23rd Feb 2024 13:21
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: |
| Barclays PLC. | ||||
(b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | MONDI PLC | |||||
| relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 22 Feb 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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| disclosures in respect of any other party to the offer? | DS SMITH PLC |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing(if any) |
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Class of relevant security: | EUR 0.22 ordinary | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: |
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| 1,394,042 | 0.32% | 3,841,709 | 0.87% |
(2) | Cash-settled derivatives: |
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| and/or controlled: |
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| 3,159,167 | 0.72% | 629,406 | 0.14% |
(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: |
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| 0 | 0.00% | 0 | 0.00% |
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| TOTAL: |
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| 4,553,209 | 1.03% | 4,471,115 | 1.01% |
(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales |
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Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security |
| securities |
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EUR 0.22 ordinary | Purchase | 158,829 | 14.1044 GBP | ||||
EUR 0.22 ordinary | Purchase | 95,409 | 14.1022 GBP | ||||
EUR 0.22 ordinary | Purchase | 43,510 | 14.1120 GBP | ||||
EUR 0.22 ordinary | Purchase | 32,690 | 14.1050 GBP | ||||
EUR 0.22 ordinary | Purchase | 17,382 | 14.1059 GBP | ||||
EUR 0.22 ordinary | Purchase | 17,193 | 14.1420 GBP | ||||
EUR 0.22 ordinary | Purchase | 15,005 | 14.1135 GBP | ||||
EUR 0.22 ordinary | Purchase | 12,462 | 14.1130 GBP | ||||
EUR 0.22 ordinary | Purchase | 8,556 | 14.1078 GBP | ||||
EUR 0.22 ordinary | Purchase | 7,873 | 14.1538 GBP | ||||
EUR 0.22 ordinary | Purchase | 7,555 | 14.1325 GBP | ||||
EUR 0.22 ordinary | Purchase | 6,151 | 14.0990 GBP | ||||
EUR 0.22 ordinary | Purchase | 5,752 | 13.9813 GBP | ||||
EUR 0.22 ordinary | Purchase | 5,200 | 14.1369 GBP | ||||
EUR 0.22 ordinary | Purchase | 5,029 | 14.0928 GBP | ||||
EUR 0.22 ordinary | Purchase | 4,963 | 14.0987 GBP | ||||
EUR 0.22 ordinary | Purchase | 3,592 | 14.0892 GBP | ||||
EUR 0.22 ordinary | Purchase | 3,413 | 14.1449 GBP | ||||
EUR 0.22 ordinary | Purchase | 3,345 | 14.1183 GBP | ||||
EUR 0.22 ordinary | Purchase | 3,219 | 14.1051 GBP | ||||
EUR 0.22 ordinary | Purchase | 2,507 | 14.0640 GBP | ||||
EUR 0.22 ordinary | Purchase | 2,293 | 14.1134 GBP | ||||
EUR 0.22 ordinary | Purchase | 2,240 | 14.1071 GBP | ||||
EUR 0.22 ordinary | Purchase | 2,081 | 14.1006 GBP | ||||
EUR 0.22 ordinary | Purchase | 1,873 | 14.0877 GBP | ||||
EUR 0.22 ordinary | Purchase | 1,773 | 14.1351 GBP | ||||
EUR 0.22 ordinary | Purchase | 1,633 | 14.1438 GBP | ||||
EUR 0.22 ordinary | Purchase | 1,542 | 14.1240 GBP | ||||
EUR 0.22 ordinary | Purchase | 1,471 | 14.1170 GBP | ||||
EUR 0.22 ordinary | Purchase | 1,470 | 14.1408 GBP | ||||
EUR 0.22 ordinary | Purchase | 1,247 | 14.1274 GBP | ||||
EUR 0.22 ordinary | Purchase | 1,197 | 14.1307 GBP | ||||
EUR 0.22 ordinary | Purchase | 1,141 | 14.1350 GBP | ||||
EUR 0.22 ordinary | Purchase | 978 | 14.1123 GBP | ||||
EUR 0.22 ordinary | Purchase | 755 | 14.1400 GBP | ||||
EUR 0.22 ordinary | Purchase | 736 | 14.1306 GBP | ||||
EUR 0.22 ordinary | Purchase | 682 | 14.1212 GBP | ||||
EUR 0.22 ordinary | Purchase | 677 | 14.1248 GBP | ||||
EUR 0.22 ordinary | Purchase | 666 | 14.1412 GBP | ||||
EUR 0.22 ordinary | Purchase | 650 | 14.1211 GBP | ||||
ADR | Purchase | 600 | 35.9400 USD | ||||
EUR 0.22 ordinary | Purchase | 522 | 14.0950 GBP | ||||
EUR 0.22 ordinary | Purchase | 514 | 14.1200 GBP | ||||
EUR 0.22 ordinary | Purchase | 510 | 14.1162 GBP | ||||
EUR 0.22 ordinary | Purchase | 477 | 14.0550 GBP | ||||
EUR 0.22 ordinary | Purchase | 415 | 14.0966 GBP | ||||
EUR 0.22 ordinary | Purchase | 347 | 14.1337 GBP | ||||
EUR 0.22 ordinary | Purchase | 323 | 14.1103 GBP | ||||
EUR 0.22 ordinary | Purchase | 282 | 14.0900 GBP | ||||
EUR 0.22 ordinary | Purchase | 269 | 14.0850 GBP | ||||
EUR 0.22 ordinary | Purchase | 251 | 14.1374 GBP | ||||
EUR 0.22 ordinary | Purchase | 240 | 14.1500 GBP | ||||
EUR 0.22 ordinary | Purchase | 214 | 14.0250 GBP | ||||
EUR 0.22 ordinary | Purchase | 199 | 14.0700 GBP | ||||
EUR 0.22 ordinary | Purchase | 176 | 14.1075 GBP | ||||
EUR 0.22 ordinary | Purchase | 176 | 14.0600 GBP | ||||
EUR 0.22 ordinary | Purchase | 167 | 14.1271 GBP | ||||
EUR 0.22 ordinary | Purchase | 143 | 14.1150 GBP | ||||
EUR 0.22 ordinary | Purchase | 140 | 14.1750 GBP | ||||
EUR 0.22 ordinary | Purchase | 132 | 14.0500 GBP | ||||
EUR 0.22 ordinary | Purchase | 132 | 14.1950 GBP | ||||
EUR 0.22 ordinary | Purchase | 113 | 14.1468 GBP | ||||
EUR 0.22 ordinary | Purchase | 88 | 14.1362 GBP | ||||
EUR 0.22 ordinary | Purchase | 88 | 14.1562 GBP | ||||
EUR 0.22 ordinary | Purchase | 53 | 14.0592 GBP | ||||
EUR 0.22 ordinary | Purchase | 44 | 14.1425 GBP | ||||
ADR | Purchase | 36 | 35.3600 USD | ||||
EUR 0.22 ordinary | Purchase | 1 | 14.0735 GBP | ||||
EUR 0.22 ordinary | Sale | 170,147 | 14.1050 GBP | ||||
EUR 0.22 ordinary | Sale | 126,401 | 14.1106 GBP | ||||
EUR 0.22 ordinary | Sale | 105,861 | 14.1015 GBP | ||||
EUR 0.22 ordinary | Sale | 58,299 | 14.1115 GBP | ||||
EUR 0.22 ordinary | Sale | 43,519 | 14.0974 GBP | ||||
EUR 0.22 ordinary | Sale | 36,986 | 14.1300 GBP | ||||
EUR 0.22 ordinary | Sale | 28,130 | 14.1034 GBP | ||||
EUR 0.22 ordinary | Sale | 15,005 | 14.1149 GBP | ||||
EUR 0.22 ordinary | Sale | 14,623 | 14.1501 GBP | ||||
EUR 0.22 ordinary | Sale | 10,402 | 14.1081 GBP | ||||
EUR 0.22 ordinary | Sale | 8,587 | 14.1028 GBP | ||||
EUR 0.22 ordinary | Sale | 8,441 | 14.1219 GBP | ||||
EUR 0.22 ordinary | Sale | 4,987 | 14.0577 GBP | ||||
EUR 0.22 ordinary | Sale | 3,413 | 14.1463 GBP | ||||
EUR 0.22 ordinary | Sale | 2,793 | 13.9559 GBP | ||||
EUR 0.22 ordinary | Sale | 2,582 | 14.0731 GBP | ||||
EUR 0.22 ordinary | Sale | 2,565 | 14.1024 GBP | ||||
EUR 0.22 ordinary | Sale | 2,135 | 14.1056 GBP | ||||
EUR 0.22 ordinary | Sale | 2,011 | 14.1510 GBP | ||||
EUR 0.22 ordinary | Sale | 1,516 | 14.0971 GBP | ||||
EUR 0.22 ordinary | Sale | 1,295 | 14.0855 GBP | ||||
EUR 0.22 ordinary | Sale | 1,204 | 14.1176 GBP | ||||
EUR 0.22 ordinary | Sale | 1,159 | 14.0900 GBP | ||||
EUR 0.22 ordinary | Sale | 987 | 14.1350 GBP | ||||
EUR 0.22 ordinary | Sale | 839 | 14.1213 GBP | ||||
EUR 0.22 ordinary | Sale | 788 | 14.1403 GBP | ||||
EUR 0.22 ordinary | Sale | 677 | 14.1263 GBP | ||||
ADR | Sale | 600 | 35.9400 USD | ||||
EUR 0.22 ordinary | Sale | 584 | 14.1000 GBP | ||||
EUR 0.22 ordinary | Sale | 533 | 14.0922 GBP | ||||
EUR 0.22 ordinary | Sale | 527 | 14.0889 GBP | ||||
EUR 0.22 ordinary | Sale | 522 | 14.0950 GBP | ||||
EUR 0.22 ordinary | Sale | 514 | 14.1200 GBP | ||||
EUR 0.22 ordinary | Sale | 503 | 14.0530 GBP | ||||
EUR 0.22 ordinary | Sale | 446 | 14.0934 GBP | ||||
EUR 0.22 ordinary | Sale | 415 | 14.0980 GBP | ||||
EUR 0.22 ordinary | Sale | 356 | 14.1054 GBP | ||||
EUR 0.22 ordinary | Sale | 227 | 14.0993 GBP | ||||
EUR 0.22 ordinary | Sale | 213 | 14.1057 GBP | ||||
EUR 0.22 ordinary | Sale | 199 | 14.0700 GBP | ||||
EUR 0.22 ordinary | Sale | 180 | 14.0600 GBP | ||||
EUR 0.22 ordinary | Sale | 161 | 14.1150 GBP | ||||
EUR 0.22 ordinary | Sale | 155 | 14.1100 GBP | ||||
EUR 0.22 ordinary | Sale | 132 | 14.0500 GBP | ||||
EUR 0.22 ordinary | Sale | 132 | 14.1950 GBP | ||||
EUR 0.22 ordinary | Sale | 60 | 14.0928 GBP | ||||
EUR 0.22 ordinary | Sale | 45 | 14.0967 GBP | ||||
ADR | Sale | 36 | 35.3600 USD | ||||
EUR 0.22 ordinary | Sale | 29 | 14.1175 GBP | ||||
EUR 0.22 ordinary | Sale | 22 | 14.0550 GBP | ||||
EUR 0.22 ordinary | Sale | 21 | 14.0891 GBP | ||||
EUR 0.22 ordinary | Sale | 1 | 14.0750 GBP | ||||
EUR 0.22 ordinary | Sale | 1 | 14.1500 GBP | ||||
EUR 0.22 ordinary | Sale | 57 | 14.0969 GBP | ||||
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(b) | Cash-settled derivative transactions |
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Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description |
| reference | unit | |||
security |
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EUR 0.22 ordinary | SWAP | Decreasing Long | 62 | 14.0701 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Long | 113 | 14.1468 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Long | 148 | 14.1600 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Long | 311 | 14.0300 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Long | 330 | 14.1230 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Long | 330 | 14.1964 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Long | 350 | 14.1247 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Long | 397 | 14.0950 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Long | 417 | 14.1480 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Long | 682 | 14.1212 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Long | 736 | 14.1306 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Long | 750 | 14.0620 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Long | 815 | 14.1211 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Long | 1,197 | 14.1307 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Long | 1,470 | 14.1408 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Long | 1,471 | 14.1170 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Long | 1,542 | 14.1240 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Long | 1,766 | 14.1355 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Long | 3,219 | 14.1051 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Long | 7,873 | 14.1538 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Long | 8,556 | 14.1078 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Long | 16,157 | 14.1049 GBP | |||
EUR 0.22 ordinary | CFD | Decreasing Short | 354 | 14.0573 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 393 | 14.0922 GBP | |||
EUR 0.22 ordinary | CFD | Decreasing Short | 788 | 14.1403 GBP | |||
EUR 0.22 ordinary | CFD | Decreasing Short | 4,241 | 14.1050 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 4,783 | 14.1208 GBP | |||
EUR 0.22 ordinary | CFD | Decreasing Short | 5,552 | 14.0977 GBP | |||
EUR 0.22 ordinary | CFD | Decreasing Short | 7,315 | 14.0858 GBP | |||
EUR 0.22 ordinary | CFD | Decreasing Short | 17,944 | 14.0953 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Long | 503 | 14.0530 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Long | 533 | 14.0922 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Long | 584 | 14.1000 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Long | 1,204 | 14.1176 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Long | 1,373 | 14.1150 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Long | 1,458 | 14.1063 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Long | 2,011 | 14.1510 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Long | 2,470 | 14.1213 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Long | 4,598 | 14.1242 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Long | 14,623 | 14.1501 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Long | 18,380 | 14.1028 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Long | 18,541 | 14.1043 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Long | 24,168 | 14.1050 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Long | 26,764 | 14.0998 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Long | 28,130 | 14.1034 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Long | 48,557 | 14.0997 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Long | 58,299 | 14.1115 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 167 | 14.1271 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 359 | 14.0965 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 730 | 14.1148 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 885 | 14.0949 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Short | 1,249 | 14.1293 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 1,590 | 14.1146 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Short | 5,029 | 14.0928 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Short | 7,892 | 14.0797 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Short | 9,184 | 13.9963 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 12,462 | 14.1130 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Short | 41,240 | 14.1440 GBP | |||
EUR 0.22 ordinary | SWAP | Opening Long | 569 | 14.1042 GBP | |||
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(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
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security |
| varying etc | to which |
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| received |
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| option |
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| per unit |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
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(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security |
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 23 Feb 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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