20th Mar 2024 13:54
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: |
| Barclays PLC. | ||||
(b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | MONDI PLC | |||||
| relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 19 Mar 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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| disclosures in respect of any other party to the offer? | DS SMITH PLC |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing(if any) |
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Class of relevant security: | EUR 0.22 ordinary | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: |
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| 4,123,164 | 0.93% | 3,739,570 | 0.85% |
(2) | Cash-settled derivatives: |
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| and/or controlled: |
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| 3,109,190 | 0.70% | 3,551,736 | 0.80% |
(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: |
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| 0 | 0.00% | 0 | 0.00% |
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| TOTAL: |
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| 7,232,354 | 1.64% | 7,291,306 | 1.65% |
(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales |
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Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security |
| securities |
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EUR 0.22 ordinary | Purchase | 226,707 | 13.2606 GBP | ||||
EUR 0.22 ordinary | Purchase | 56,638 | 13.1974 GBP | ||||
EUR 0.22 ordinary | Purchase | 40,828 | 13.3350 GBP | ||||
EUR 0.22 ordinary | Purchase | 34,425 | 13.1461 GBP | ||||
EUR 0.22 ordinary | Purchase | 33,375 | 13.1919 GBP | ||||
EUR 0.22 ordinary | Purchase | 31,647 | 13.3206 GBP | ||||
EUR 0.22 ordinary | Purchase | 26,082 | 13.2403 GBP | ||||
EUR 0.22 ordinary | Purchase | 15,116 | 13.1381 GBP | ||||
EUR 0.22 ordinary | Purchase | 11,439 | 13.1135 GBP | ||||
EUR 0.22 ordinary | Purchase | 9,402 | 13.2220 GBP | ||||
EUR 0.22 ordinary | Purchase | 7,487 | 13.3343 GBP | ||||
EUR 0.22 ordinary | Purchase | 6,760 | 13.2937 GBP | ||||
EUR 0.22 ordinary | Purchase | 6,566 | 13.2449 GBP | ||||
EUR 0.22 ordinary | Purchase | 5,865 | 13.3332 GBP | ||||
EUR 0.22 ordinary | Purchase | 5,701 | 13.1151 GBP | ||||
EUR 0.22 ordinary | Purchase | 5,602 | 13.1105 GBP | ||||
EUR 0.22 ordinary | Purchase | 5,319 | 13.1254 GBP | ||||
EUR 0.22 ordinary | Purchase | 5,018 | 13.3001 GBP | ||||
EUR 0.22 ordinary | Purchase | 4,625 | 13.1710 GBP | ||||
EUR 0.22 ordinary | Purchase | 3,686 | 13.2930 GBP | ||||
EUR 0.22 ordinary | Purchase | 3,128 | 13.2143 GBP | ||||
EUR 0.22 ordinary | Purchase | 3,092 | 13.2254 GBP | ||||
EUR 0.22 ordinary | Purchase | 3,078 | 13.2971 GBP | ||||
EUR 0.22 ordinary | Purchase | 2,501 | 13.3150 GBP | ||||
EUR 0.22 ordinary | Purchase | 2,093 | 13.1214 GBP | ||||
EUR 0.22 ordinary | Purchase | 1,816 | 13.1224 GBP | ||||
EUR 0.22 ordinary | Purchase | 1,654 | 13.1611 GBP | ||||
EUR 0.22 ordinary | Purchase | 1,572 | 13.1890 GBP | ||||
EUR 0.22 ordinary | Purchase | 1,524 | 13.2602 GBP | ||||
EUR 0.22 ordinary | Purchase | 1,476 | 13.2164 GBP | ||||
EUR 0.22 ordinary | Purchase | 1,325 | 13.1835 GBP | ||||
EUR 0.22 ordinary | Purchase | 1,237 | 13.3217 GBP | ||||
EUR 0.22 ordinary | Purchase | 1,200 | 13.3000 GBP | ||||
EUR 0.22 ordinary | Purchase | 1,165 | 13.1300 GBP | ||||
EUR 0.22 ordinary | Purchase | 1,029 | 13.2038 GBP | ||||
EUR 0.22 ordinary | Purchase | 941 | 13.3034 GBP | ||||
EUR 0.22 ordinary | Purchase | 888 | 13.1500 GBP | ||||
EUR 0.22 ordinary | Purchase | 629 | 13.3272 GBP | ||||
EUR 0.22 ordinary | Purchase | 530 | 13.2250 GBP | ||||
EUR 0.22 ordinary | Purchase | 527 | 13.0924 GBP | ||||
EUR 0.22 ordinary | Purchase | 441 | 13.1650 GBP | ||||
EUR 0.22 ordinary | Purchase | 330 | 13.2061 GBP | ||||
EUR 0.22 ordinary | Purchase | 280 | 13.1600 GBP | ||||
EUR 0.22 ordinary | Purchase | 277 | 13.0400 GBP | ||||
EUR 0.22 ordinary | Purchase | 271 | 13.1150 GBP | ||||
EUR 0.22 ordinary | Purchase | 261 | 13.0750 GBP | ||||
EUR 0.22 ordinary | Purchase | 259 | 13.3141 GBP | ||||
ADR | Purchase | 252 | 33.7400 USD | ||||
ADR | Purchase | 218 | 33.5100 USD | ||||
EUR 0.22 ordinary | Purchase | 208 | 13.1450 GBP | ||||
EUR 0.22 ordinary | Purchase | 194 | 13.0550 GBP | ||||
EUR 0.22 ordinary | Purchase | 116 | 13.1700 GBP | ||||
EUR 0.22 ordinary | Purchase | 102 | 13.3312 GBP | ||||
EUR 0.22 ordinary | Purchase | 67 | 13.1761 GBP | ||||
EUR 0.22 ordinary | Purchase | 45 | 13.1400 GBP | ||||
EUR 0.22 ordinary | Purchase | 29 | 13.0800 GBP | ||||
ADR | Purchase | 20 | 33.1400 USD | ||||
EUR 0.22 ordinary | Sale | 131,411 | 13.3350 GBP | ||||
EUR 0.22 ordinary | Sale | 64,504 | 13.2802 GBP | ||||
EUR 0.22 ordinary | Sale | 19,661 | 13.1659 GBP | ||||
EUR 0.22 ordinary | Sale | 19,188 | 13.3174 GBP | ||||
EUR 0.22 ordinary | Sale | 17,675 | 13.2750 GBP | ||||
EUR 0.22 ordinary | Sale | 14,335 | 13.1567 GBP | ||||
EUR 0.22 ordinary | Sale | 13,971 | 13.1217 GBP | ||||
EUR 0.22 ordinary | Sale | 11,028 | 13.1769 GBP | ||||
EUR 0.22 ordinary | Sale | 8,978 | 13.3088 GBP | ||||
EUR 0.22 ordinary | Sale | 6,504 | 13.3349 GBP | ||||
EUR 0.22 ordinary | Sale | 6,018 | 13.1347 GBP | ||||
EUR 0.22 ordinary | Sale | 5,569 | 13.1490 GBP | ||||
EUR 0.22 ordinary | Sale | 4,757 | 13.1856 GBP | ||||
EUR 0.22 ordinary | Sale | 4,061 | 13.1166 GBP | ||||
EUR 0.22 ordinary | Sale | 2,818 | 13.3323 GBP | ||||
EUR 0.22 ordinary | Sale | 2,268 | 13.1077 GBP | ||||
EUR 0.22 ordinary | Sale | 2,210 | 13.1156 GBP | ||||
EUR 0.22 ordinary | Sale | 2,130 | 13.1257 GBP | ||||
EUR 0.22 ordinary | Sale | 1,818 | 13.1735 GBP | ||||
EUR 0.22 ordinary | Sale | 1,763 | 13.1354 GBP | ||||
EUR 0.22 ordinary | Sale | 1,579 | 13.2654 GBP | ||||
EUR 0.22 ordinary | Sale | 1,231 | 13.1150 GBP | ||||
EUR 0.22 ordinary | Sale | 1,197 | 13.1100 GBP | ||||
EUR 0.22 ordinary | Sale | 1,165 | 13.1300 GBP | ||||
EUR 0.22 ordinary | Sale | 1,140 | 13.1110 GBP | ||||
EUR 0.22 ordinary | Sale | 1,069 | 13.1776 GBP | ||||
EUR 0.22 ordinary | Sale | 974 | 13.1320 GBP | ||||
EUR 0.22 ordinary | Sale | 914 | 13.1684 GBP | ||||
EUR 0.22 ordinary | Sale | 906 | 13.1312 GBP | ||||
EUR 0.22 ordinary | Sale | 888 | 13.1500 GBP | ||||
EUR 0.22 ordinary | Sale | 826 | 13.1033 GBP | ||||
EUR 0.22 ordinary | Sale | 774 | 13.1403 GBP | ||||
EUR 0.22 ordinary | Sale | 759 | 13.2539 GBP | ||||
EUR 0.22 ordinary | Sale | 759 | 13.1143 GBP | ||||
EUR 0.22 ordinary | Sale | 667 | 13.1562 GBP | ||||
EUR 0.22 ordinary | Sale | 532 | 13.2575 GBP | ||||
EUR 0.22 ordinary | Sale | 449 | 13.1053 GBP | ||||
EUR 0.22 ordinary | Sale | 441 | 13.1650 GBP | ||||
EUR 0.22 ordinary | Sale | 358 | 13.1270 GBP | ||||
EUR 0.22 ordinary | Sale | 340 | 13.1673 GBP | ||||
EUR 0.22 ordinary | Sale | 291 | 13.1000 GBP | ||||
EUR 0.22 ordinary | Sale | 280 | 13.1600 GBP | ||||
EUR 0.22 ordinary | Sale | 277 | 13.0400 GBP | ||||
ADR | Sale | 252 | 33.7400 USD | ||||
EUR 0.22 ordinary | Sale | 224 | 13.2600 GBP | ||||
ADR | Sale | 218 | 33.5100 USD | ||||
EUR 0.22 ordinary | Sale | 215 | 13.2650 GBP | ||||
EUR 0.22 ordinary | Sale | 208 | 13.1450 GBP | ||||
EUR 0.22 ordinary | Sale | 199 | 13.1004 GBP | ||||
EUR 0.22 ordinary | Sale | 194 | 13.3050 GBP | ||||
EUR 0.22 ordinary | Sale | 194 | 13.0550 GBP | ||||
EUR 0.22 ordinary | Sale | 189 | 13.1435 GBP | ||||
EUR 0.22 ordinary | Sale | 163 | 13.3125 GBP | ||||
EUR 0.22 ordinary | Sale | 150 | 13.1550 GBP | ||||
EUR 0.22 ordinary | Sale | 143 | 13.0900 GBP | ||||
EUR 0.22 ordinary | Sale | 131 | 13.2550 GBP | ||||
EUR 0.22 ordinary | Sale | 122 | 13.1700 GBP | ||||
EUR 0.22 ordinary | Sale | 101 | 13.0950 GBP | ||||
EUR 0.22 ordinary | Sale | 100 | 13.2271 GBP | ||||
EUR 0.22 ordinary | Sale | 85 | 13.0760 GBP | ||||
EUR 0.22 ordinary | Sale | 51 | 13.2625 GBP | ||||
EUR 0.22 ordinary | Sale | 48 | 13.1734 GBP | ||||
EUR 0.22 ordinary | Sale | 45 | 13.1400 GBP | ||||
EUR 0.22 ordinary | Sale | 29 | 13.0800 GBP | ||||
ADR | Sale | 20 | 33.1400 USD | ||||
EUR 0.22 ordinary | Sale | 176 | 13.3312 GBP | ||||
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(b) | Cash-settled derivative transactions |
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Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description |
| reference | unit | |||
security |
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EUR 0.22 ordinary | CFD | Decreasing Long | 568 | 13.2198 GBP | |||
EUR 0.22 ordinary | CFD | Decreasing Long | 675 | 13.3350 GBP | |||
EUR 0.22 ordinary | CFD | Decreasing Long | 1,816 | 13.1224 GBP | |||
EUR 0.22 ordinary | CFD | Decreasing Long | 2,050 | 13.2050 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Long | 6,324 | 13.1357 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Long | 15,116 | 13.1381 GBP | |||
EUR 0.22 ordinary | CFD | Decreasing Long | 21,284 | 13.1161 GBP | |||
EUR 0.22 ordinary | CFD | Decreasing Long | 59,323 | 13.1235 GBP | |||
EUR 0.22 ordinary | CFD | Decreasing Long | 187,348 | 13.3261 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 100 | 13.2271 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 429 | 13.1450 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 653 | 13.0713 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 668 | 13.1108 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 749 | 13.1550 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 910 | 13.1599 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 1,412 | 13.1560 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 1,462 | 13.1325 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 2,210 | 13.1156 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 2,243 | 13.1515 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 3,970 | 13.1715 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 4,503 | 13.2782 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 5,051 | 13.1474 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 6,504 | 13.3349 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 9,495 | 13.3319 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 11,028 | 13.1769 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 36,475 | 13.3204 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Long | 494 | 13.2155 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Long | 914 | 13.1684 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Long | 1,035 | 13.2387 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Long | 1,069 | 13.1776 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Long | 1,922 | 13.3350 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Long | 3,019 | 13.1606 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Long | 19,188 | 13.3174 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Long | 57,372 | 13.1228 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Long | 96,572 | 13.3350 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 33 | 13.0950 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 63 | 13.1773 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 124 | 13.1697 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 247 | 13.1427 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 259 | 13.3142 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 298 | 13.1702 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 674 | 13.1658 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 788 | 13.1632 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 1,049 | 13.1576 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 1,061 | 13.1923 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 1,067 | 13.3182 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 1,383 | 13.1747 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 1,476 | 13.2164 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 1,530 | 13.1605 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 2,822 | 13.1735 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 9,402 | 13.2220 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 9,482 | 13.1481 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 10,522 | 13.1025 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 11,439 | 13.1135 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 26,082 | 13.2403 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 28,046 | 13.1946 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 34,621 | 13.2555 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 56,638 | 13.1974 GBP | |||
EUR 0.22 ordinary | SWAP | Opening Long | 2,818 | 13.3323 GBP | |||
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(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
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security |
| varying etc | to which |
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| received |
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| option |
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| per unit |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
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(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security |
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 20 Mar 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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