8th Apr 2024 14:43
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: |
| Barclays PLC. | ||||
(b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | MONDI PLC | |||||
| relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 05 Apr 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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| disclosures in respect of any other party to the offer? | DS SMITH PLC |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing(if any) |
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Class of relevant security: | EUR 0.22 ordinary | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: |
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| 4,151,504 | 0.94% | 5,419,346 | 1.23% |
(2) | Cash-settled derivatives: |
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| and/or controlled: |
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| 4,958,860 | 1.12% | 3,769,100 | 0.85% |
(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: |
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| 0 | 0.00% | 0 | 0.00% |
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| TOTAL: |
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| 9,110,364 | 2.06% | 9,188,446 | 2.08% |
(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales |
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Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security |
| securities |
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EUR 0.22 ordinary | Purchase | 106,394 | 13.9864 GBP | ||||
EUR 0.22 ordinary | Purchase | 57,200 | 13.9893 GBP | ||||
EUR 0.22 ordinary | Purchase | 54,742 | 13.9625 GBP | ||||
EUR 0.22 ordinary | Purchase | 33,944 | 13.9582 GBP | ||||
EUR 0.22 ordinary | Purchase | 25,014 | 13.9850 GBP | ||||
EUR 0.22 ordinary | Purchase | 21,198 | 13.9668 GBP | ||||
EUR 0.22 ordinary | Purchase | 20,965 | 13.9802 GBP | ||||
EUR 0.22 ordinary | Purchase | 18,026 | 13.9786 GBP | ||||
EUR 0.22 ordinary | Purchase | 13,873 | 13.9843 GBP | ||||
EUR 0.22 ordinary | Purchase | 9,823 | 13.9991 GBP | ||||
EUR 0.22 ordinary | Purchase | 8,887 | 13.9867 GBP | ||||
EUR 0.22 ordinary | Purchase | 8,887 | 13.9970 GBP | ||||
EUR 0.22 ordinary | Purchase | 8,241 | 13.9664 GBP | ||||
EUR 0.22 ordinary | Purchase | 7,016 | 13.9751 GBP | ||||
EUR 0.22 ordinary | Purchase | 4,548 | 13.9830 GBP | ||||
EUR 0.22 ordinary | Purchase | 2,876 | 14.0418 GBP | ||||
EUR 0.22 ordinary | Purchase | 2,744 | 13.9706 GBP | ||||
EUR 0.22 ordinary | Purchase | 1,738 | 13.9747 GBP | ||||
EUR 0.22 ordinary | Purchase | 1,737 | 13.9767 GBP | ||||
EUR 0.22 ordinary | Purchase | 1,736 | 14.0298 GBP | ||||
EUR 0.22 ordinary | Purchase | 1,711 | 14.0123 GBP | ||||
ADR | Purchase | 1,400 | 35.0142 USD | ||||
EUR 0.22 ordinary | Purchase | 1,340 | 13.9691 GBP | ||||
EUR 0.22 ordinary | Purchase | 1,222 | 13.9700 GBP | ||||
EUR 0.22 ordinary | Purchase | 925 | 14.0150 GBP | ||||
EUR 0.22 ordinary | Purchase | 888 | 13.9904 GBP | ||||
EUR 0.22 ordinary | Purchase | 788 | 14.0786 GBP | ||||
EUR 0.22 ordinary | Purchase | 645 | 13.9826 GBP | ||||
EUR 0.22 ordinary | Purchase | 645 | 13.9950 GBP | ||||
EUR 0.22 ordinary | Purchase | 612 | 14.0045 GBP | ||||
EUR 0.22 ordinary | Purchase | 610 | 13.9785 GBP | ||||
EUR 0.22 ordinary | Purchase | 605 | 14.0000 GBP | ||||
EUR 0.22 ordinary | Purchase | 568 | 14.0100 GBP | ||||
EUR 0.22 ordinary | Purchase | 562 | 14.0148 GBP | ||||
EUR 0.22 ordinary | Purchase | 514 | 13.9750 GBP | ||||
EUR 0.22 ordinary | Purchase | 484 | 14.0300 GBP | ||||
EUR 0.22 ordinary | Purchase | 422 | 14.0190 GBP | ||||
EUR 0.22 ordinary | Purchase | 411 | 13.9746 GBP | ||||
ADR | Purchase | 400 | 35.3000 USD | ||||
EUR 0.22 ordinary | Purchase | 352 | 13.9600 GBP | ||||
EUR 0.22 ordinary | Purchase | 346 | 13.9000 GBP | ||||
EUR 0.22 ordinary | Purchase | 339 | 13.9400 GBP | ||||
EUR 0.22 ordinary | Purchase | 297 | 13.9800 GBP | ||||
EUR 0.22 ordinary | Purchase | 284 | 14.0050 GBP | ||||
EUR 0.22 ordinary | Purchase | 279 | 13.9350 GBP | ||||
EUR 0.22 ordinary | Purchase | 235 | 13.9150 GBP | ||||
EUR 0.22 ordinary | Purchase | 217 | 13.9900 GBP | ||||
EUR 0.22 ordinary | Purchase | 216 | 13.9450 GBP | ||||
EUR 0.22 ordinary | Purchase | 159 | 13.9624 GBP | ||||
EUR 0.22 ordinary | Purchase | 140 | 14.0025 GBP | ||||
EUR 0.22 ordinary | Purchase | 123 | 13.9100 GBP | ||||
EUR 0.22 ordinary | Purchase | 104 | 13.9550 GBP | ||||
EUR 0.22 ordinary | Purchase | 86 | 13.9975 GBP | ||||
EUR 0.22 ordinary | Purchase | 61 | 13.9200 GBP | ||||
EUR 0.22 ordinary | Purchase | 17 | 13.9770 GBP | ||||
EUR 0.22 ordinary | Purchase | 1 | 13.9936 GBP | ||||
EUR 0.22 ordinary | Sale | 252,958 | 13.9775 GBP | ||||
EUR 0.22 ordinary | Sale | 124,463 | 13.9850 GBP | ||||
EUR 0.22 ordinary | Sale | 108,116 | 13.9702 GBP | ||||
EUR 0.22 ordinary | Sale | 76,761 | 13.9717 GBP | ||||
EUR 0.22 ordinary | Sale | 49,334 | 13.9814 GBP | ||||
EUR 0.22 ordinary | Sale | 45,069 | 13.9914 GBP | ||||
EUR 0.22 ordinary | Sale | 32,188 | 13.9689 GBP | ||||
EUR 0.22 ordinary | Sale | 23,037 | 13.9655 GBP | ||||
EUR 0.22 ordinary | Sale | 22,566 | 13.9841 GBP | ||||
EUR 0.22 ordinary | Sale | 20,511 | 13.9736 GBP | ||||
EUR 0.22 ordinary | Sale | 18,624 | 13.9697 GBP | ||||
EUR 0.22 ordinary | Sale | 18,105 | 13.9852 GBP | ||||
EUR 0.22 ordinary | Sale | 15,847 | 13.9806 GBP | ||||
EUR 0.22 ordinary | Sale | 11,730 | 13.9803 GBP | ||||
EUR 0.22 ordinary | Sale | 10,611 | 13.9857 GBP | ||||
EUR 0.22 ordinary | Sale | 9,627 | 13.9947 GBP | ||||
EUR 0.22 ordinary | Sale | 8,813 | 13.9922 GBP | ||||
EUR 0.22 ordinary | Sale | 5,376 | 13.9851 GBP | ||||
EUR 0.22 ordinary | Sale | 4,749 | 13.9853 GBP | ||||
EUR 0.22 ordinary | Sale | 4,673 | 13.9910 GBP | ||||
EUR 0.22 ordinary | Sale | 4,097 | 13.9710 GBP | ||||
EUR 0.22 ordinary | Sale | 4,025 | 14.0117 GBP | ||||
EUR 0.22 ordinary | Sale | 3,869 | 13.9778 GBP | ||||
EUR 0.22 ordinary | Sale | 3,546 | 13.9830 GBP | ||||
EUR 0.22 ordinary | Sale | 3,096 | 13.9524 GBP | ||||
EUR 0.22 ordinary | Sale | 3,085 | 13.9787 GBP | ||||
EUR 0.22 ordinary | Sale | 2,259 | 13.9849 GBP | ||||
EUR 0.22 ordinary | Sale | 2,223 | 13.9854 GBP | ||||
EUR 0.22 ordinary | Sale | 1,510 | 13.9750 GBP | ||||
EUR 0.22 ordinary | Sale | 1,463 | 13.9810 GBP | ||||
ADR | Sale | 1,400 | 35.0142 USD | ||||
EUR 0.22 ordinary | Sale | 1,233 | 14.0162 GBP | ||||
EUR 0.22 ordinary | Sale | 957 | 13.9500 GBP | ||||
EUR 0.22 ordinary | Sale | 875 | 13.9815 GBP | ||||
EUR 0.22 ordinary | Sale | 870 | 13.9886 GBP | ||||
EUR 0.22 ordinary | Sale | 862 | 13.9796 GBP | ||||
EUR 0.22 ordinary | Sale | 775 | 13.9950 GBP | ||||
EUR 0.22 ordinary | Sale | 740 | 13.9616 GBP | ||||
EUR 0.22 ordinary | Sale | 682 | 14.0150 GBP | ||||
EUR 0.22 ordinary | Sale | 632 | 13.9825 GBP | ||||
EUR 0.22 ordinary | Sale | 605 | 14.0000 GBP | ||||
EUR 0.22 ordinary | Sale | 568 | 14.0100 GBP | ||||
EUR 0.22 ordinary | Sale | 514 | 14.1000 GBP | ||||
EUR 0.22 ordinary | Sale | 484 | 14.0300 GBP | ||||
EUR 0.22 ordinary | Sale | 430 | 13.9450 GBP | ||||
EUR 0.22 ordinary | Sale | 411 | 14.0200 GBP | ||||
ADR | Sale | 400 | 35.3000 USD | ||||
EUR 0.22 ordinary | Sale | 356 | 13.9863 GBP | ||||
EUR 0.22 ordinary | Sale | 346 | 13.9000 GBP | ||||
EUR 0.22 ordinary | Sale | 344 | 14.0862 GBP | ||||
EUR 0.22 ordinary | Sale | 339 | 13.9400 GBP | ||||
EUR 0.22 ordinary | Sale | 297 | 13.9800 GBP | ||||
EUR 0.22 ordinary | Sale | 260 | 13.9700 GBP | ||||
EUR 0.22 ordinary | Sale | 235 | 13.9150 GBP | ||||
EUR 0.22 ordinary | Sale | 222 | 13.9875 GBP | ||||
EUR 0.22 ordinary | Sale | 201 | 13.9350 GBP | ||||
EUR 0.22 ordinary | Sale | 123 | 13.9100 GBP | ||||
EUR 0.22 ordinary | Sale | 104 | 13.9550 GBP | ||||
EUR 0.22 ordinary | Sale | 61 | 13.9200 GBP | ||||
EUR 0.22 ordinary | Sale | 46 | 14.0050 GBP | ||||
EUR 0.22 ordinary | Sale | 27 | 13.9900 GBP | ||||
EUR 0.22 ordinary | Sale | 10 | 14.0867 GBP | ||||
EUR 0.22 ordinary | Sale | -30 | 13.9770 GBP | ||||
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(b) | Cash-settled derivative transactions |
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Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description |
| reference | unit | |||
security |
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EUR 0.22 ordinary | SWAP | Closing Long | 2,846 | 13.9736 GBP | |||
EUR 0.22 ordinary | SWAP | Closing Long | 11,331 | 13.9843 GBP | |||
EUR 0.22 ordinary | SWAP | Closing Long | 22,484 | 13.9850 GBP | |||
EUR 0.22 ordinary | SWAP | Closing Short | 124 | 13.9983 GBP | |||
EUR 0.22 ordinary | SWAP | Closing Short | 11,647 | 13.9919 GBP | |||
EUR 0.22 ordinary | SWAP | Closing Short | 15,699 | 13.9821 GBP | |||
EUR 0.22 ordinary | SWAP | Closing Short | 105,531 | 13.9850 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Long | 1 | 13.9450 GBP | |||
EUR 0.22 ordinary | CFD | Decreasing Long | 48 | 13.9700 GBP | |||
EUR 0.22 ordinary | CFD | Decreasing Long | 1,986 | 13.9861 GBP | |||
EUR 0.22 ordinary | CFD | Decreasing Long | 2,948 | 14.0068 GBP | |||
EUR 0.22 ordinary | CFD | Decreasing Long | 4,270 | 14.0372 GBP | |||
EUR 0.22 ordinary | CFD | Decreasing Long | 9,823 | 13.9991 GBP | |||
EUR 0.22 ordinary | CFD | Decreasing Long | 12,940 | 13.9972 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Long | 18,026 | 13.9786 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Long | 21,776 | 13.9850 GBP | |||
EUR 0.22 ordinary | CFD | Decreasing Long | 23,219 | 13.9753 GBP | |||
EUR 0.22 ordinary | CFD | Decreasing Long | 54,742 | 13.9625 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 5 | 14.0700 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 10 | 14.0867 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 54 | 14.0848 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 129 | 13.9950 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 290 | 14.0864 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 400 | 14.0400 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 439 | 13.9500 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 514 | 14.1000 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 1,068 | 13.9797 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 2,202 | 14.0388 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 2,259 | 13.9848 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 5,100 | 13.9940 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 8,813 | 13.9922 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 44,117 | 13.9847 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 49,334 | 13.9814 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Long | 48 | 13.9700 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Long | 411 | 14.0200 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Long | 862 | 13.9796 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Long | 1,463 | 13.9810 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Long | 1,951 | 13.9783 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Long | 2,824 | 14.0028 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Long | 11,730 | 13.9803 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Long | 18,105 | 13.9852 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Long | 18,624 | 13.9697 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Long | 26,453 | 13.9929 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Long | 453,068 | 13.9712 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 100 | 13.9950 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 159 | 13.9624 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 190 | 13.9900 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 260 | 13.9758 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 735 | 13.9962 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 1,383 | 13.9515 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 1,737 | 13.9767 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 2,365 | 13.9527 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 3,075 | 13.9727 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 5,757 | 13.9477 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 5,876 | 13.9719 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 7,696 | 13.9486 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 7,750 | 13.9641 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 8,283 | 13.9648 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 8,887 | 13.9970 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 8,887 | 13.9867 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 20,829 | 13.9850 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 21,198 | 13.9668 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 30,482 | 13.9881 GBP | |||
EUR 0.22 ordinary | SWAP | Opening Long | 15,112 | 13.9783 GBP | |||
EUR 0.22 ordinary | SWAP | Opening Short | 98 | 13.9976 GBP | |||
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(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
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security |
| varying etc | to which |
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| received |
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| option |
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| per unit |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
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(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security |
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 08 Apr 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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