19th Mar 2024 14:04
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: |
| Barclays PLC. | ||||
(b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | MONDI PLC | |||||
| relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 18 Mar 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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| disclosures in respect of any other party to the offer? | DS SMITH PLC |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing(if any) |
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Class of relevant security: | EUR 0.22 ordinary | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: |
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| 3,913,867 | 0.89% | 3,674,766 | 0.83% |
(2) | Cash-settled derivatives: |
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| and/or controlled: |
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| 3,224,588 | 0.73% | 3,516,928 | 0.80% |
(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: |
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| 0 | 0.00% | 0 | 0.00% |
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| TOTAL: |
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| 7,138,455 | 1.62% | 7,191,694 | 1.63% |
(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales |
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Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security |
| securities |
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EUR 0.22 ordinary | Purchase | 185,096 | 13.2137 GBP | ||||
EUR 0.22 ordinary | Purchase | 120,251 | 13.1950 GBP | ||||
EUR 0.22 ordinary | Purchase | 66,157 | 13.2346 GBP | ||||
EUR 0.22 ordinary | Purchase | 47,700 | 13.2842 GBP | ||||
EUR 0.22 ordinary | Purchase | 36,533 | 13.2225 GBP | ||||
EUR 0.22 ordinary | Purchase | 26,346 | 13.2589 GBP | ||||
EUR 0.22 ordinary | Purchase | 25,984 | 13.2508 GBP | ||||
EUR 0.22 ordinary | Purchase | 20,798 | 13.2446 GBP | ||||
EUR 0.22 ordinary | Purchase | 15,888 | 13.2422 GBP | ||||
EUR 0.22 ordinary | Purchase | 11,254 | 13.2153 GBP | ||||
EUR 0.22 ordinary | Purchase | 11,027 | 13.2652 GBP | ||||
EUR 0.22 ordinary | Purchase | 8,200 | 13.2954 GBP | ||||
EUR 0.22 ordinary | Purchase | 7,620 | 13.2830 GBP | ||||
EUR 0.22 ordinary | Purchase | 7,026 | 13.2760 GBP | ||||
EUR 0.22 ordinary | Purchase | 6,560 | 13.2202 GBP | ||||
EUR 0.22 ordinary | Purchase | 6,032 | 13.2609 GBP | ||||
EUR 0.22 ordinary | Purchase | 5,696 | 13.2582 GBP | ||||
EUR 0.22 ordinary | Purchase | 4,972 | 13.2512 GBP | ||||
EUR 0.22 ordinary | Purchase | 4,066 | 13.2579 GBP | ||||
EUR 0.22 ordinary | Purchase | 3,607 | 13.2655 GBP | ||||
EUR 0.22 ordinary | Purchase | 3,336 | 13.2732 GBP | ||||
EUR 0.22 ordinary | Purchase | 3,262 | 13.2542 GBP | ||||
EUR 0.22 ordinary | Purchase | 3,134 | 13.2509 GBP | ||||
EUR 0.22 ordinary | Purchase | 3,057 | 13.2362 GBP | ||||
EUR 0.22 ordinary | Purchase | 2,991 | 13.2664 GBP | ||||
EUR 0.22 ordinary | Purchase | 2,851 | 13.2469 GBP | ||||
EUR 0.22 ordinary | Purchase | 2,492 | 13.2758 GBP | ||||
EUR 0.22 ordinary | Purchase | 2,451 | 13.2357 GBP | ||||
EUR 0.22 ordinary | Purchase | 2,282 | 13.2677 GBP | ||||
EUR 0.22 ordinary | Purchase | 2,265 | 13.2731 GBP | ||||
EUR 0.22 ordinary | Purchase | 2,231 | 13.2734 GBP | ||||
EUR 0.22 ordinary | Purchase | 2,225 | 13.3029 GBP | ||||
EUR 0.22 ordinary | Purchase | 2,167 | 13.2314 GBP | ||||
EUR 0.22 ordinary | Purchase | 2,050 | 13.2850 GBP | ||||
EUR 0.22 ordinary | Purchase | 1,912 | 13.2308 GBP | ||||
EUR 0.22 ordinary | Purchase | 1,682 | 13.2084 GBP | ||||
EUR 0.22 ordinary | Purchase | 1,639 | 13.2849 GBP | ||||
EUR 0.22 ordinary | Purchase | 1,632 | 13.2382 GBP | ||||
EUR 0.22 ordinary | Purchase | 1,506 | 13.1943 GBP | ||||
EUR 0.22 ordinary | Purchase | 1,503 | 13.2024 GBP | ||||
EUR 0.22 ordinary | Purchase | 1,433 | 13.3219 GBP | ||||
EUR 0.22 ordinary | Purchase | 1,114 | 13.2450 GBP | ||||
EUR 0.22 ordinary | Purchase | 983 | 13.3350 GBP | ||||
EUR 0.22 ordinary | Purchase | 930 | 13.2759 GBP | ||||
EUR 0.22 ordinary | Purchase | 885 | 13.2780 GBP | ||||
EUR 0.22 ordinary | Purchase | 837 | 13.3000 GBP | ||||
EUR 0.22 ordinary | Purchase | 829 | 13.2650 GBP | ||||
EUR 0.22 ordinary | Purchase | 789 | 13.2630 GBP | ||||
EUR 0.22 ordinary | Purchase | 678 | 13.3553 GBP | ||||
EUR 0.22 ordinary | Purchase | 607 | 13.2867 GBP | ||||
ADR | Purchase | 600 | 33.7050 USD | ||||
EUR 0.22 ordinary | Purchase | 567 | 13.2766 GBP | ||||
EUR 0.22 ordinary | Purchase | 536 | 13.2400 GBP | ||||
EUR 0.22 ordinary | Purchase | 499 | 13.2100 GBP | ||||
EUR 0.22 ordinary | Purchase | 471 | 13.2800 GBP | ||||
EUR 0.22 ordinary | Purchase | 469 | 13.2000 GBP | ||||
EUR 0.22 ordinary | Purchase | 463 | 13.2326 GBP | ||||
EUR 0.22 ordinary | Purchase | 456 | 13.2868 GBP | ||||
EUR 0.22 ordinary | Purchase | 396 | 13.2600 GBP | ||||
EUR 0.22 ordinary | Purchase | 391 | 13.2673 GBP | ||||
EUR 0.22 ordinary | Purchase | 387 | 13.2750 GBP | ||||
EUR 0.22 ordinary | Purchase | 376 | 13.2900 GBP | ||||
EUR 0.22 ordinary | Purchase | 306 | 13.3250 GBP | ||||
EUR 0.22 ordinary | Purchase | 282 | 13.1850 GBP | ||||
EUR 0.22 ordinary | Purchase | 282 | 13.2950 GBP | ||||
EUR 0.22 ordinary | Purchase | 234 | 13.3450 GBP | ||||
EUR 0.22 ordinary | Purchase | 219 | 13.3050 GBP | ||||
EUR 0.22 ordinary | Purchase | 210 | 13.2075 GBP | ||||
EUR 0.22 ordinary | Purchase | 189 | 13.2700 GBP | ||||
ADR | Purchase | 118 | 33.3400 USD | ||||
EUR 0.22 ordinary | Purchase | 75 | 13.1961 GBP | ||||
EUR 0.22 ordinary | Purchase | 31 | 13.2925 GBP | ||||
EUR 0.22 ordinary | Purchase | 29 | 13.2369 GBP | ||||
EUR 0.22 ordinary | Purchase | 19 | 13.2150 GBP | ||||
EUR 0.22 ordinary | Sale | 150,801 | 13.2418 GBP | ||||
EUR 0.22 ordinary | Sale | 105,967 | 13.1950 GBP | ||||
EUR 0.22 ordinary | Sale | 67,569 | 13.2801 GBP | ||||
EUR 0.22 ordinary | Sale | 30,220 | 13.2847 GBP | ||||
EUR 0.22 ordinary | Sale | 28,082 | 13.3200 GBP | ||||
EUR 0.22 ordinary | Sale | 27,000 | 13.1930 GBP | ||||
EUR 0.22 ordinary | Sale | 17,341 | 13.2677 GBP | ||||
EUR 0.22 ordinary | Sale | 12,829 | 13.2787 GBP | ||||
EUR 0.22 ordinary | Sale | 11,886 | 13.3135 GBP | ||||
EUR 0.22 ordinary | Sale | 10,401 | 13.1959 GBP | ||||
EUR 0.22 ordinary | Sale | 8,963 | 13.2577 GBP | ||||
EUR 0.22 ordinary | Sale | 7,963 | 13.2569 GBP | ||||
EUR 0.22 ordinary | Sale | 7,694 | 13.2768 GBP | ||||
EUR 0.22 ordinary | Sale | 7,071 | 13.2686 GBP | ||||
EUR 0.22 ordinary | Sale | 6,517 | 13.2496 GBP | ||||
EUR 0.22 ordinary | Sale | 6,499 | 13.2628 GBP | ||||
EUR 0.22 ordinary | Sale | 6,416 | 13.2805 GBP | ||||
EUR 0.22 ordinary | Sale | 6,108 | 13.2542 GBP | ||||
EUR 0.22 ordinary | Sale | 5,871 | 13.3013 GBP | ||||
EUR 0.22 ordinary | Sale | 4,602 | 13.2789 GBP | ||||
EUR 0.22 ordinary | Sale | 4,444 | 13.2839 GBP | ||||
EUR 0.22 ordinary | Sale | 4,098 | 13.2314 GBP | ||||
EUR 0.22 ordinary | Sale | 3,750 | 13.1850 GBP | ||||
EUR 0.22 ordinary | Sale | 3,702 | 13.2938 GBP | ||||
EUR 0.22 ordinary | Sale | 3,134 | 13.2509 GBP | ||||
EUR 0.22 ordinary | Sale | 2,761 | 13.3205 GBP | ||||
EUR 0.22 ordinary | Sale | 2,039 | 13.2850 GBP | ||||
EUR 0.22 ordinary | Sale | 1,826 | 13.2583 GBP | ||||
EUR 0.22 ordinary | Sale | 1,792 | 13.2675 GBP | ||||
EUR 0.22 ordinary | Sale | 1,593 | 13.2454 GBP | ||||
EUR 0.22 ordinary | Sale | 1,269 | 13.2935 GBP | ||||
EUR 0.22 ordinary | Sale | 1,124 | 13.1923 GBP | ||||
EUR 0.22 ordinary | Sale | 1,019 | 13.2555 GBP | ||||
EUR 0.22 ordinary | Sale | 996 | 13.2450 GBP | ||||
EUR 0.22 ordinary | Sale | 985 | 13.2792 GBP | ||||
EUR 0.22 ordinary | Sale | 983 | 13.3350 GBP | ||||
EUR 0.22 ordinary | Sale | 917 | 13.3230 GBP | ||||
EUR 0.22 ordinary | Sale | 912 | 13.2843 GBP | ||||
EUR 0.22 ordinary | Sale | 837 | 13.3000 GBP | ||||
EUR 0.22 ordinary | Sale | 829 | 13.2650 GBP | ||||
EUR 0.22 ordinary | Sale | 823 | 13.2906 GBP | ||||
EUR 0.22 ordinary | Sale | 724 | 13.2110 GBP | ||||
ADR | Sale | 600 | 33.7050 USD | ||||
EUR 0.22 ordinary | Sale | 594 | 13.2372 GBP | ||||
EUR 0.22 ordinary | Sale | 592 | 13.2090 GBP | ||||
EUR 0.22 ordinary | Sale | 471 | 13.2800 GBP | ||||
EUR 0.22 ordinary | Sale | 437 | 13.2400 GBP | ||||
EUR 0.22 ordinary | Sale | 409 | 13.2052 GBP | ||||
EUR 0.22 ordinary | Sale | 396 | 13.2600 GBP | ||||
EUR 0.22 ordinary | Sale | 387 | 13.2750 GBP | ||||
EUR 0.22 ordinary | Sale | 366 | 13.2713 GBP | ||||
EUR 0.22 ordinary | Sale | 306 | 13.3250 GBP | ||||
EUR 0.22 ordinary | Sale | 293 | 13.2000 GBP | ||||
EUR 0.22 ordinary | Sale | 257 | 13.2900 GBP | ||||
EUR 0.22 ordinary | Sale | 205 | 13.2034 GBP | ||||
EUR 0.22 ordinary | Sale | 189 | 13.2700 GBP | ||||
EUR 0.22 ordinary | Sale | 162 | 13.2300 GBP | ||||
ADR | Sale | 118 | 33.3400 USD | ||||
EUR 0.22 ordinary | Sale | 31 | 13.2925 GBP | ||||
EUR 0.22 ordinary | Sale | 29 | 13.2382 GBP | ||||
EUR 0.22 ordinary | Sale | 69 | 13.3162 GBP | ||||
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(b) | Cash-settled derivative transactions |
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Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description |
| reference | unit | |||
security |
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EUR 0.22 ordinary | SWAP | Closing Long | 95,985 | 13.1950 GBP | |||
EUR 0.22 ordinary | SWAP | Closing Short | 28,082 | 13.3200 GBP | |||
EUR 0.22 ordinary | CFD | Decreasing Long | 21 | 13.1952 GBP | |||
EUR 0.22 ordinary | CFD | Decreasing Long | 1,498 | 13.2000 GBP | |||
EUR 0.22 ordinary | CFD | Decreasing Long | 1,732 | 13.3314 GBP | |||
EUR 0.22 ordinary | CFD | Decreasing Long | 8,200 | 13.2954 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Long | 11,254 | 13.2153 GBP | |||
EUR 0.22 ordinary | CFD | Decreasing Long | 14,267 | 13.3190 GBP | |||
EUR 0.22 ordinary | CFD | Decreasing Long | 14,293 | 13.1950 GBP | |||
EUR 0.22 ordinary | CFD | Decreasing Long | 27,487 | 13.2493 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Long | 76,460 | 13.1950 GBP | |||
EUR 0.22 ordinary | CFD | Decreasing Long | 132,681 | 13.2423 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 119 | 13.1924 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 217 | 13.3132 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 251 | 13.1950 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 592 | 13.2090 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 878 | 13.3356 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 917 | 13.3230 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 1,005 | 13.1923 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 1,420 | 13.3128 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 1,426 | 13.1958 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 11,886 | 13.3135 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 26,884 | 13.2002 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 572,764 | 13.3200 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Long | 21 | 13.1952 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Long | 205 | 13.2034 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Long | 624 | 13.2890 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Long | 2,761 | 13.3205 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Long | 38,351 | 13.2222 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Long | 67,569 | 13.2801 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Long | 99,080 | 13.1950 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Long | 173,775 | 13.2732 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Long | 572,764 | 13.3200 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 75 | 13.1960 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 99 | 13.2400 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 234 | 13.3450 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 273 | 13.2795 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 352 | 13.2793 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 638 | 13.3232 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 697 | 13.2810 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 1,136 | 13.2658 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 3,057 | 13.2362 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 4,696 | 13.3110 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 12,742 | 13.2891 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 26,346 | 13.2589 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 36,147 | 13.2225 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 47,700 | 13.2842 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 73,123 | 13.1965 GBP | |||
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(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
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security |
| varying etc | to which |
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| received |
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| option |
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| per unit |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
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(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security |
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 19 Mar 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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