10th Apr 2024 14:55
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: |
| Barclays PLC. | ||||
(b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | MONDI PLC | |||||
| relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 09 Apr 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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| disclosures in respect of any other party to the offer? | DS SMITH PLC |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing(if any) |
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Class of relevant security: | EUR 0.22 ordinary | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: |
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| 3,980,463 | 0.90% | 5,792,758 | 1.31% |
(2) | Cash-settled derivatives: |
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| and/or controlled: |
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| 5,386,861 | 1.22% | 3,619,945 | 0.82% |
(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: |
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| 0 | 0.00% | 0 | 0.00% |
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| TOTAL: |
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| 9,367,324 | 2.12% | 9,412,703 | 2.13% |
(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales |
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Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security |
| securities |
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EUR 0.22 ordinary | Purchase | 97,847 | 14.2400 GBP | ||||
EUR 0.22 ordinary | Purchase | 73,165 | 14.2338 GBP | ||||
EUR 0.22 ordinary | Purchase | 62,497 | 14.2122 GBP | ||||
EUR 0.22 ordinary | Purchase | 32,190 | 14.2271 GBP | ||||
EUR 0.22 ordinary | Purchase | 18,274 | 14.2178 GBP | ||||
EUR 0.22 ordinary | Purchase | 16,380 | 14.2084 GBP | ||||
EUR 0.22 ordinary | Purchase | 14,794 | 14.1650 GBP | ||||
EUR 0.22 ordinary | Purchase | 14,041 | 14.2070 GBP | ||||
EUR 0.22 ordinary | Purchase | 12,549 | 14.1949 GBP | ||||
EUR 0.22 ordinary | Purchase | 12,534 | 14.2428 GBP | ||||
EUR 0.22 ordinary | Purchase | 12,248 | 14.2411 GBP | ||||
EUR 0.22 ordinary | Purchase | 12,179 | 14.2173 GBP | ||||
EUR 0.22 ordinary | Purchase | 11,719 | 14.2107 GBP | ||||
EUR 0.22 ordinary | Purchase | 10,953 | 14.2401 GBP | ||||
EUR 0.22 ordinary | Purchase | 8,052 | 14.2060 GBP | ||||
ADR | Purchase | 7,800 | 36.0224 USD | ||||
EUR 0.22 ordinary | Purchase | 7,608 | 14.2391 GBP | ||||
EUR 0.22 ordinary | Purchase | 6,734 | 14.2105 GBP | ||||
EUR 0.22 ordinary | Purchase | 5,022 | 14.2029 GBP | ||||
EUR 0.22 ordinary | Purchase | 4,664 | 14.2015 GBP | ||||
EUR 0.22 ordinary | Purchase | 4,566 | 14.2138 GBP | ||||
EUR 0.22 ordinary | Purchase | 4,125 | 14.2026 GBP | ||||
EUR 0.22 ordinary | Purchase | 3,424 | 14.2207 GBP | ||||
EUR 0.22 ordinary | Purchase | 3,154 | 14.2067 GBP | ||||
EUR 0.22 ordinary | Purchase | 2,878 | 14.2090 GBP | ||||
EUR 0.22 ordinary | Purchase | 2,848 | 14.2379 GBP | ||||
EUR 0.22 ordinary | Purchase | 2,824 | 14.2141 GBP | ||||
EUR 0.22 ordinary | Purchase | 2,276 | 14.2027 GBP | ||||
EUR 0.22 ordinary | Purchase | 2,010 | 14.1750 GBP | ||||
EUR 0.22 ordinary | Purchase | 1,783 | 14.2195 GBP | ||||
EUR 0.22 ordinary | Purchase | 1,735 | 14.2450 GBP | ||||
ADR | Purchase | 1,648 | 36.0732 USD | ||||
EUR 0.22 ordinary | Purchase | 1,504 | 14.2250 GBP | ||||
EUR 0.22 ordinary | Purchase | 1,301 | 14.2129 GBP | ||||
EUR 0.22 ordinary | Purchase | 1,254 | 14.2217 GBP | ||||
EUR 0.22 ordinary | Purchase | 1,188 | 14.2109 GBP | ||||
EUR 0.22 ordinary | Purchase | 1,175 | 14.2500 GBP | ||||
EUR 0.22 ordinary | Purchase | 873 | 14.2180 GBP | ||||
EUR 0.22 ordinary | Purchase | 634 | 14.2000 GBP | ||||
EUR 0.22 ordinary | Purchase | 608 | 14.2350 GBP | ||||
EUR 0.22 ordinary | Purchase | 604 | 14.2200 GBP | ||||
EUR 0.22 ordinary | Purchase | 451 | 14.1850 GBP | ||||
EUR 0.22 ordinary | Purchase | 437 | 14.2150 GBP | ||||
EUR 0.22 ordinary | Purchase | 437 | 14.2144 GBP | ||||
EUR 0.22 ordinary | Purchase | 360 | 14.1922 GBP | ||||
EUR 0.22 ordinary | Purchase | 355 | 14.2368 GBP | ||||
EUR 0.22 ordinary | Purchase | 311 | 14.2075 GBP | ||||
EUR 0.22 ordinary | Purchase | 302 | 14.2550 GBP | ||||
EUR 0.22 ordinary | Purchase | 293 | 14.2100 GBP | ||||
EUR 0.22 ordinary | Purchase | 242 | 14.2050 GBP | ||||
EUR 0.22 ordinary | Purchase | 223 | 14.1350 GBP | ||||
EUR 0.22 ordinary | Purchase | 211 | 14.1900 GBP | ||||
EUR 0.22 ordinary | Purchase | 142 | 14.2376 GBP | ||||
EUR 0.22 ordinary | Purchase | 86 | 14.2213 GBP | ||||
EUR 0.22 ordinary | Purchase | 64 | 14.1300 GBP | ||||
EUR 0.22 ordinary | Purchase | 59 | 14.1950 GBP | ||||
EUR 0.22 ordinary | Purchase | 6 | 14.1925 GBP | ||||
EUR 0.22 ordinary | Purchase | 3 | 14.2235 GBP | ||||
EUR 0.22 ordinary | Purchase | 2 | 14.2359 GBP | ||||
EUR 0.22 ordinary | Sale | 244,858 | 14.2302 GBP | ||||
EUR 0.22 ordinary | Sale | 38,799 | 14.2132 GBP | ||||
EUR 0.22 ordinary | Sale | 36,789 | 14.2187 GBP | ||||
EUR 0.22 ordinary | Sale | 28,252 | 14.2080 GBP | ||||
EUR 0.22 ordinary | Sale | 28,010 | 14.2052 GBP | ||||
EUR 0.22 ordinary | Sale | 23,839 | 14.2235 GBP | ||||
EUR 0.22 ordinary | Sale | 23,198 | 14.2386 GBP | ||||
EUR 0.22 ordinary | Sale | 19,239 | 14.2341 GBP | ||||
EUR 0.22 ordinary | Sale | 14,041 | 14.2085 GBP | ||||
EUR 0.22 ordinary | Sale | 12,328 | 14.2061 GBP | ||||
EUR 0.22 ordinary | Sale | 11,058 | 14.2128 GBP | ||||
EUR 0.22 ordinary | Sale | 8,431 | 14.2025 GBP | ||||
ADR | Sale | 7,800 | 36.0224 USD | ||||
EUR 0.22 ordinary | Sale | 7,267 | 14.2125 GBP | ||||
EUR 0.22 ordinary | Sale | 6,401 | 14.2041 GBP | ||||
EUR 0.22 ordinary | Sale | 4,885 | 14.2043 GBP | ||||
EUR 0.22 ordinary | Sale | 3,803 | 14.2122 GBP | ||||
EUR 0.22 ordinary | Sale | 3,147 | 14.2378 GBP | ||||
EUR 0.22 ordinary | Sale | 3,138 | 14.2213 GBP | ||||
EUR 0.22 ordinary | Sale | 2,779 | 14.2400 GBP | ||||
EUR 0.22 ordinary | Sale | 2,428 | 14.2329 GBP | ||||
EUR 0.22 ordinary | Sale | 2,287 | 14.2394 GBP | ||||
EUR 0.22 ordinary | Sale | 2,246 | 14.2126 GBP | ||||
EUR 0.22 ordinary | Sale | 1,677 | 14.2250 GBP | ||||
ADR | Sale | 1,648 | 36.0732 USD | ||||
EUR 0.22 ordinary | Sale | 1,523 | 14.1946 GBP | ||||
EUR 0.22 ordinary | Sale | 1,521 | 14.2372 GBP | ||||
EUR 0.22 ordinary | Sale | 1,447 | 14.1997 GBP | ||||
EUR 0.22 ordinary | Sale | 1,175 | 14.2500 GBP | ||||
EUR 0.22 ordinary | Sale | 1,035 | 14.1863 GBP | ||||
EUR 0.22 ordinary | Sale | 851 | 14.2230 GBP | ||||
EUR 0.22 ordinary | Sale | 739 | 14.1747 GBP | ||||
EUR 0.22 ordinary | Sale | 731 | 14.2382 GBP | ||||
EUR 0.22 ordinary | Sale | 692 | 14.1978 GBP | ||||
EUR 0.22 ordinary | Sale | 634 | 14.2000 GBP | ||||
EUR 0.22 ordinary | Sale | 608 | 14.2350 GBP | ||||
EUR 0.22 ordinary | Sale | 472 | 14.2316 GBP | ||||
EUR 0.22 ordinary | Sale | 451 | 14.1850 GBP | ||||
EUR 0.22 ordinary | Sale | 437 | 14.2150 GBP | ||||
EUR 0.22 ordinary | Sale | 372 | 14.1750 GBP | ||||
EUR 0.22 ordinary | Sale | 355 | 14.2270 GBP | ||||
EUR 0.22 ordinary | Sale | 335 | 14.2450 GBP | ||||
EUR 0.22 ordinary | Sale | 302 | 14.2550 GBP | ||||
EUR 0.22 ordinary | Sale | 301 | 14.2182 GBP | ||||
EUR 0.22 ordinary | Sale | 293 | 14.2100 GBP | ||||
EUR 0.22 ordinary | Sale | 274 | 14.2201 GBP | ||||
EUR 0.22 ordinary | Sale | 242 | 14.2050 GBP | ||||
EUR 0.22 ordinary | Sale | 223 | 14.1350 GBP | ||||
EUR 0.22 ordinary | Sale | 211 | 14.1900 GBP | ||||
EUR 0.22 ordinary | Sale | 210 | 14.2075 GBP | ||||
EUR 0.22 ordinary | Sale | 198 | 14.2200 GBP | ||||
EUR 0.22 ordinary | Sale | 183 | 14.1976 GBP | ||||
EUR 0.22 ordinary | Sale | 160 | 14.2517 GBP | ||||
EUR 0.22 ordinary | Sale | 156 | 14.1650 GBP | ||||
EUR 0.22 ordinary | Sale | 142 | 14.2177 GBP | ||||
EUR 0.22 ordinary | Sale | 137 | 14.2360 GBP | ||||
EUR 0.22 ordinary | Sale | 122 | 14.1576 GBP | ||||
EUR 0.22 ordinary | Sale | 59 | 14.1950 GBP | ||||
EUR 0.22 ordinary | Sale | -28 | 14.2359 GBP | ||||
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(b) | Cash-settled derivative transactions |
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Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description |
| reference | unit | |||
security |
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EUR 0.22 ordinary | SWAP | Closing Long | 570 | 14.2018 GBP | |||
EUR 0.22 ordinary | SWAP | Closing Long | 9,823 | 14.2392 GBP | |||
EUR 0.22 ordinary | SWAP | Closing Long | 10,760 | 14.2400 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Long | 2 | 14.2400 GBP | |||
EUR 0.22 ordinary | CFD | Decreasing Long | 1,638 | 14.1750 GBP | |||
EUR 0.22 ordinary | CFD | Decreasing Long | 3,424 | 14.2207 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Long | 12,248 | 14.2411 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Long | 12,534 | 14.2428 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Long | 18,274 | 14.2178 GBP | |||
EUR 0.22 ordinary | CFD | Decreasing Long | 19,310 | 14.2400 GBP | |||
EUR 0.22 ordinary | CFD | Decreasing Long | 29,497 | 14.2090 GBP | |||
EUR 0.22 ordinary | CFD | Decreasing Long | 55,177 | 14.2151 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Long | 73,165 | 14.2338 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 2 | 14.1900 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 15 | 14.2398 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 62 | 14.2000 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 72 | 14.2461 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 122 | 14.1577 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 160 | 14.2517 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 1,190 | 14.1944 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 1,682 | 14.2248 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 2,171 | 14.2027 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 3,138 | 14.2213 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 11,233 | 14.2364 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 29,172 | 14.2070 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 36,789 | 14.2187 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 36,848 | 14.2391 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Long | 2 | 14.2400 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Long | 183 | 14.1976 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Long | 376 | 14.2382 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Long | 1,011 | 14.2123 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Long | 1,035 | 14.1863 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Long | 1,521 | 14.2371 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Long | 1,523 | 14.1946 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Long | 2,122 | 14.2151 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Long | 2,428 | 14.2329 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Long | 3,147 | 14.2378 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Long | 18,447 | 14.2400 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Long | 23,198 | 14.2385 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Long | 23,839 | 14.2235 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Long | 27,051 | 14.2255 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Long | 147,067 | 14.2118 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 40 | 14.2144 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 64 | 14.1300 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 82 | 14.2251 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 83 | 14.2051 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 100 | 14.1500 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 129 | 14.2064 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 142 | 14.2376 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 187 | 14.2075 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 354 | 14.1927 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 360 | 14.1922 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 589 | 14.2226 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 834 | 14.2186 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 860 | 14.2204 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 873 | 14.2180 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 955 | 14.2087 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 10,953 | 14.2401 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 12,549 | 14.1949 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 46,071 | 14.2246 GBP | |||
EUR 0.22 ordinary | SWAP | Opening Long | 2,287 | 14.2394 GBP | |||
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(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
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security |
| varying etc | to which |
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| received |
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| option |
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| per unit |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
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(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security |
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 10 Apr 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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