22nd Mar 2024 12:31
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: |
| Barclays PLC. | ||||
(b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | MONDI PLC | |||||
| relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 21 Mar 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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| disclosures in respect of any other party to the offer? | DS SMITH PLC |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing(if any) |
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Class of relevant security: | EUR 0.22 ordinary | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: |
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| 4,306,636 | 0.98% | 3,783,299 | 0.86% |
(2) | Cash-settled derivatives: |
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| and/or controlled: |
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| 2,974,484 | 0.67% | 3,751,044 | 0.85% |
(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: |
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| 0 | 0.00% | 0 | 0.00% |
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| TOTAL: |
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| 7,281,120 | 1.65% | 7,534,343 | 1.71% |
(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales |
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Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security |
| securities |
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EUR 0.22 ordinary | Purchase | 193,762 | 13.6650 GBP | ||||
EUR 0.22 ordinary | Purchase | 75,075 | 13.6641 GBP | ||||
EUR 0.22 ordinary | Purchase | 43,200 | 13.6321 GBP | ||||
EUR 0.22 ordinary | Purchase | 41,169 | 13.6160 GBP | ||||
EUR 0.22 ordinary | Purchase | 37,794 | 13.6435 GBP | ||||
EUR 0.22 ordinary | Purchase | 34,597 | 13.6174 GBP | ||||
EUR 0.22 ordinary | Purchase | 26,478 | 13.6319 GBP | ||||
EUR 0.22 ordinary | Purchase | 17,061 | 13.6330 GBP | ||||
EUR 0.22 ordinary | Purchase | 15,711 | 13.6469 GBP | ||||
EUR 0.22 ordinary | Purchase | 13,900 | 13.6199 GBP | ||||
EUR 0.22 ordinary | Purchase | 13,349 | 13.6093 GBP | ||||
EUR 0.22 ordinary | Purchase | 12,536 | 13.5984 GBP | ||||
EUR 0.22 ordinary | Purchase | 12,036 | 13.6507 GBP | ||||
EUR 0.22 ordinary | Purchase | 11,307 | 13.6499 GBP | ||||
EUR 0.22 ordinary | Purchase | 10,239 | 13.5993 GBP | ||||
EUR 0.22 ordinary | Purchase | 8,824 | 13.6186 GBP | ||||
EUR 0.22 ordinary | Purchase | 8,607 | 13.6651 GBP | ||||
EUR 0.22 ordinary | Purchase | 6,726 | 13.6009 GBP | ||||
EUR 0.22 ordinary | Purchase | 6,474 | 13.6148 GBP | ||||
EUR 0.22 ordinary | Purchase | 6,434 | 13.6426 GBP | ||||
EUR 0.22 ordinary | Purchase | 6,232 | 13.6020 GBP | ||||
EUR 0.22 ordinary | Purchase | 3,707 | 13.6255 GBP | ||||
EUR 0.22 ordinary | Purchase | 3,650 | 13.6084 GBP | ||||
EUR 0.22 ordinary | Purchase | 3,015 | 13.6001 GBP | ||||
EUR 0.22 ordinary | Purchase | 2,850 | 13.6200 GBP | ||||
EUR 0.22 ordinary | Purchase | 2,821 | 13.5981 GBP | ||||
EUR 0.22 ordinary | Purchase | 2,673 | 13.5986 GBP | ||||
EUR 0.22 ordinary | Purchase | 2,358 | 13.6611 GBP | ||||
EUR 0.22 ordinary | Purchase | 1,639 | 13.6095 GBP | ||||
EUR 0.22 ordinary | Purchase | 1,597 | 13.6306 GBP | ||||
EUR 0.22 ordinary | Purchase | 1,562 | 13.6185 GBP | ||||
EUR 0.22 ordinary | Purchase | 1,485 | 13.5686 GBP | ||||
EUR 0.22 ordinary | Purchase | 1,471 | 13.6078 GBP | ||||
EUR 0.22 ordinary | Purchase | 1,460 | 13.6554 GBP | ||||
EUR 0.22 ordinary | Purchase | 1,454 | 13.6394 GBP | ||||
EUR 0.22 ordinary | Purchase | 1,349 | 13.6015 GBP | ||||
EUR 0.22 ordinary | Purchase | 1,315 | 13.6157 GBP | ||||
EUR 0.22 ordinary | Purchase | 1,240 | 13.5922 GBP | ||||
EUR 0.22 ordinary | Purchase | 1,188 | 13.6159 GBP | ||||
EUR 0.22 ordinary | Purchase | 1,062 | 13.5646 GBP | ||||
EUR 0.22 ordinary | Purchase | 991 | 13.6532 GBP | ||||
EUR 0.22 ordinary | Purchase | 969 | 13.6322 GBP | ||||
EUR 0.22 ordinary | Purchase | 943 | 13.6215 GBP | ||||
EUR 0.22 ordinary | Purchase | 931 | 13.5530 GBP | ||||
EUR 0.22 ordinary | Purchase | 813 | 13.6168 GBP | ||||
EUR 0.22 ordinary | Purchase | 628 | 13.5474 GBP | ||||
EUR 0.22 ordinary | Purchase | 598 | 13.6350 GBP | ||||
EUR 0.22 ordinary | Purchase | 591 | 13.6342 GBP | ||||
EUR 0.22 ordinary | Purchase | 540 | 13.6041 GBP | ||||
EUR 0.22 ordinary | Purchase | 439 | 13.6665 GBP | ||||
EUR 0.22 ordinary | Purchase | 431 | 13.5568 GBP | ||||
EUR 0.22 ordinary | Purchase | 380 | 13.5696 GBP | ||||
EUR 0.22 ordinary | Purchase | 347 | 13.6250 GBP | ||||
EUR 0.22 ordinary | Purchase | 336 | 13.6229 GBP | ||||
ADR | Purchase | 300 | 34.5600 USD | ||||
EUR 0.22 ordinary | Purchase | 293 | 13.5950 GBP | ||||
EUR 0.22 ordinary | Purchase | 242 | 13.5550 GBP | ||||
EUR 0.22 ordinary | Purchase | 240 | 13.5325 GBP | ||||
EUR 0.22 ordinary | Purchase | 217 | 13.6175 GBP | ||||
EUR 0.22 ordinary | Purchase | 210 | 13.6500 GBP | ||||
EUR 0.22 ordinary | Purchase | 208 | 13.6000 GBP | ||||
EUR 0.22 ordinary | Purchase | 180 | 13.6086 GBP | ||||
EUR 0.22 ordinary | Purchase | 173 | 13.6700 GBP | ||||
EUR 0.22 ordinary | Purchase | 88 | 13.6572 GBP | ||||
EUR 0.22 ordinary | Purchase | 52 | 13.5775 GBP | ||||
ADR | Purchase | 32 | 34.9800 USD | ||||
EUR 0.22 ordinary | Purchase | 20 | 13.6600 GBP | ||||
EUR 0.22 ordinary | Purchase | 3 | 13.6550 GBP | ||||
EUR 0.22 ordinary | Sale | 192,194 | 13.6650 GBP | ||||
EUR 0.22 ordinary | Sale | 148,000 | 13.6624 GBP | ||||
EUR 0.22 ordinary | Sale | 93,404 | 13.6274 GBP | ||||
EUR 0.22 ordinary | Sale | 86,480 | 13.6638 GBP | ||||
EUR 0.22 ordinary | Sale | 72,166 | 13.6093 GBP | ||||
EUR 0.22 ordinary | Sale | 66,665 | 13.6086 GBP | ||||
EUR 0.22 ordinary | Sale | 50,189 | 13.6242 GBP | ||||
EUR 0.22 ordinary | Sale | 30,106 | 13.6611 GBP | ||||
EUR 0.22 ordinary | Sale | 19,927 | 13.6586 GBP | ||||
EUR 0.22 ordinary | Sale | 13,008 | 13.5587 GBP | ||||
EUR 0.22 ordinary | Sale | 7,201 | 13.6073 GBP | ||||
EUR 0.22 ordinary | Sale | 7,115 | 13.6518 GBP | ||||
EUR 0.22 ordinary | Sale | 6,889 | 13.6276 GBP | ||||
EUR 0.22 ordinary | Sale | 4,670 | 13.5971 GBP | ||||
EUR 0.22 ordinary | Sale | 4,063 | 13.6133 GBP | ||||
EUR 0.22 ordinary | Sale | 2,572 | 13.6441 GBP | ||||
EUR 0.22 ordinary | Sale | 2,350 | 13.6662 GBP | ||||
EUR 0.22 ordinary | Sale | 2,084 | 13.6122 GBP | ||||
EUR 0.22 ordinary | Sale | 1,877 | 13.6423 GBP | ||||
EUR 0.22 ordinary | Sale | 1,682 | 13.6404 GBP | ||||
EUR 0.22 ordinary | Sale | 1,616 | 13.5612 GBP | ||||
EUR 0.22 ordinary | Sale | 1,304 | 13.6267 GBP | ||||
EUR 0.22 ordinary | Sale | 1,191 | 13.5555 GBP | ||||
EUR 0.22 ordinary | Sale | 966 | 13.6201 GBP | ||||
EUR 0.22 ordinary | Sale | 931 | 13.5544 GBP | ||||
EUR 0.22 ordinary | Sale | 656 | 13.5947 GBP | ||||
EUR 0.22 ordinary | Sale | 610 | 13.6443 GBP | ||||
EUR 0.22 ordinary | Sale | 600 | 13.6250 GBP | ||||
EUR 0.22 ordinary | Sale | 515 | 13.5865 GBP | ||||
EUR 0.22 ordinary | Sale | 484 | 13.6263 GBP | ||||
EUR 0.22 ordinary | Sale | 438 | 13.6651 GBP | ||||
EUR 0.22 ordinary | Sale | 431 | 13.5581 GBP | ||||
EUR 0.22 ordinary | Sale | 405 | 13.6070 GBP | ||||
EUR 0.22 ordinary | Sale | 382 | 13.5950 GBP | ||||
EUR 0.22 ordinary | Sale | 302 | 13.6539 GBP | ||||
ADR | Sale | 300 | 34.5600 USD | ||||
EUR 0.22 ordinary | Sale | 300 | 13.5650 GBP | ||||
EUR 0.22 ordinary | Sale | 292 | 13.5830 GBP | ||||
EUR 0.22 ordinary | Sale | 290 | 13.6716 GBP | ||||
EUR 0.22 ordinary | Sale | 277 | 13.6200 GBP | ||||
EUR 0.22 ordinary | Sale | 237 | 13.5700 GBP | ||||
EUR 0.22 ordinary | Sale | 221 | 13.6225 GBP | ||||
EUR 0.22 ordinary | Sale | 207 | 13.6556 GBP | ||||
EUR 0.22 ordinary | Sale | 201 | 13.6500 GBP | ||||
EUR 0.22 ordinary | Sale | 180 | 13.6100 GBP | ||||
EUR 0.22 ordinary | Sale | 151 | 13.5419 GBP | ||||
EUR 0.22 ordinary | Sale | 143 | 13.6449 GBP | ||||
EUR 0.22 ordinary | Sale | 137 | 13.6350 GBP | ||||
EUR 0.22 ordinary | Sale | 134 | 13.6272 GBP | ||||
EUR 0.22 ordinary | Sale | 116 | 13.5900 GBP | ||||
EUR 0.22 ordinary | Sale | 111 | 13.6447 GBP | ||||
EUR 0.22 ordinary | Sale | 84 | 13.6446 GBP | ||||
ADR | Sale | 32 | 34.9800 USD | ||||
EUR 0.22 ordinary | Sale | 4 | 13.6481 GBP | ||||
EUR 0.22 ordinary | Sale | 3 | 13.6433 GBP | ||||
EUR 0.22 ordinary | Sale | 3 | 13.6550 GBP | ||||
EUR 0.22 ordinary | Sale | 1 | 13.6425 GBP | ||||
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(b) | Cash-settled derivative transactions |
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Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description |
| reference | unit | |||
security |
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EUR 0.22 ordinary | CFD | Decreasing Long | 10 | 13.6650 GBP | |||
EUR 0.22 ordinary | CFD | Decreasing Long | 52 | 13.5775 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Long | 1,083 | 13.6650 GBP | |||
EUR 0.22 ordinary | CFD | Decreasing Long | 2,101 | 13.5903 GBP | |||
EUR 0.22 ordinary | CFD | Decreasing Long | 4,164 | 13.6074 GBP | |||
EUR 0.22 ordinary | CFD | Decreasing Long | 6,726 | 13.6008 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Long | 180,587 | 13.6650 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 100 | 13.5650 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 134 | 13.6272 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 151 | 13.5419 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 273 | 13.5634 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 383 | 13.6171 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 590 | 13.5498 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 601 | 13.5611 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 966 | 13.6201 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 1,877 | 13.6423 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 5,825 | 13.6073 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 7,115 | 13.6518 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 21,760 | 13.6646 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 50,189 | 13.6242 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 65,042 | 13.6644 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Long | 10 | 13.6650 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Long | 1,452 | 13.6065 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Long | 1,682 | 13.6404 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Long | 14,325 | 13.6639 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Long | 19,927 | 13.6586 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Long | 41,681 | 13.6650 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Long | 66,665 | 13.6086 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Long | 72,166 | 13.6093 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 369 | 13.6600 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 370 | 13.5672 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 380 | 13.6097 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 768 | 13.6044 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 780 | 13.6132 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 815 | 13.6387 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 972 | 13.6066 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 1,112 | 13.6155 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 1,112 | 13.5918 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 1,266 | 13.6212 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 1,597 | 13.6306 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 2,511 | 13.6154 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 2,835 | 13.5997 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 5,138 | 13.6157 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 6,474 | 13.6148 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 7,511 | 13.6310 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 8,607 | 13.6651 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 10,063 | 13.5962 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 13,900 | 13.6199 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 16,909 | 13.6220 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 26,478 | 13.6319 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 38,303 | 13.6111 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 43,200 | 13.6321 GBP | |||
EUR 0.22 ordinary | SWAP | Opening Short | 1,143 | 13.5649 GBP | |||
EUR 0.22 ordinary | SWAP | Opening Short | 2,118 | 13.6211 GBP | |||
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(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
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security |
| varying etc | to which |
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| received |
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| option |
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| per unit |
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| relates |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
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(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security |
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 22 Mar 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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