19th Apr 2024 14:53
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: |
| Barclays PLC. | ||||
(b) | Owner or controller of interest and short |
| |||||
| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | MONDI PLC | |||||
| relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an |
| |||||
| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 18 Apr 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
|
| |||
| disclosures in respect of any other party to the offer? | DS SMITH PLC |
| ||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
| |||||
| to which the disclosure relates following the dealing(if any) |
| |||||
Class of relevant security: | EUR 0.22 ordinary | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
|
|
|
| ||
| and/or controlled: |
|
| 4,037,129 | 0.91% | 6,368,093 | 1.44% |
(2) | Cash-settled derivatives: |
|
|
|
| ||
| and/or controlled: |
|
| 5,952,411 | 1.35% | 3,716,429 | 0.84% |
(3) | Stock-settled derivatives (including options) |
|
|
|
| ||
| and agreements to purchase/sell: |
|
| 0 | 0.00% | 0 | 0.00% |
|
|
|
|
|
|
|
|
| TOTAL: |
|
| 9,989,540 | 2.26% | 10,084,522 | 2.28% |
(b) | Rights to subscribe for new securities (including directors and other executive |
| |||||
| options) |
|
|
|
|
|
|
Class of relevant security in relation to |
|
|
|
| |||
which subscription right exists |
|
|
|
| |||
Details, including nature of the rights |
|
|
|
| |||
concerned and relevant percentages: |
|
|
|
| |||
3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales |
|
|
|
|
| |
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security |
| securities |
| ||||
EUR 0.22 ordinary | Purchase | 196,731 | 13.7610 GBP | ||||
EUR 0.22 ordinary | Purchase | 153,096 | 13.6754 GBP | ||||
EUR 0.22 ordinary | Purchase | 72,116 | 13.6720 GBP | ||||
EUR 0.22 ordinary | Purchase | 50,361 | 13.6882 GBP | ||||
EUR 0.22 ordinary | Purchase | 41,776 | 13.7643 GBP | ||||
EUR 0.22 ordinary | Purchase | 25,965 | 13.6799 GBP | ||||
EUR 0.22 ordinary | Purchase | 24,976 | 13.7622 GBP | ||||
EUR 0.22 ordinary | Purchase | 6,188 | 13.7650 GBP | ||||
EUR 0.22 ordinary | Purchase | 5,348 | 13.6777 GBP | ||||
EUR 0.22 ordinary | Purchase | 4,585 | 13.6650 GBP | ||||
EUR 0.22 ordinary | Purchase | 4,507 | 13.7651 GBP | ||||
EUR 0.22 ordinary | Purchase | 3,949 | 13.6802 GBP | ||||
ADR | Purchase | 3,200 | 34.2643 USD | ||||
EUR 0.22 ordinary | Purchase | 3,170 | 13.6824 GBP | ||||
ADR | Purchase | 3,100 | 34.3451 USD | ||||
EUR 0.22 ordinary | Purchase | 2,760 | 13.6689 GBP | ||||
EUR 0.22 ordinary | Purchase | 2,606 | 13.6469 GBP | ||||
EUR 0.22 ordinary | Purchase | 2,519 | 13.6642 GBP | ||||
EUR 0.22 ordinary | Purchase | 2,143 | 13.6750 GBP | ||||
EUR 0.22 ordinary | Purchase | 2,011 | 13.6382 GBP | ||||
EUR 0.22 ordinary | Purchase | 1,589 | 13.6670 GBP | ||||
EUR 0.22 ordinary | Purchase | 1,433 | 13.6536 GBP | ||||
EUR 0.22 ordinary | Purchase | 999 | 13.6850 GBP | ||||
EUR 0.22 ordinary | Purchase | 997 | 13.6644 GBP | ||||
EUR 0.22 ordinary | Purchase | 956 | 13.6447 GBP | ||||
EUR 0.22 ordinary | Purchase | 765 | 13.6950 GBP | ||||
EUR 0.22 ordinary | Purchase | 714 | 13.6150 GBP | ||||
EUR 0.22 ordinary | Purchase | 676 | 13.6445 GBP | ||||
EUR 0.22 ordinary | Purchase | 670 | 13.6471 GBP | ||||
EUR 0.22 ordinary | Purchase | 616 | 13.6864 GBP | ||||
EUR 0.22 ordinary | Purchase | 598 | 13.6350 GBP | ||||
EUR 0.22 ordinary | Purchase | 497 | 13.6800 GBP | ||||
EUR 0.22 ordinary | Purchase | 475 | 13.6975 GBP | ||||
EUR 0.22 ordinary | Purchase | 474 | 13.6242 GBP | ||||
EUR 0.22 ordinary | Purchase | 455 | 13.6400 GBP | ||||
EUR 0.22 ordinary | Purchase | 440 | 13.6575 GBP | ||||
EUR 0.22 ordinary | Purchase | 420 | 13.6322 GBP | ||||
EUR 0.22 ordinary | Purchase | 401 | 13.6300 GBP | ||||
EUR 0.22 ordinary | Purchase | 367 | 13.5950 GBP | ||||
EUR 0.22 ordinary | Purchase | 314 | 13.6550 GBP | ||||
EUR 0.22 ordinary | Purchase | 311 | 13.6100 GBP | ||||
EUR 0.22 ordinary | Purchase | 304 | 13.6250 GBP | ||||
EUR 0.22 ordinary | Purchase | 284 | 13.6900 GBP | ||||
EUR 0.22 ordinary | Purchase | 243 | 13.6911 GBP | ||||
EUR 0.22 ordinary | Purchase | 238 | 13.6600 GBP | ||||
EUR 0.22 ordinary | Purchase | 191 | 13.6200 GBP | ||||
EUR 0.22 ordinary | Purchase | 190 | 13.6034 GBP | ||||
EUR 0.22 ordinary | Purchase | 168 | 13.6050 GBP | ||||
EUR 0.22 ordinary | Purchase | 125 | 13.7005 GBP | ||||
EUR 0.22 ordinary | Purchase | 100 | 13.5750 GBP | ||||
EUR 0.22 ordinary | Purchase | 61 | 13.6775 GBP | ||||
EUR 0.22 ordinary | Purchase | 59 | 13.6955 GBP | ||||
EUR 0.22 ordinary | Purchase | 39 | 13.7571 GBP | ||||
EUR 0.22 ordinary | Purchase | 34 | 13.7000 GBP | ||||
EUR 0.22 ordinary | Purchase | 12 | 13.6983 GBP | ||||
EUR 0.22 ordinary | Purchase | 11 | 13.7150 GBP | ||||
EUR 0.22 ordinary | Purchase | 4 | 13.7300 GBP | ||||
EUR 0.22 ordinary | Sale | 245,348 | 13.6827 GBP | ||||
EUR 0.22 ordinary | Sale | 172,034 | 13.7650 GBP | ||||
EUR 0.22 ordinary | Sale | 90,239 | 13.7538 GBP | ||||
EUR 0.22 ordinary | Sale | 40,544 | 13.6506 GBP | ||||
EUR 0.22 ordinary | Sale | 37,655 | 13.6583 GBP | ||||
EUR 0.22 ordinary | Sale | 25,806 | 13.7678 GBP | ||||
EUR 0.22 ordinary | Sale | 25,266 | 13.5874 GBP | ||||
EUR 0.22 ordinary | Sale | 25,098 | 13.6570 GBP | ||||
EUR 0.22 ordinary | Sale | 16,666 | 13.6547 GBP | ||||
EUR 0.22 ordinary | Sale | 13,642 | 13.7648 GBP | ||||
EUR 0.22 ordinary | Sale | 12,110 | 13.6657 GBP | ||||
EUR 0.22 ordinary | Sale | 11,100 | 13.6457 GBP | ||||
EUR 0.22 ordinary | Sale | 10,616 | 13.6710 GBP | ||||
EUR 0.22 ordinary | Sale | 9,783 | 13.6472 GBP | ||||
EUR 0.22 ordinary | Sale | 9,378 | 13.6586 GBP | ||||
EUR 0.22 ordinary | Sale | 8,767 | 13.6598 GBP | ||||
EUR 0.22 ordinary | Sale | 7,343 | 13.6596 GBP | ||||
EUR 0.22 ordinary | Sale | 6,934 | 13.6403 GBP | ||||
EUR 0.22 ordinary | Sale | 6,880 | 13.6386 GBP | ||||
EUR 0.22 ordinary | Sale | 6,100 | 13.6564 GBP | ||||
EUR 0.22 ordinary | Sale | 5,853 | 13.6565 GBP | ||||
EUR 0.22 ordinary | Sale | 5,389 | 13.6634 GBP | ||||
EUR 0.22 ordinary | Sale | 4,627 | 13.7410 GBP | ||||
EUR 0.22 ordinary | Sale | 3,704 | 13.7638 GBP | ||||
ADR | Sale | 3,200 | 34.2643 USD | ||||
EUR 0.22 ordinary | Sale | 3,157 | 13.6580 GBP | ||||
ADR | Sale | 3,100 | 34.3451 USD | ||||
EUR 0.22 ordinary | Sale | 2,217 | 13.6631 GBP | ||||
EUR 0.22 ordinary | Sale | 2,143 | 13.6750 GBP | ||||
EUR 0.22 ordinary | Sale | 2,061 | 13.6114 GBP | ||||
EUR 0.22 ordinary | Sale | 1,758 | 13.6716 GBP | ||||
EUR 0.22 ordinary | Sale | 1,592 | 13.6258 GBP | ||||
EUR 0.22 ordinary | Sale | 1,334 | 13.6605 GBP | ||||
EUR 0.22 ordinary | Sale | 1,217 | 13.6711 GBP | ||||
EUR 0.22 ordinary | Sale | 999 | 13.6850 GBP | ||||
EUR 0.22 ordinary | Sale | 967 | 13.6772 GBP | ||||
EUR 0.22 ordinary | Sale | 765 | 13.6950 GBP | ||||
EUR 0.22 ordinary | Sale | 714 | 13.6150 GBP | ||||
EUR 0.22 ordinary | Sale | 661 | 13.5625 GBP | ||||
EUR 0.22 ordinary | Sale | 627 | 13.6100 GBP | ||||
EUR 0.22 ordinary | Sale | 497 | 13.6800 GBP | ||||
EUR 0.22 ordinary | Sale | 441 | 13.6764 GBP | ||||
EUR 0.22 ordinary | Sale | 419 | 13.6550 GBP | ||||
EUR 0.22 ordinary | Sale | 401 | 13.6300 GBP | ||||
EUR 0.22 ordinary | Sale | 374 | 13.6350 GBP | ||||
EUR 0.22 ordinary | Sale | 367 | 13.5950 GBP | ||||
EUR 0.22 ordinary | Sale | 304 | 13.6250 GBP | ||||
EUR 0.22 ordinary | Sale | 284 | 13.6900 GBP | ||||
EUR 0.22 ordinary | Sale | 238 | 13.6600 GBP | ||||
EUR 0.22 ordinary | Sale | 234 | 13.6725 GBP | ||||
EUR 0.22 ordinary | Sale | 230 | 13.7025 GBP | ||||
EUR 0.22 ordinary | Sale | 222 | 13.6419 GBP | ||||
EUR 0.22 ordinary | Sale | 220 | 13.6400 GBP | ||||
EUR 0.22 ordinary | Sale | 191 | 13.6200 GBP | ||||
EUR 0.22 ordinary | Sale | 168 | 13.6050 GBP | ||||
EUR 0.22 ordinary | Sale | 141 | 13.6700 GBP | ||||
EUR 0.22 ordinary | Sale | 100 | 13.6784 GBP | ||||
EUR 0.22 ordinary | Sale | 100 | 13.5750 GBP | ||||
EUR 0.22 ordinary | Sale | 59 | 13.6969 GBP | ||||
EUR 0.22 ordinary | Sale | 51 | 13.7000 GBP | ||||
EUR 0.22 ordinary | Sale | 22 | 13.6925 GBP | ||||
EUR 0.22 ordinary | Sale | 8 | 13.6413 GBP | ||||
EUR 0.22 ordinary | Sale | 4 | 13.7300 GBP | ||||
EUR 0.22 ordinary | Sale | -6 | 13.7571 GBP | ||||
|
|
|
|
|
|
|
|
(b) | Cash-settled derivative transactions |
| |||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description |
| reference | unit | |||
security |
|
| securities |
| |||
EUR 0.22 ordinary | CFD | Decreasing Long | 446 | 13.6970 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Long | 683 | 13.7106 GBP | |||
EUR 0.22 ordinary | CFD | Decreasing Long | 1,433 | 13.6536 GBP | |||
EUR 0.22 ordinary | CFD | Decreasing Long | 3,605 | 13.7650 GBP | |||
EUR 0.22 ordinary | CFD | Decreasing Long | 4,924 | 13.6955 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Long | 15,939 | 13.7678 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Long | 72,116 | 13.6720 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 64 | 13.6800 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 98 | 13.6917 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 222 | 13.6419 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 316 | 13.6100 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 441 | 13.6764 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 452 | 13.6666 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 1,592 | 13.6258 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 4,669 | 13.6617 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 4,891 | 13.7648 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 9,820 | 13.5983 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 13,907 | 13.7644 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 15,348 | 13.5798 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 16,045 | 13.6602 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 22,906 | 13.7640 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Long | 17 | 13.7000 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Long | 18 | 13.6733 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Long | 105 | 13.6550 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Long | 231 | 13.6150 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Long | 234 | 13.6725 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Long | 258 | 13.7650 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Long | 359 | 13.7623 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Long | 967 | 13.6772 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Long | 1,334 | 13.6605 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Long | 2,780 | 13.5613 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Long | 3,000 | 13.6510 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Long | 3,478 | 13.7650 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Long | 3,704 | 13.7638 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Long | 6,039 | 13.6517 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Long | 13,747 | 13.6418 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Long | 14,450 | 13.7622 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Long | 21,952 | 13.7637 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Long | 45,722 | 13.6608 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Long | 82,614 | 13.6582 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Long | 219,879 | 13.6533 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 125 | 13.7005 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 156 | 13.6527 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 428 | 13.6539 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 562 | 13.6973 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 583 | 13.6749 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 676 | 13.6445 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 681 | 13.6955 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 955 | 13.6503 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 1,237 | 13.6689 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 2,105 | 13.6866 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 2,229 | 13.6987 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 2,647 | 13.6762 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 2,773 | 13.6544 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 3,170 | 13.6824 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 4,389 | 13.6886 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 4,507 | 13.7651 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 4,844 | 13.6760 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 10,515 | 13.7465 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 13,482 | 13.6768 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 153,096 | 13.6754 GBP | |||
EUR 0.22 ordinary | SWAP | Opening Long | 14,425 | 13.6872 GBP | |||
EUR 0.22 ordinary | SWAP | Opening Short | 1,523 | 13.6689 GBP | |||
EUR 0.22 ordinary | SWAP | Opening Short | 5,348 | 13.6777 GBP | |||
|
|
|
|
|
|
|
|
(c) | Stock-settled derivative transactions (including options) |
| |||||
(i) | Writing, selling, purchasing or varying |
| |||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
|
| paid/ |
security |
| varying etc | to which |
|
|
| received |
|
|
| option |
|
|
| per unit |
|
|
| relates |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii) | Exercising |
|
|
|
|
|
|
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
|
| securities | unit | |||
|
|
|
|
| |||
|
|
|
|
|
|
|
|
(d) | Other dealings (including subscribing for new securities) |
| |||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security |
|
| applicable) | ||||
|
|
|
| ||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
| |||||
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
| |||||
formal or informal, relating to relevant securities which may be an inducement to deal |
|
| |||||
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
| ||||||
to the offer or any person acting in concert with a party to the offer: |
|
|
| ||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
| |||||
Details of any agreement, arrangement or understanding, formal or informal, between |
|
| |||||
the person making the disclosure and any other person relating to: |
|
| |||||
(i) the voting rights of any relevant securities under any option; or |
|
|
| ||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
|
| |||||
any derivative is referenced: |
|
|
|
|
|
| |
NONE | |||||||
(c) | Attachments |
|
|
|
|
|
|
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 19 Apr 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Related Shares:
BarclaysMondi