11th Apr 2024 14:13
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: |
| Barclays PLC. | ||||
(b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | MONDI PLC | |||||
| relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 10 Apr 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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| disclosures in respect of any other party to the offer? | DS SMITH PLC |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing(if any) |
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Class of relevant security: | EUR 0.22 ordinary | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: |
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| 3,838,224 | 0.87% | 5,937,229 | 1.35% |
(2) | Cash-settled derivatives: |
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| and/or controlled: |
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| 5,552,979 | 1.26% | 3,503,177 | 0.79% |
(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: |
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| 0 | 0.00% | 0 | 0.00% |
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| TOTAL: |
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| 9,391,203 | 2.13% | 9,440,406 | 2.14% |
(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales |
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Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security |
| securities |
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EUR 0.22 ordinary | Purchase | 59,578 | 14.2090 GBP | ||||
EUR 0.22 ordinary | Purchase | 42,161 | 14.2108 GBP | ||||
EUR 0.22 ordinary | Purchase | 36,377 | 14.2300 GBP | ||||
EUR 0.22 ordinary | Purchase | 22,262 | 14.1986 GBP | ||||
EUR 0.22 ordinary | Purchase | 18,475 | 14.2308 GBP | ||||
EUR 0.22 ordinary | Purchase | 17,861 | 14.1595 GBP | ||||
EUR 0.22 ordinary | Purchase | 15,100 | 14.1347 GBP | ||||
EUR 0.22 ordinary | Purchase | 6,009 | 14.1838 GBP | ||||
EUR 0.22 ordinary | Purchase | 5,388 | 14.1944 GBP | ||||
EUR 0.22 ordinary | Purchase | 3,646 | 14.2086 GBP | ||||
EUR 0.22 ordinary | Purchase | 3,487 | 14.2250 GBP | ||||
EUR 0.22 ordinary | Purchase | 3,463 | 14.1946 GBP | ||||
EUR 0.22 ordinary | Purchase | 3,436 | 14.1813 GBP | ||||
EUR 0.22 ordinary | Purchase | 3,039 | 14.1796 GBP | ||||
EUR 0.22 ordinary | Purchase | 2,428 | 14.1892 GBP | ||||
EUR 0.22 ordinary | Purchase | 2,350 | 14.1865 GBP | ||||
EUR 0.22 ordinary | Purchase | 2,262 | 14.1997 GBP | ||||
EUR 0.22 ordinary | Purchase | 2,095 | 14.2123 GBP | ||||
EUR 0.22 ordinary | Purchase | 2,063 | 14.2231 GBP | ||||
EUR 0.22 ordinary | Purchase | 1,768 | 14.2260 GBP | ||||
EUR 0.22 ordinary | Purchase | 1,264 | 14.2700 GBP | ||||
EUR 0.22 ordinary | Purchase | 1,178 | 14.1906 GBP | ||||
EUR 0.22 ordinary | Purchase | 1,155 | 14.2487 GBP | ||||
EUR 0.22 ordinary | Purchase | 875 | 14.2088 GBP | ||||
EUR 0.22 ordinary | Purchase | 856 | 14.1875 GBP | ||||
EUR 0.22 ordinary | Purchase | 663 | 14.1850 GBP | ||||
EUR 0.22 ordinary | Purchase | 633 | 14.1742 GBP | ||||
EUR 0.22 ordinary | Purchase | 622 | 14.2133 GBP | ||||
EUR 0.22 ordinary | Purchase | 615 | 14.2356 GBP | ||||
EUR 0.22 ordinary | Purchase | 475 | 14.2007 GBP | ||||
EUR 0.22 ordinary | Purchase | 440 | 14.1779 GBP | ||||
EUR 0.22 ordinary | Purchase | 420 | 14.2307 GBP | ||||
EUR 0.22 ordinary | Purchase | 291 | 14.2600 GBP | ||||
EUR 0.22 ordinary | Purchase | 291 | 14.2200 GBP | ||||
EUR 0.22 ordinary | Purchase | 290 | 14.2000 GBP | ||||
EUR 0.22 ordinary | Purchase | 284 | 14.1825 GBP | ||||
EUR 0.22 ordinary | Purchase | 264 | 14.1750 GBP | ||||
EUR 0.22 ordinary | Purchase | 260 | 14.1150 GBP | ||||
EUR 0.22 ordinary | Purchase | 218 | 14.3200 GBP | ||||
EUR 0.22 ordinary | Purchase | 217 | 14.2150 GBP | ||||
EUR 0.22 ordinary | Purchase | 207 | 14.1800 GBP | ||||
EUR 0.22 ordinary | Purchase | 203 | 14.2075 GBP | ||||
ADR | Purchase | 200 | 35.5600 USD | ||||
EUR 0.22 ordinary | Purchase | 185 | 14.3119 GBP | ||||
EUR 0.22 ordinary | Purchase | 142 | 14.1845 GBP | ||||
EUR 0.22 ordinary | Purchase | 29 | 14.2050 GBP | ||||
EUR 0.22 ordinary | Purchase | 4 | 14.2325 GBP | ||||
EUR 0.22 ordinary | Purchase | 2 | 14.1635 GBP | ||||
EUR 0.22 ordinary | Purchase | 2 | 14.1010 GBP | ||||
EUR 0.22 ordinary | Purchase | 1 | 14.2259 GBP | ||||
EUR 0.22 ordinary | Sale | 258,274 | 14.2177 GBP | ||||
EUR 0.22 ordinary | Sale | 45,158 | 14.1930 GBP | ||||
EUR 0.22 ordinary | Sale | 30,190 | 14.1809 GBP | ||||
EUR 0.22 ordinary | Sale | 26,086 | 14.2290 GBP | ||||
EUR 0.22 ordinary | Sale | 24,644 | 14.2300 GBP | ||||
EUR 0.22 ordinary | Sale | 17,213 | 14.1949 GBP | ||||
EUR 0.22 ordinary | Sale | 16,021 | 14.2014 GBP | ||||
EUR 0.22 ordinary | Sale | 15,000 | 14.2048 GBP | ||||
EUR 0.22 ordinary | Sale | 12,753 | 14.2185 GBP | ||||
EUR 0.22 ordinary | Sale | 12,542 | 14.1675 GBP | ||||
EUR 0.22 ordinary | Sale | 11,095 | 14.1936 GBP | ||||
EUR 0.22 ordinary | Sale | 7,979 | 14.1729 GBP | ||||
EUR 0.22 ordinary | Sale | 7,853 | 14.2298 GBP | ||||
EUR 0.22 ordinary | Sale | 6,696 | 14.1712 GBP | ||||
EUR 0.22 ordinary | Sale | 6,415 | 14.1674 GBP | ||||
EUR 0.22 ordinary | Sale | 5,135 | 14.2288 GBP | ||||
EUR 0.22 ordinary | Sale | 5,057 | 14.2313 GBP | ||||
EUR 0.22 ordinary | Sale | 4,794 | 14.2297 GBP | ||||
EUR 0.22 ordinary | Sale | 4,358 | 14.1911 GBP | ||||
EUR 0.22 ordinary | Sale | 3,387 | 14.1969 GBP | ||||
EUR 0.22 ordinary | Sale | 3,199 | 14.2825 GBP | ||||
EUR 0.22 ordinary | Sale | 3,002 | 14.2034 GBP | ||||
EUR 0.22 ordinary | Sale | 2,522 | 14.2390 GBP | ||||
EUR 0.22 ordinary | Sale | 2,491 | 14.1972 GBP | ||||
EUR 0.22 ordinary | Sale | 2,089 | 14.2092 GBP | ||||
EUR 0.22 ordinary | Sale | 2,085 | 14.1744 GBP | ||||
EUR 0.22 ordinary | Sale | 1,935 | 14.2091 GBP | ||||
EUR 0.22 ordinary | Sale | 1,899 | 14.2600 GBP | ||||
EUR 0.22 ordinary | Sale | 1,495 | 14.1605 GBP | ||||
EUR 0.22 ordinary | Sale | 1,341 | 14.1886 GBP | ||||
EUR 0.22 ordinary | Sale | 1,320 | 14.2838 GBP | ||||
EUR 0.22 ordinary | Sale | 1,178 | 14.1725 GBP | ||||
EUR 0.22 ordinary | Sale | 1,085 | 14.2081 GBP | ||||
EUR 0.22 ordinary | Sale | 986 | 14.1514 GBP | ||||
EUR 0.22 ordinary | Sale | 933 | 14.1645 GBP | ||||
EUR 0.22 ordinary | Sale | 600 | 14.2464 GBP | ||||
EUR 0.22 ordinary | Sale | 567 | 14.1791 GBP | ||||
EUR 0.22 ordinary | Sale | 491 | 14.1484 GBP | ||||
EUR 0.22 ordinary | Sale | 479 | 14.2100 GBP | ||||
EUR 0.22 ordinary | Sale | 318 | 14.1875 GBP | ||||
EUR 0.22 ordinary | Sale | 290 | 14.2000 GBP | ||||
EUR 0.22 ordinary | Sale | 280 | 14.2150 GBP | ||||
EUR 0.22 ordinary | Sale | 266 | 14.1681 GBP | ||||
EUR 0.22 ordinary | Sale | 231 | 14.1900 GBP | ||||
ADR | Sale | 200 | 35.5600 USD | ||||
EUR 0.22 ordinary | Sale | 142 | 14.1850 GBP | ||||
EUR 0.22 ordinary | Sale | 80 | 14.2050 GBP | ||||
EUR 0.22 ordinary | Sale | 68 | 14.2747 GBP | ||||
EUR 0.22 ordinary | Sale | 14 | 14.2525 GBP | ||||
EUR 0.22 ordinary | Sale | 4 | 14.2339 GBP | ||||
EUR 0.22 ordinary | Sale | 2 | 14.1025 GBP | ||||
EUR 0.22 ordinary | Sale | 2 | 14.1650 GBP | ||||
EUR 0.22 ordinary | Sale | -14 | 14.2259 GBP | ||||
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(b) | Cash-settled derivative transactions |
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Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description |
| reference | unit | |||
security |
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EUR 0.22 ordinary | CFD | Decreasing Long | 876 | 14.2300 GBP | |||
EUR 0.22 ordinary | CFD | Decreasing Long | 1,264 | 14.2700 GBP | |||
EUR 0.22 ordinary | CFD | Decreasing Long | 2,501 | 14.1847 GBP | |||
EUR 0.22 ordinary | CFD | Decreasing Long | 2,684 | 14.1996 GBP | |||
EUR 0.22 ordinary | CFD | Decreasing Long | 3,463 | 14.1946 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Long | 6,009 | 14.1838 GBP | |||
EUR 0.22 ordinary | CFD | Decreasing Long | 26,655 | 14.2021 GBP | |||
EUR 0.22 ordinary | CFD | Decreasing Long | 36,776 | 14.2044 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Long | 42,161 | 14.2108 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 7 | 14.1957 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 17 | 14.2498 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 97 | 14.1750 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 125 | 14.2121 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 191 | 14.2305 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 262 | 14.2253 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 600 | 14.2464 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 660 | 14.1945 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 1,216 | 14.1862 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 1,270 | 14.2314 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 2,522 | 14.2390 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 2,898 | 14.2250 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 7,853 | 14.2298 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 8,725 | 14.2176 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 17,168 | 14.2244 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 38,171 | 14.2094 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 45,158 | 14.1930 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 66,933 | 14.2300 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Long | 68 | 14.2747 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Long | 73 | 14.1738 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Long | 676 | 14.2018 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Long | 982 | 14.1267 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Long | 1,330 | 14.2000 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Long | 1,641 | 14.1792 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Long | 3,002 | 14.2034 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Long | 3,387 | 14.1969 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Long | 3,894 | 14.1843 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Long | 8,196 | 14.2300 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Long | 14,800 | 14.2285 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Long | 16,028 | 14.2014 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Long | 40,791 | 14.2276 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Long | 44,497 | 14.2300 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Long | 118,541 | 14.1811 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 129 | 14.2068 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 162 | 14.1936 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 204 | 14.2379 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 206 | 14.3050 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 337 | 14.1938 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 875 | 14.2088 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 1,088 | 14.1953 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 1,377 | 14.2109 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 1,730 | 14.2226 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 1,768 | 14.2260 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 3,436 | 14.1813 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 3,551 | 14.2166 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 13,819 | 14.2209 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 15,100 | 14.1347 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 17,861 | 14.1595 GBP | |||
EUR 0.22 ordinary | SWAP | Opening Long | 15,139 | 14.1948 GBP | |||
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(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
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security |
| varying etc | to which |
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| received |
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| option |
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| per unit |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
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(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security |
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 11 Apr 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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