12th Mar 2024 12:55
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: |
| Barclays PLC. | ||||
(b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | MONDI PLC | |||||
| relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 11 Mar 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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| disclosures in respect of any other party to the offer? | DS SMITH PLC |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing(if any) |
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Class of relevant security: | EUR 0.22 ordinary | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: |
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| 2,044,830 | 0.46% | 2,883,439 | 0.65% |
(2) | Cash-settled derivatives: |
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| and/or controlled: |
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| 2,707,811 | 0.61% | 1,782,275 | 0.40% |
(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: |
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| 0 | 0.00% | 0 | 0.00% |
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| TOTAL: |
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| 4,752,641 | 1.08% | 4,665,714 | 1.06% |
(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales |
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Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security |
| securities |
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EUR 0.22 ordinary | Purchase | 310,101 | 13.4516 GBP | ||||
EUR 0.22 ordinary | Purchase | 306,544 | 13.4950 GBP | ||||
EUR 0.22 ordinary | Purchase | 203,782 | 13.3487 GBP | ||||
EUR 0.22 ordinary | Purchase | 187,484 | 13.3493 GBP | ||||
EUR 0.22 ordinary | Purchase | 158,049 | 13.4236 GBP | ||||
EUR 0.22 ordinary | Purchase | 135,527 | 13.3635 GBP | ||||
EUR 0.22 ordinary | Purchase | 90,228 | 13.3352 GBP | ||||
EUR 0.22 ordinary | Purchase | 77,518 | 13.3560 GBP | ||||
EUR 0.22 ordinary | Purchase | 50,790 | 13.3742 GBP | ||||
EUR 0.22 ordinary | Purchase | 47,681 | 13.4821 GBP | ||||
EUR 0.22 ordinary | Purchase | 39,136 | 13.3840 GBP | ||||
EUR 0.22 ordinary | Purchase | 27,802 | 13.3865 GBP | ||||
EUR 0.22 ordinary | Purchase | 26,293 | 13.3434 GBP | ||||
EUR 0.22 ordinary | Purchase | 26,000 | 13.3669 GBP | ||||
EUR 0.22 ordinary | Purchase | 25,502 | 13.4970 GBP | ||||
EUR 0.22 ordinary | Purchase | 25,176 | 13.3692 GBP | ||||
EUR 0.22 ordinary | Purchase | 19,581 | 13.3407 GBP | ||||
EUR 0.22 ordinary | Purchase | 15,896 | 13.3664 GBP | ||||
EUR 0.22 ordinary | Purchase | 15,421 | 13.4951 GBP | ||||
EUR 0.22 ordinary | Purchase | 14,205 | 13.3757 GBP | ||||
EUR 0.22 ordinary | Purchase | 12,956 | 13.3704 GBP | ||||
EUR 0.22 ordinary | Purchase | 9,881 | 13.3453 GBP | ||||
EUR 0.22 ordinary | Purchase | 9,834 | 13.3274 GBP | ||||
EUR 0.22 ordinary | Purchase | 8,719 | 13.3476 GBP | ||||
EUR 0.22 ordinary | Purchase | 7,867 | 13.3874 GBP | ||||
EUR 0.22 ordinary | Purchase | 7,768 | 13.3989 GBP | ||||
EUR 0.22 ordinary | Purchase | 7,564 | 13.3600 GBP | ||||
EUR 0.22 ordinary | Purchase | 7,537 | 13.4243 GBP | ||||
EUR 0.22 ordinary | Purchase | 7,433 | 13.4027 GBP | ||||
EUR 0.22 ordinary | Purchase | 7,406 | 13.3709 GBP | ||||
EUR 0.22 ordinary | Purchase | 7,176 | 13.3566 GBP | ||||
EUR 0.22 ordinary | Purchase | 6,205 | 13.4232 GBP | ||||
EUR 0.22 ordinary | Purchase | 5,697 | 13.3582 GBP | ||||
EUR 0.22 ordinary | Purchase | 4,758 | 13.3477 GBP | ||||
EUR 0.22 ordinary | Purchase | 3,010 | 13.3330 GBP | ||||
EUR 0.22 ordinary | Purchase | 2,832 | 13.4650 GBP | ||||
EUR 0.22 ordinary | Purchase | 2,324 | 13.4066 GBP | ||||
EUR 0.22 ordinary | Purchase | 1,764 | 13.3701 GBP | ||||
EUR 0.22 ordinary | Purchase | 1,752 | 13.4955 GBP | ||||
EUR 0.22 ordinary | Purchase | 1,718 | 13.3564 GBP | ||||
EUR 0.22 ordinary | Purchase | 1,645 | 13.3990 GBP | ||||
ADR | Purchase | 1,402 | 34.2514 USD | ||||
EUR 0.22 ordinary | Purchase | 1,123 | 13.3700 GBP | ||||
EUR 0.22 ordinary | Purchase | 1,107 | 13.3350 GBP | ||||
EUR 0.22 ordinary | Purchase | 875 | 13.5700 GBP | ||||
EUR 0.22 ordinary | Purchase | 869 | 13.3150 GBP | ||||
EUR 0.22 ordinary | Purchase | 855 | 13.3450 GBP | ||||
EUR 0.22 ordinary | Purchase | 842 | 13.3303 GBP | ||||
EUR 0.22 ordinary | Purchase | 670 | 13.3533 GBP | ||||
EUR 0.22 ordinary | Purchase | 637 | 13.3640 GBP | ||||
EUR 0.22 ordinary | Purchase | 619 | 13.3305 GBP | ||||
EUR 0.22 ordinary | Purchase | 572 | 13.3178 GBP | ||||
EUR 0.22 ordinary | Purchase | 372 | 13.3650 GBP | ||||
EUR 0.22 ordinary | Purchase | 366 | 13.3850 GBP | ||||
EUR 0.22 ordinary | Purchase | 350 | 13.4044 GBP | ||||
EUR 0.22 ordinary | Purchase | 300 | 13.3200 GBP | ||||
EUR 0.22 ordinary | Purchase | 263 | 13.3250 GBP | ||||
EUR 0.22 ordinary | Purchase | 262 | 13.2875 GBP | ||||
EUR 0.22 ordinary | Purchase | 224 | 13.3050 GBP | ||||
EUR 0.22 ordinary | Purchase | 217 | 13.2975 GBP | ||||
EUR 0.22 ordinary | Purchase | 192 | 13.4960 GBP | ||||
EUR 0.22 ordinary | Purchase | 168 | 13.4633 GBP | ||||
EUR 0.22 ordinary | Purchase | 150 | 13.3795 GBP | ||||
EUR 0.22 ordinary | Purchase | 1 | 13.3186 GBP | ||||
EUR 0.22 ordinary | Sale | 227,729 | 13.3663 GBP | ||||
EUR 0.22 ordinary | Sale | 213,934 | 13.3809 GBP | ||||
EUR 0.22 ordinary | Sale | 181,421 | 13.3327 GBP | ||||
EUR 0.22 ordinary | Sale | 135,000 | 13.3440 GBP | ||||
EUR 0.22 ordinary | Sale | 122,300 | 13.3567 GBP | ||||
EUR 0.22 ordinary | Sale | 81,336 | 13.3582 GBP | ||||
EUR 0.22 ordinary | Sale | 52,344 | 13.5582 GBP | ||||
EUR 0.22 ordinary | Sale | 39,677 | 13.3376 GBP | ||||
EUR 0.22 ordinary | Sale | 39,136 | 13.3854 GBP | ||||
EUR 0.22 ordinary | Sale | 37,395 | 13.4202 GBP | ||||
EUR 0.22 ordinary | Sale | 30,678 | 13.4885 GBP | ||||
EUR 0.22 ordinary | Sale | 27,531 | 13.4253 GBP | ||||
EUR 0.22 ordinary | Sale | 26,310 | 13.3003 GBP | ||||
EUR 0.22 ordinary | Sale | 16,651 | 13.3381 GBP | ||||
EUR 0.22 ordinary | Sale | 10,863 | 13.4923 GBP | ||||
EUR 0.22 ordinary | Sale | 10,425 | 13.3362 GBP | ||||
EUR 0.22 ordinary | Sale | 10,255 | 13.3379 GBP | ||||
EUR 0.22 ordinary | Sale | 8,008 | 13.3706 GBP | ||||
EUR 0.22 ordinary | Sale | 7,406 | 13.3723 GBP | ||||
EUR 0.22 ordinary | Sale | 5,341 | 13.4950 GBP | ||||
EUR 0.22 ordinary | Sale | 5,241 | 13.3434 GBP | ||||
EUR 0.22 ordinary | Sale | 3,837 | 13.3700 GBP | ||||
EUR 0.22 ordinary | Sale | 3,010 | 13.3343 GBP | ||||
EUR 0.22 ordinary | Sale | 2,846 | 13.4486 GBP | ||||
EUR 0.22 ordinary | Sale | 2,363 | 13.3479 GBP | ||||
EUR 0.22 ordinary | Sale | 2,334 | 13.4000 GBP | ||||
EUR 0.22 ordinary | Sale | 2,014 | 13.3910 GBP | ||||
EUR 0.22 ordinary | Sale | 1,778 | 13.3753 GBP | ||||
ADR | Sale | 1,402 | 34.2514 USD | ||||
EUR 0.22 ordinary | Sale | 1,171 | 13.3150 GBP | ||||
EUR 0.22 ordinary | Sale | 1,130 | 13.3729 GBP | ||||
EUR 0.22 ordinary | Sale | 1,107 | 13.3350 GBP | ||||
EUR 0.22 ordinary | Sale | 1,082 | 13.3417 GBP | ||||
EUR 0.22 ordinary | Sale | 930 | 13.3037 GBP | ||||
EUR 0.22 ordinary | Sale | 878 | 13.3520 GBP | ||||
EUR 0.22 ordinary | Sale | 876 | 13.3450 GBP | ||||
EUR 0.22 ordinary | Sale | 875 | 13.5700 GBP | ||||
EUR 0.22 ordinary | Sale | 842 | 13.3316 GBP | ||||
EUR 0.22 ordinary | Sale | 837 | 13.3011 GBP | ||||
EUR 0.22 ordinary | Sale | 582 | 13.3409 GBP | ||||
EUR 0.22 ordinary | Sale | 463 | 13.3508 GBP | ||||
EUR 0.22 ordinary | Sale | 429 | 13.3119 GBP | ||||
EUR 0.22 ordinary | Sale | 415 | 13.3551 GBP | ||||
EUR 0.22 ordinary | Sale | 380 | 13.2812 GBP | ||||
EUR 0.22 ordinary | Sale | 372 | 13.3648 GBP | ||||
EUR 0.22 ordinary | Sale | 354 | 13.3600 GBP | ||||
EUR 0.22 ordinary | Sale | 350 | 13.3500 GBP | ||||
EUR 0.22 ordinary | Sale | 237 | 13.3400 GBP | ||||
EUR 0.22 ordinary | Sale | 224 | 13.3050 GBP | ||||
EUR 0.22 ordinary | Sale | 217 | 13.2975 GBP | ||||
EUR 0.22 ordinary | Sale | 184 | 13.3054 GBP | ||||
EUR 0.22 ordinary | Sale | 164 | 13.4675 GBP | ||||
EUR 0.22 ordinary | Sale | 158 | 13.4065 GBP | ||||
EUR 0.22 ordinary | Sale | 90 | 13.3452 GBP | ||||
EUR 0.22 ordinary | Sale | 2 | 13.3650 GBP | ||||
EUR 0.22 ordinary | Sale | 1 | 13.3200 GBP | ||||
EUR 0.22 ordinary | Sale | 58 | 13.4911 GBP | ||||
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(b) | Cash-settled derivative transactions |
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Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description |
| reference | unit | |||
security |
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EUR 0.22 ordinary | CFD | Decreasing Long | 150 | 13.3796 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Long | 208 | 13.4821 GBP | |||
EUR 0.22 ordinary | CFD | Decreasing Long | 830 | 13.3956 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Long | 1,752 | 13.4955 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Long | 1,764 | 13.3701 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Long | 7,176 | 13.3566 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Long | 7,210 | 13.3600 GBP | |||
EUR 0.22 ordinary | CFD | Decreasing Long | 8,033 | 13.4950 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Long | 8,719 | 13.3476 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Long | 9,881 | 13.3453 GBP | |||
EUR 0.22 ordinary | CFD | Decreasing Long | 18,061 | 13.4701 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Long | 25,502 | 13.4970 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Long | 28,244 | 13.4950 GBP | |||
EUR 0.22 ordinary | CFD | Decreasing Long | 33,796 | 13.4051 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Long | 77,518 | 13.3560 GBP | |||
EUR 0.22 ordinary | CFD | Decreasing Long | 90,228 | 13.3352 GBP | |||
EUR 0.22 ordinary | CFD | Decreasing Long | 94,852 | 13.3997 GBP | |||
EUR 0.22 ordinary | CFD | Decreasing Long | 152,595 | 13.4572 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 160 | 13.5550 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 380 | 13.2812 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 571 | 13.3410 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 689 | 13.4099 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 8,008 | 13.3706 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 19,396 | 13.4950 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 23,208 | 13.4735 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 26,310 | 13.3003 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 38,600 | 13.3440 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 52,344 | 13.5582 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Long | 293 | 13.5537 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Long | 1,714 | 13.3170 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Long | 1,714 | 13.5539 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Long | 2,363 | 13.3479 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Long | 10,863 | 13.4923 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Long | 43,047 | 13.3284 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Long | 47,054 | 13.3456 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Long | 81,336 | 13.3582 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Long | 96,400 | 13.3440 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Long | 164,916 | 13.3348 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 91 | 13.3530 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 192 | 13.4960 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 262 | 13.2875 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 263 | 13.3689 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 353 | 13.3400 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 432 | 13.3732 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 619 | 13.3305 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 3,585 | 13.3110 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 4,666 | 13.3136 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 4,758 | 13.3477 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 7,433 | 13.4027 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 8,290 | 13.4024 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 9,834 | 13.3274 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 10,941 | 13.3277 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 15,421 | 13.4951 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 15,753 | 13.4685 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 18,832 | 13.3158 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 19,301 | 13.3605 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 21,300 | 13.3715 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 27,482 | 13.4950 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 29,448 | 13.3748 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 47,473 | 13.4821 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 65,409 | 13.3802 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 187,484 | 13.3493 GBP | |||
EUR 0.22 ordinary | SWAP | Opening Short | 42 | 13.3209 GBP | |||
EUR 0.22 ordinary | SWAP | Opening Short | 1,676 | 13.3573 GBP | |||
EUR 0.22 ordinary | SWAP | Opening Short | 203,782 | 13.3487 GBP | |||
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(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
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security |
| varying etc | to which |
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| received |
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| option |
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| per unit |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
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(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security |
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 12 Mar 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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