29th Feb 2024 14:06
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: |
| Barclays PLC. | ||||
(b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | MONDI PLC | |||||
| relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 28 Feb 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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| disclosures in respect of any other party to the offer? | DS SMITH PLC |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing(if any) |
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Class of relevant security: | EUR 0.22 ordinary | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: |
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| 1,272,418 | 0.29% | 3,463,663 | 0.78% |
(2) | Cash-settled derivatives: |
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| and/or controlled: |
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| 2,850,372 | 0.65% | 553,237 | 0.13% |
(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: |
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| 0 | 0.00% | 0 | 0.00% |
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| TOTAL: |
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| 4,122,790 | 0.93% | 4,016,900 | 0.91% |
(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales |
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Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security |
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EUR 0.22 ordinary | Purchase | 78,567 | 14.0928 GBP | ||||
EUR 0.22 ordinary | Purchase | 53,802 | 14.1000 GBP | ||||
EUR 0.22 ordinary | Purchase | 47,664 | 14.0966 GBP | ||||
EUR 0.22 ordinary | Purchase | 29,016 | 14.0521 GBP | ||||
EUR 0.22 ordinary | Purchase | 22,079 | 14.0535 GBP | ||||
EUR 0.22 ordinary | Purchase | 15,826 | 14.0620 GBP | ||||
EUR 0.22 ordinary | Purchase | 12,474 | 14.0798 GBP | ||||
EUR 0.22 ordinary | Purchase | 10,960 | 14.0791 GBP | ||||
EUR 0.22 ordinary | Purchase | 9,918 | 14.0703 GBP | ||||
EUR 0.22 ordinary | Purchase | 8,448 | 14.0913 GBP | ||||
EUR 0.22 ordinary | Purchase | 8,161 | 14.0895 GBP | ||||
EUR 0.22 ordinary | Purchase | 7,634 | 14.1001 GBP | ||||
EUR 0.22 ordinary | Purchase | 7,443 | 14.0992 GBP | ||||
EUR 0.22 ordinary | Purchase | 7,002 | 14.0769 GBP | ||||
ADR | Purchase | 5,004 | 35.8841 USD | ||||
EUR 0.22 ordinary | Purchase | 4,863 | 14.1005 GBP | ||||
EUR 0.22 ordinary | Purchase | 4,719 | 14.0799 GBP | ||||
EUR 0.22 ordinary | Purchase | 3,238 | 14.0735 GBP | ||||
EUR 0.22 ordinary | Purchase | 3,071 | 14.0764 GBP | ||||
EUR 0.22 ordinary | Purchase | 2,740 | 14.0300 GBP | ||||
EUR 0.22 ordinary | Purchase | 2,368 | 14.0964 GBP | ||||
EUR 0.22 ordinary | Purchase | 2,154 | 14.0900 GBP | ||||
EUR 0.22 ordinary | Purchase | 2,053 | 14.0725 GBP | ||||
EUR 0.22 ordinary | Purchase | 2,044 | 14.1119 GBP | ||||
EUR 0.22 ordinary | Purchase | 1,925 | 14.1044 GBP | ||||
EUR 0.22 ordinary | Purchase | 1,923 | 14.1150 GBP | ||||
EUR 0.22 ordinary | Purchase | 1,862 | 14.0807 GBP | ||||
EUR 0.22 ordinary | Purchase | 1,707 | 14.0055 GBP | ||||
EUR 0.22 ordinary | Purchase | 1,699 | 14.0939 GBP | ||||
EUR 0.22 ordinary | Purchase | 1,554 | 14.1100 GBP | ||||
EUR 0.22 ordinary | Purchase | 1,482 | 14.0921 GBP | ||||
EUR 0.22 ordinary | Purchase | 1,318 | 14.1052 GBP | ||||
EUR 0.22 ordinary | Purchase | 1,139 | 14.0920 GBP | ||||
EUR 0.22 ordinary | Purchase | 1,105 | 14.0329 GBP | ||||
EUR 0.22 ordinary | Purchase | 932 | 14.0509 GBP | ||||
EUR 0.22 ordinary | Purchase | 835 | 14.0963 GBP | ||||
EUR 0.22 ordinary | Purchase | 800 | 14.1259 GBP | ||||
EUR 0.22 ordinary | Purchase | 686 | 14.0650 GBP | ||||
EUR 0.22 ordinary | Purchase | 624 | 14.1200 GBP | ||||
EUR 0.22 ordinary | Purchase | 525 | 14.0950 GBP | ||||
EUR 0.22 ordinary | Purchase | 505 | 14.1500 GBP | ||||
EUR 0.22 ordinary | Purchase | 480 | 14.0375 GBP | ||||
EUR 0.22 ordinary | Purchase | 480 | 14.1181 GBP | ||||
EUR 0.22 ordinary | Purchase | 466 | 14.1400 GBP | ||||
EUR 0.22 ordinary | Purchase | 426 | 14.0325 GBP | ||||
EUR 0.22 ordinary | Purchase | 414 | 14.0700 GBP | ||||
EUR 0.22 ordinary | Purchase | 374 | 14.1350 GBP | ||||
EUR 0.22 ordinary | Purchase | 350 | 14.0550 GBP | ||||
EUR 0.22 ordinary | Purchase | 250 | 14.1550 GBP | ||||
EUR 0.22 ordinary | Purchase | 180 | 14.0450 GBP | ||||
EUR 0.22 ordinary | Purchase | 169 | 14.1300 GBP | ||||
EUR 0.22 ordinary | Purchase | 169 | 14.0225 GBP | ||||
EUR 0.22 ordinary | Purchase | 149 | 14.0850 GBP | ||||
EUR 0.22 ordinary | Purchase | 144 | 14.1450 GBP | ||||
EUR 0.22 ordinary | Purchase | 115 | 14.0350 GBP | ||||
EUR 0.22 ordinary | Purchase | 80 | 14.1050 GBP | ||||
EUR 0.22 ordinary | Purchase | 75 | 14.0959 GBP | ||||
EUR 0.22 ordinary | Purchase | 38 | 14.1186 GBP | ||||
EUR 0.22 ordinary | Purchase | 21 | 14.0525 GBP | ||||
EUR 0.22 ordinary | Purchase | 19 | 14.0800 GBP | ||||
ADR | Purchase | 18 | 35.5900 USD | ||||
EUR 0.22 ordinary | Purchase | 16 | 14.1287 GBP | ||||
EUR 0.22 ordinary | Purchase | 6 | 14.0600 GBP | ||||
EUR 0.22 ordinary | Purchase | 5 | 14.1190 GBP | ||||
EUR 0.22 ordinary | Sale | 213,741 | 14.0945 GBP | ||||
EUR 0.22 ordinary | Sale | 56,841 | 14.0897 GBP | ||||
EUR 0.22 ordinary | Sale | 41,428 | 14.0994 GBP | ||||
EUR 0.22 ordinary | Sale | 29,244 | 14.0997 GBP | ||||
EUR 0.22 ordinary | Sale | 26,981 | 14.0981 GBP | ||||
EUR 0.22 ordinary | Sale | 17,922 | 14.1000 GBP | ||||
EUR 0.22 ordinary | Sale | 15,758 | 14.0896 GBP | ||||
EUR 0.22 ordinary | Sale | 14,102 | 14.0901 GBP | ||||
EUR 0.22 ordinary | Sale | 13,096 | 14.1004 GBP | ||||
EUR 0.22 ordinary | Sale | 12,621 | 14.0926 GBP | ||||
EUR 0.22 ordinary | Sale | 11,790 | 14.0791 GBP | ||||
EUR 0.22 ordinary | Sale | 6,781 | 14.1054 GBP | ||||
EUR 0.22 ordinary | Sale | 6,566 | 14.0964 GBP | ||||
EUR 0.22 ordinary | Sale | 5,068 | 14.0661 GBP | ||||
ADR | Sale | 5,004 | 35.8841 USD | ||||
EUR 0.22 ordinary | Sale | 4,790 | 14.0927 GBP | ||||
EUR 0.22 ordinary | Sale | 4,534 | 14.1166 GBP | ||||
EUR 0.22 ordinary | Sale | 2,557 | 14.0919 GBP | ||||
EUR 0.22 ordinary | Sale | 2,395 | 14.1163 GBP | ||||
EUR 0.22 ordinary | Sale | 2,323 | 14.0853 GBP | ||||
EUR 0.22 ordinary | Sale | 2,294 | 14.1150 GBP | ||||
EUR 0.22 ordinary | Sale | 2,182 | 14.1196 GBP | ||||
EUR 0.22 ordinary | Sale | 1,995 | 14.1157 GBP | ||||
EUR 0.22 ordinary | Sale | 1,953 | 14.1089 GBP | ||||
EUR 0.22 ordinary | Sale | 1,693 | 14.0846 GBP | ||||
EUR 0.22 ordinary | Sale | 1,554 | 14.1100 GBP | ||||
EUR 0.22 ordinary | Sale | 1,318 | 14.1066 GBP | ||||
EUR 0.22 ordinary | Sale | 1,222 | 14.0670 GBP | ||||
EUR 0.22 ordinary | Sale | 856 | 14.0790 GBP | ||||
EUR 0.22 ordinary | Sale | 847 | 14.1028 GBP | ||||
EUR 0.22 ordinary | Sale | 800 | 13.9986 GBP | ||||
EUR 0.22 ordinary | Sale | 797 | 14.0608 GBP | ||||
EUR 0.22 ordinary | Sale | 701 | 14.1178 GBP | ||||
EUR 0.22 ordinary | Sale | 667 | 14.0921 GBP | ||||
EUR 0.22 ordinary | Sale | 641 | 14.0076 GBP | ||||
EUR 0.22 ordinary | Sale | 637 | 14.0900 GBP | ||||
EUR 0.22 ordinary | Sale | 624 | 14.1200 GBP | ||||
EUR 0.22 ordinary | Sale | 623 | 14.1400 GBP | ||||
EUR 0.22 ordinary | Sale | 560 | 14.0980 GBP | ||||
EUR 0.22 ordinary | Sale | 527 | 14.0983 GBP | ||||
EUR 0.22 ordinary | Sale | 525 | 14.0950 GBP | ||||
EUR 0.22 ordinary | Sale | 505 | 14.1500 GBP | ||||
EUR 0.22 ordinary | Sale | 484 | 14.1350 GBP | ||||
EUR 0.22 ordinary | Sale | 463 | 14.1155 GBP | ||||
EUR 0.22 ordinary | Sale | 377 | 14.0850 GBP | ||||
EUR 0.22 ordinary | Sale | 356 | 14.0700 GBP | ||||
EUR 0.22 ordinary | Sale | 303 | 14.1158 GBP | ||||
EUR 0.22 ordinary | Sale | 284 | 14.0918 GBP | ||||
EUR 0.22 ordinary | Sale | 272 | 14.0550 GBP | ||||
EUR 0.22 ordinary | Sale | 266 | 14.0210 GBP | ||||
EUR 0.22 ordinary | Sale | 251 | 14.1450 GBP | ||||
EUR 0.22 ordinary | Sale | 250 | 14.1550 GBP | ||||
EUR 0.22 ordinary | Sale | 243 | 14.0963 GBP | ||||
EUR 0.22 ordinary | Sale | 235 | 14.0564 GBP | ||||
EUR 0.22 ordinary | Sale | 184 | 14.0350 GBP | ||||
EUR 0.22 ordinary | Sale | 180 | 14.0450 GBP | ||||
EUR 0.22 ordinary | Sale | 171 | 14.0943 GBP | ||||
EUR 0.22 ordinary | Sale | 169 | 14.0225 GBP | ||||
EUR 0.22 ordinary | Sale | 80 | 14.1050 GBP | ||||
EUR 0.22 ordinary | Sale | 77 | 14.0725 GBP | ||||
EUR 0.22 ordinary | Sale | 19 | 14.0800 GBP | ||||
ADR | Sale | 18 | 35.5900 USD | ||||
EUR 0.22 ordinary | Sale | 16 | 14.1301 GBP | ||||
EUR 0.22 ordinary | Sale | 6 | 14.0600 GBP | ||||
EUR 0.22 ordinary | Sale | 5 | 14.1204 GBP | ||||
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(b) | Cash-settled derivative transactions |
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Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description |
| reference | unit | |||
security |
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EUR 0.22 ordinary | SWAP | Decreasing Long | 58 | 14.0700 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Long | 155 | 14.0737 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Long | 158 | 14.1177 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Long | 226 | 14.0834 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Long | 640 | 14.0846 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Long | 800 | 14.1259 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Long | 1,101 | 14.1015 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Long | 1,429 | 14.0000 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Long | 1,791 | 14.0626 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Long | 2,186 | 14.1138 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Long | 2,533 | 14.0507 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Long | 3,156 | 14.1124 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Long | 3,847 | 14.0488 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Long | 4,273 | 14.0913 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Long | 4,410 | 14.0690 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Long | 4,863 | 14.1005 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Long | 5,602 | 14.0465 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Long | 7,634 | 14.1001 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Long | 22,079 | 14.0535 GBP | |||
EUR 0.22 ordinary | CFD | Decreasing Short | 240 | 14.0695 GBP | |||
EUR 0.22 ordinary | CFD | Decreasing Short | 797 | 14.0608 GBP | |||
EUR 0.22 ordinary | CFD | Decreasing Short | 4,038 | 14.1000 GBP | |||
EUR 0.22 ordinary | CFD | Decreasing Short | 5,964 | 14.0972 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 29,244 | 14.0997 GBP | |||
EUR 0.22 ordinary | CFD | Decreasing Short | 34,641 | 14.0609 GBP | |||
EUR 0.22 ordinary | CFD | Decreasing Short | 101,832 | 14.1019 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Long | 210 | 14.0637 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Long | 215 | 13.9750 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Long | 336 | 14.0678 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Long | 376 | 14.0550 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Long | 496 | 14.0710 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Long | 813 | 14.0909 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Long | 3,945 | 14.1107 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Long | 5,609 | 14.0926 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Long | 11,790 | 14.0791 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Long | 14,102 | 14.0902 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Long | 25,252 | 14.0971 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Long | 110,030 | 14.1000 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 30 | 14.0801 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 137 | 14.1200 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 425 | 14.0962 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Short | 1,139 | 14.0920 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 1,482 | 14.0921 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Short | 3,696 | 14.1000 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Short | 20,751 | 14.0431 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Short | 32,693 | 14.0903 GBP | |||
EUR 0.22 ordinary | SWAP | Opening Long | 10,601 | 14.0913 GBP | |||
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(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
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security |
| varying etc | to which |
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| received |
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| option |
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| per unit |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
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(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security |
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 29 Feb 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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