Sale | 199 | 14.2350 GBP | ||||
ADR | Sale | 170 | 35.2100 USD | ||||
EUR 0.22 ordinary | Sale | 150 | 14.3250 GBP | ||||
EUR 0.22 ordinary | Sale | 141 | 14.2450 GBP | ||||
EUR 0.22 ordinary | Sale | 118 | 14.2550 GBP | ||||
EUR 0.22 ordinary | Sale | 116 | 14.2200 GBP | ||||
EUR 0.22 ordinary | Sale | 59 | 14.3014 GBP | ||||
EUR 0.22 ordinary | Sale | 37 | 14.2400 GBP | ||||
EUR 0.22 ordinary | Sale | 30 | 14.2669 GBP | ||||
EUR 0.22 ordinary | Sale | 24 | 14.3325 GBP | ||||
EUR 0.22 ordinary | Sale | 18 | 14.3153 GBP | ||||
EUR 0.22 ordinary | Sale | 17 | 14.1750 GBP | ||||
EUR 0.22 ordinary | Sale | 10 | 14.2989 GBP | ||||
EUR 0.22 ordinary | Sale | 7 | 14.2764 GBP | ||||
EUR 0.22 ordinary | Sale | -2 | 14.1719 GBP | ||||
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(b) | Cash-settled derivative transactions |
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Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description |
| reference | unit | |||
security |
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EUR 0.22 ordinary | CFD | Decreasing Long | 48 | 14.1800 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Long | 328 | 14.2515 GBP | |||
EUR 0.22 ordinary | CFD | Decreasing Long | 3,080 | 14.2731 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Long | 3,232 | 14.1817 GBP | |||
EUR 0.22 ordinary | CFD | Decreasing Long | 5,872 | 14.2890 GBP | |||
EUR 0.22 ordinary | CFD | Decreasing Long | 7,625 | 14.1811 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Long | 8,500 | 14.1933 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Long | 14,861 | 14.2877 GBP | |||
EUR 0.22 ordinary | CFD | Decreasing Long | 19,320 | 14.2687 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Long | 45,442 | 14.1800 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Long | 52,022 | 14.2177 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 30 | 14.2669 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 45 | 14.2372 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 116 | 14.2200 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 153 | 14.2900 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 187 | 14.2522 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 261 | 14.2422 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 424 | 14.2318 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 492 | 14.2749 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 503 | 14.2367 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 732 | 14.2585 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 743 | 14.2164 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 1,437 | 14.2306 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 1,940 | 14.2880 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 4,870 | 14.2136 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 8,644 | 14.1800 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 14,873 | 14.2683 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 17,924 | 14.1801 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 27,672 | 14.2834 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 39,138 | 14.2625 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 83,464 | 14.1798 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Long | 11 | 14.2600 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Long | 24 | 14.1800 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Long | 663 | 14.2745 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Long | 827 | 14.2322 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Long | 980 | 14.2258 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Long | 1,023 | 14.3296 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Long | 3,407 | 14.2124 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Long | 5,190 | 14.1872 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Long | 5,191 | 14.3116 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Long | 9,046 | 14.2699 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Long | 12,352 | 14.1771 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Long | 14,929 | 14.2194 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Long | 21,539 | 14.2288 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Long | 21,860 | 14.2690 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Long | 202,752 | 14.2654 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 6 | 14.2651 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 35 | 14.1851 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 69 | 14.1902 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 69 | 14.1980 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 78 | 14.1850 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 97 | 14.2476 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 180 | 14.2538 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 202 | 14.2871 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 300 | 14.2753 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 426 | 14.2130 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 447 | 14.2912 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 500 | 14.2881 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 563 | 14.2882 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 1,051 | 14.2747 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 2,359 | 14.2744 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 2,506 | 14.2648 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 5,211 | 14.1800 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 5,446 | 14.2992 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 20,776 | 14.2706 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 26,915 | 14.2780 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 27,700 | 14.2807 GBP | |||
EUR 0.22 ordinary | SWAP | Opening Long | 14,116 | 14.2395 GBP | |||
EUR 0.22 ordinary | SWAP | Opening Long | 131,608 | 14.2869 GBP | |||
EUR 0.22 ordinary | SWAP | Opening Long | 131,708 | 14.1800 GBP | |||
EUR 0.22 ordinary | SWAP | Opening Short | 31,232 | 14.2939 GBP | |||
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(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
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security |
| varying etc | to which |
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| received |
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| option |
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| per unit |
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| relates |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
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(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security |
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 12 Apr 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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