16th Apr 2024 14:57
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: |
| Barclays PLC. | ||||
(b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | MONDI PLC | |||||
| relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 15 Apr 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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| disclosures in respect of any other party to the offer? | DS SMITH PLC |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing(if any) |
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Class of relevant security: | EUR 0.22 ordinary | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: |
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| 3,814,249 | 0.86% | 5,976,690 | 1.35% |
(2) | Cash-settled derivatives: |
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| and/or controlled: |
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| 5,551,158 | 1.26% | 3,474,626 | 0.79% |
(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: |
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| 0 | 0.00% | 0 | 0.00% |
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| TOTAL: |
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| 9,365,407 | 2.12% | 9,451,316 | 2.14% |
(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales |
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Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security |
| securities |
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EUR 0.22 ordinary | Purchase | 254,397 | 14.0842 GBP | ||||
EUR 0.22 ordinary | Purchase | 113,374 | 14.0350 GBP | ||||
EUR 0.22 ordinary | Purchase | 48,557 | 14.0469 GBP | ||||
EUR 0.22 ordinary | Purchase | 37,832 | 14.1133 GBP | ||||
EUR 0.22 ordinary | Purchase | 32,298 | 14.1013 GBP | ||||
EUR 0.22 ordinary | Purchase | 30,057 | 14.0367 GBP | ||||
ADR | Purchase | 29,300 | 35.3934 USD | ||||
EUR 0.22 ordinary | Purchase | 28,021 | 14.0757 GBP | ||||
EUR 0.22 ordinary | Purchase | 17,803 | 14.1065 GBP | ||||
EUR 0.22 ordinary | Purchase | 15,098 | 14.1048 GBP | ||||
EUR 0.22 ordinary | Purchase | 10,474 | 14.0378 GBP | ||||
EUR 0.22 ordinary | Purchase | 10,436 | 14.1225 GBP | ||||
EUR 0.22 ordinary | Purchase | 8,517 | 14.1040 GBP | ||||
EUR 0.22 ordinary | Purchase | 7,806 | 14.0950 GBP | ||||
ADR | Purchase | 7,400 | 35.4212 USD | ||||
EUR 0.22 ordinary | Purchase | 6,810 | 14.1022 GBP | ||||
EUR 0.22 ordinary | Purchase | 6,030 | 14.0750 GBP | ||||
EUR 0.22 ordinary | Purchase | 6,011 | 14.1003 GBP | ||||
EUR 0.22 ordinary | Purchase | 3,708 | 14.1282 GBP | ||||
EUR 0.22 ordinary | Purchase | 3,449 | 14.1599 GBP | ||||
EUR 0.22 ordinary | Purchase | 3,246 | 14.1360 GBP | ||||
EUR 0.22 ordinary | Purchase | 3,206 | 14.1024 GBP | ||||
EUR 0.22 ordinary | Purchase | 3,068 | 14.1426 GBP | ||||
EUR 0.22 ordinary | Purchase | 2,919 | 14.1450 GBP | ||||
EUR 0.22 ordinary | Purchase | 2,790 | 14.1016 GBP | ||||
EUR 0.22 ordinary | Purchase | 2,450 | 14.0452 GBP | ||||
EUR 0.22 ordinary | Purchase | 2,107 | 14.1355 GBP | ||||
EUR 0.22 ordinary | Purchase | 2,018 | 14.0379 GBP | ||||
EUR 0.22 ordinary | Purchase | 1,995 | 14.0946 GBP | ||||
EUR 0.22 ordinary | Purchase | 1,892 | 14.0397 GBP | ||||
EUR 0.22 ordinary | Purchase | 1,708 | 14.0759 GBP | ||||
EUR 0.22 ordinary | Purchase | 1,670 | 14.1577 GBP | ||||
EUR 0.22 ordinary | Purchase | 1,256 | 14.0800 GBP | ||||
EUR 0.22 ordinary | Purchase | 1,137 | 14.0736 GBP | ||||
EUR 0.22 ordinary | Purchase | 741 | 14.0766 GBP | ||||
EUR 0.22 ordinary | Purchase | 712 | 14.1500 GBP | ||||
EUR 0.22 ordinary | Purchase | 694 | 14.1050 GBP | ||||
EUR 0.22 ordinary | Purchase | 651 | 14.1582 GBP | ||||
EUR 0.22 ordinary | Purchase | 600 | 14.1100 GBP | ||||
EUR 0.22 ordinary | Purchase | 588 | 14.0850 GBP | ||||
EUR 0.22 ordinary | Purchase | 556 | 14.1000 GBP | ||||
EUR 0.22 ordinary | Purchase | 534 | 14.1550 GBP | ||||
EUR 0.22 ordinary | Purchase | 529 | 14.1600 GBP | ||||
EUR 0.22 ordinary | Purchase | 506 | 14.1486 GBP | ||||
EUR 0.22 ordinary | Purchase | 468 | 14.1120 GBP | ||||
EUR 0.22 ordinary | Purchase | 427 | 14.1700 GBP | ||||
EUR 0.22 ordinary | Purchase | 385 | 14.1150 GBP | ||||
EUR 0.22 ordinary | Purchase | 337 | 14.1250 GBP | ||||
EUR 0.22 ordinary | Purchase | 304 | 14.1575 GBP | ||||
EUR 0.22 ordinary | Purchase | 284 | 14.0925 GBP | ||||
EUR 0.22 ordinary | Purchase | 250 | 14.1350 GBP | ||||
EUR 0.22 ordinary | Purchase | 246 | 14.0900 GBP | ||||
EUR 0.22 ordinary | Purchase | 235 | 14.1025 GBP | ||||
EUR 0.22 ordinary | Purchase | 228 | 14.1400 GBP | ||||
EUR 0.22 ordinary | Purchase | 174 | 14.1300 GBP | ||||
EUR 0.22 ordinary | Purchase | 152 | 14.1226 GBP | ||||
EUR 0.22 ordinary | Purchase | 146 | 14.0650 GBP | ||||
EUR 0.22 ordinary | Purchase | 125 | 14.0901 GBP | ||||
EUR 0.22 ordinary | Purchase | 106 | 14.1398 GBP | ||||
EUR 0.22 ordinary | Purchase | 66 | 14.1089 GBP | ||||
EUR 0.22 ordinary | Purchase | 59 | 14.1286 GBP | ||||
EUR 0.22 ordinary | Purchase | 31 | 14.1516 GBP | ||||
EUR 0.22 ordinary | Purchase | 29 | 14.0700 GBP | ||||
EUR 0.22 ordinary | Purchase | 8 | 14.0300 GBP | ||||
EUR 0.22 ordinary | Purchase | 1 | 14.0310 GBP | ||||
EUR 0.22 ordinary | Sale | 177,709 | 14.1018 GBP | ||||
EUR 0.22 ordinary | Sale | 81,050 | 14.0861 GBP | ||||
EUR 0.22 ordinary | Sale | 50,921 | 14.1191 GBP | ||||
EUR 0.22 ordinary | Sale | 44,647 | 14.0348 GBP | ||||
EUR 0.22 ordinary | Sale | 38,968 | 14.1163 GBP | ||||
EUR 0.22 ordinary | Sale | 35,839 | 14.0347 GBP | ||||
EUR 0.22 ordinary | Sale | 31,615 | 14.1263 GBP | ||||
EUR 0.22 ordinary | Sale | 28,021 | 14.0775 GBP | ||||
ADR | Sale | 27,500 | 35.3859 USD | ||||
EUR 0.22 ordinary | Sale | 17,981 | 14.0350 GBP | ||||
EUR 0.22 ordinary | Sale | 12,796 | 14.1011 GBP | ||||
EUR 0.22 ordinary | Sale | 11,592 | 14.1272 GBP | ||||
EUR 0.22 ordinary | Sale | 11,361 | 14.0582 GBP | ||||
EUR 0.22 ordinary | Sale | 10,887 | 14.1095 GBP | ||||
EUR 0.22 ordinary | Sale | 8,726 | 14.1190 GBP | ||||
EUR 0.22 ordinary | Sale | 7,884 | 14.1020 GBP | ||||
EUR 0.22 ordinary | Sale | 7,864 | 14.1104 GBP | ||||
ADR | Sale | 7,400 | 35.4212 USD | ||||
EUR 0.22 ordinary | Sale | 6,347 | 14.1196 GBP | ||||
EUR 0.22 ordinary | Sale | 6,256 | 14.1110 GBP | ||||
EUR 0.22 ordinary | Sale | 5,832 | 14.0506 GBP | ||||
EUR 0.22 ordinary | Sale | 4,969 | 14.1028 GBP | ||||
EUR 0.22 ordinary | Sale | 3,905 | 14.0967 GBP | ||||
EUR 0.22 ordinary | Sale | 3,687 | 14.0354 GBP | ||||
EUR 0.22 ordinary | Sale | 3,581 | 14.1457 GBP | ||||
EUR 0.22 ordinary | Sale | 3,543 | 14.1340 GBP | ||||
EUR 0.22 ordinary | Sale | 2,511 | 14.1130 GBP | ||||
EUR 0.22 ordinary | Sale | 2,400 | 14.0710 GBP | ||||
EUR 0.22 ordinary | Sale | 2,313 | 14.0490 GBP | ||||
ADR | Sale | 1,800 | 35.5083 USD | ||||
EUR 0.22 ordinary | Sale | 1,724 | 14.1501 GBP | ||||
EUR 0.22 ordinary | Sale | 1,256 | 14.0800 GBP | ||||
EUR 0.22 ordinary | Sale | 1,008 | 14.0362 GBP | ||||
EUR 0.22 ordinary | Sale | 942 | 14.0750 GBP | ||||
EUR 0.22 ordinary | Sale | 910 | 14.1500 GBP | ||||
EUR 0.22 ordinary | Sale | 894 | 14.0986 GBP | ||||
EUR 0.22 ordinary | Sale | 887 | 14.0950 GBP | ||||
EUR 0.22 ordinary | Sale | 808 | 14.0850 GBP | ||||
EUR 0.22 ordinary | Sale | 652 | 14.1189 GBP | ||||
EUR 0.22 ordinary | Sale | 600 | 14.1100 GBP | ||||
EUR 0.22 ordinary | Sale | 570 | 14.1218 GBP | ||||
EUR 0.22 ordinary | Sale | 556 | 14.1000 GBP | ||||
EUR 0.22 ordinary | Sale | 534 | 14.1550 GBP | ||||
EUR 0.22 ordinary | Sale | 529 | 14.1600 GBP | ||||
EUR 0.22 ordinary | Sale | 469 | 14.1426 GBP | ||||
EUR 0.22 ordinary | Sale | 458 | 14.1050 GBP | ||||
EUR 0.22 ordinary | Sale | 429 | 14.1450 GBP | ||||
EUR 0.22 ordinary | Sale | 427 | 14.1700 GBP | ||||
EUR 0.22 ordinary | Sale | 385 | 14.1150 GBP | ||||
EUR 0.22 ordinary | Sale | 337 | 14.1250 GBP | ||||
EUR 0.22 ordinary | Sale | 311 | 14.1516 GBP | ||||
EUR 0.22 ordinary | Sale | 273 | 14.0325 GBP | ||||
EUR 0.22 ordinary | Sale | 261 | 14.1067 GBP | ||||
EUR 0.22 ordinary | Sale | 250 | 14.1350 GBP | ||||
EUR 0.22 ordinary | Sale | 246 | 14.0900 GBP | ||||
EUR 0.22 ordinary | Sale | 235 | 14.1025 GBP | ||||
EUR 0.22 ordinary | Sale | 228 | 14.1400 GBP | ||||
EUR 0.22 ordinary | Sale | 225 | 14.0893 GBP | ||||
EUR 0.22 ordinary | Sale | 187 | 14.1324 GBP | ||||
EUR 0.22 ordinary | Sale | 174 | 14.1300 GBP | ||||
EUR 0.22 ordinary | Sale | 146 | 14.0650 GBP | ||||
EUR 0.22 ordinary | Sale | 108 | 14.1545 GBP | ||||
EUR 0.22 ordinary | Sale | 106 | 14.1412 GBP | ||||
EUR 0.22 ordinary | Sale | 92 | 14.1014 GBP | ||||
EUR 0.22 ordinary | Sale | 52 | 14.0857 GBP | ||||
EUR 0.22 ordinary | Sale | 48 | 14.1557 GBP | ||||
EUR 0.22 ordinary | Sale | 29 | 14.0700 GBP | ||||
EUR 0.22 ordinary | Sale | 8 | 14.0300 GBP | ||||
EUR 0.22 ordinary | Sale | -57 | 14.0310 GBP | ||||
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(b) | Cash-settled derivative transactions |
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Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description |
| reference | unit | |||
security |
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EUR 0.22 ordinary | SWAP | Decreasing Long | 11 | 14.1500 GBP | |||
EUR 0.22 ordinary | CFD | Decreasing Long | 774 | 14.0361 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Long | 1,700 | 14.0594 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Long | 2,018 | 14.0379 GBP | |||
EUR 0.22 ordinary | CFD | Decreasing Long | 3,068 | 14.1426 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Long | 7,968 | 14.1122 GBP | |||
EUR 0.22 ordinary | CFD | Decreasing Long | 10,000 | 14.0577 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Long | 10,474 | 14.0378 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Long | 17,803 | 14.1065 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Long | 30,057 | 14.0367 GBP | |||
EUR 0.22 ordinary | CFD | Decreasing Long | 47,906 | 14.1103 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Long | 49,017 | 14.0350 GBP | |||
EUR 0.22 ordinary | CFD | Decreasing Long | 76,839 | 14.0350 GBP | |||
EUR 0.22 ordinary | CFD | Decreasing Long | 171,200 | 14.1074 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 11 | 14.1048 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 38 | 14.0848 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 42 | 14.0972 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 184 | 14.1493 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 195 | 14.1100 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 299 | 14.0967 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 570 | 14.1218 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 931 | 14.1457 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 2,219 | 14.1338 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 2,650 | 14.1457 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 4,257 | 14.1439 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 10,887 | 14.1095 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 25,048 | 14.1228 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 32,039 | 14.0350 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 44,647 | 14.0348 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 54,213 | 14.1224 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Long | 6 | 14.0700 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Long | 12 | 14.0341 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Long | 124 | 14.0900 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Long | 158 | 14.1515 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Long | 469 | 14.1426 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Long | 1,246 | 14.0780 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Long | 1,444 | 14.0781 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Long | 2,115 | 14.0555 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Long | 3,687 | 14.0354 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Long | 8,416 | 14.0715 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Long | 228,217 | 14.1174 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 23 | 14.1185 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 31 | 14.1517 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 36 | 14.1351 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 62 | 14.1016 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 125 | 14.0901 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 152 | 14.1226 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 173 | 14.1088 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 450 | 14.0683 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 477 | 14.1198 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 506 | 14.1486 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 651 | 14.1582 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 841 | 14.0749 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 1,033 | 14.1200 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 1,612 | 14.1021 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 3,449 | 14.1600 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 7,662 | 14.1276 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 27,864 | 14.0350 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 32,298 | 14.1013 GBP | |||
EUR 0.22 ordinary | SWAP | Opening Long | 4,969 | 14.1028 GBP | |||
EUR 0.22 ordinary | SWAP | Opening Long | 7,884 | 14.1020 GBP | |||
EUR 0.22 ordinary | SWAP | Opening Long | 14,004 | 14.0886 GBP | |||
EUR 0.22 ordinary | SWAP | Opening Long | 35,839 | 14.0347 GBP | |||
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(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
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security |
| varying etc | to which |
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| received |
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| option |
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| per unit |
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| relates |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
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(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security |
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 16 Apr 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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