9th Apr 2024 14:30
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: |
| Barclays PLC. | ||||
(b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | MONDI PLC | |||||
| relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 08 Apr 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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| disclosures in respect of any other party to the offer? | DS SMITH PLC |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing(if any) |
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Class of relevant security: | EUR 0.22 ordinary | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: |
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| 4,034,745 | 0.91% | 5,779,735 | 1.31% |
(2) | Cash-settled derivatives: |
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| and/or controlled: |
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| 5,357,260 | 1.21% | 3,667,376 | 0.83% |
(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: |
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| 0 | 0.00% | 0 | 0.00% |
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| TOTAL: |
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| 9,392,005 | 2.13% | 9,447,111 | 2.14% |
(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales |
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Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security |
| securities |
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EUR 0.22 ordinary | Purchase | 94,328 | 14.1291 GBP | ||||
EUR 0.22 ordinary | Purchase | 44,389 | 14.0196 GBP | ||||
EUR 0.22 ordinary | Purchase | 34,183 | 14.1573 GBP | ||||
EUR 0.22 ordinary | Purchase | 25,065 | 14.1650 GBP | ||||
EUR 0.22 ordinary | Purchase | 24,085 | 14.0666 GBP | ||||
EUR 0.22 ordinary | Purchase | 16,863 | 14.0438 GBP | ||||
EUR 0.22 ordinary | Purchase | 15,986 | 14.1066 GBP | ||||
EUR 0.22 ordinary | Purchase | 14,841 | 14.1642 GBP | ||||
EUR 0.22 ordinary | Purchase | 12,036 | 14.0079 GBP | ||||
EUR 0.22 ordinary | Purchase | 5,572 | 13.9941 GBP | ||||
EUR 0.22 ordinary | Purchase | 3,593 | 14.0329 GBP | ||||
EUR 0.22 ordinary | Purchase | 2,362 | 14.0618 GBP | ||||
EUR 0.22 ordinary | Purchase | 2,129 | 14.0697 GBP | ||||
EUR 0.22 ordinary | Purchase | 1,939 | 14.0773 GBP | ||||
EUR 0.22 ordinary | Purchase | 1,387 | 14.0144 GBP | ||||
ADR | Purchase | 1,200 | 35.5700 USD | ||||
EUR 0.22 ordinary | Purchase | 1,111 | 14.0552 GBP | ||||
EUR 0.22 ordinary | Purchase | 756 | 14.0604 GBP | ||||
EUR 0.22 ordinary | Purchase | 480 | 14.1196 GBP | ||||
EUR 0.22 ordinary | Purchase | 344 | 14.0350 GBP | ||||
EUR 0.22 ordinary | Purchase | 325 | 14.0250 GBP | ||||
EUR 0.22 ordinary | Purchase | 314 | 13.9628 GBP | ||||
EUR 0.22 ordinary | Purchase | 251 | 14.0300 GBP | ||||
EUR 0.22 ordinary | Purchase | 211 | 13.9500 GBP | ||||
EUR 0.22 ordinary | Purchase | 207 | 14.0100 GBP | ||||
EUR 0.22 ordinary | Purchase | 182 | 14.0850 GBP | ||||
EUR 0.22 ordinary | Purchase | 163 | 13.9750 GBP | ||||
EUR 0.22 ordinary | Purchase | 155 | 14.1081 GBP | ||||
EUR 0.22 ordinary | Purchase | 111 | 13.9950 GBP | ||||
EUR 0.22 ordinary | Purchase | 100 | 13.8950 GBP | ||||
EUR 0.22 ordinary | Purchase | 11 | 14.1609 GBP | ||||
EUR 0.22 ordinary | Purchase | 1 | 14.0750 GBP | ||||
EUR 0.22 ordinary | Sale | 320,121 | 14.0975 GBP | ||||
EUR 0.22 ordinary | Sale | 65,993 | 14.1555 GBP | ||||
EUR 0.22 ordinary | Sale | 58,115 | 14.0523 GBP | ||||
EUR 0.22 ordinary | Sale | 46,939 | 14.0988 GBP | ||||
EUR 0.22 ordinary | Sale | 43,142 | 14.0538 GBP | ||||
EUR 0.22 ordinary | Sale | 28,744 | 14.0374 GBP | ||||
EUR 0.22 ordinary | Sale | 28,437 | 14.0685 GBP | ||||
EUR 0.22 ordinary | Sale | 24,913 | 14.1650 GBP | ||||
EUR 0.22 ordinary | Sale | 22,573 | 14.1629 GBP | ||||
EUR 0.22 ordinary | Sale | 21,002 | 14.0989 GBP | ||||
EUR 0.22 ordinary | Sale | 19,659 | 14.1069 GBP | ||||
EUR 0.22 ordinary | Sale | 17,972 | 14.0994 GBP | ||||
EUR 0.22 ordinary | Sale | 17,507 | 14.0249 GBP | ||||
EUR 0.22 ordinary | Sale | 14,935 | 14.0459 GBP | ||||
EUR 0.22 ordinary | Sale | 13,895 | 14.0627 GBP | ||||
EUR 0.22 ordinary | Sale | 9,139 | 14.0896 GBP | ||||
EUR 0.22 ordinary | Sale | 6,509 | 14.1112 GBP | ||||
EUR 0.22 ordinary | Sale | 5,304 | 14.1649 GBP | ||||
EUR 0.22 ordinary | Sale | 4,402 | 14.0893 GBP | ||||
EUR 0.22 ordinary | Sale | 3,875 | 14.0537 GBP | ||||
EUR 0.22 ordinary | Sale | 3,502 | 14.0968 GBP | ||||
EUR 0.22 ordinary | Sale | 3,158 | 14.1031 GBP | ||||
EUR 0.22 ordinary | Sale | 2,318 | 14.0714 GBP | ||||
EUR 0.22 ordinary | Sale | 1,754 | 14.0757 GBP | ||||
EUR 0.22 ordinary | Sale | 1,638 | 14.0880 GBP | ||||
EUR 0.22 ordinary | Sale | 1,483 | 14.1435 GBP | ||||
EUR 0.22 ordinary | Sale | 1,461 | 13.9980 GBP | ||||
EUR 0.22 ordinary | Sale | 1,240 | 14.0617 GBP | ||||
ADR | Sale | 1,200 | 35.5700 USD | ||||
EUR 0.22 ordinary | Sale | 1,123 | 14.0927 GBP | ||||
EUR 0.22 ordinary | Sale | 1,071 | 13.9833 GBP | ||||
EUR 0.22 ordinary | Sale | 1,065 | 14.0951 GBP | ||||
EUR 0.22 ordinary | Sale | 971 | 14.0816 GBP | ||||
EUR 0.22 ordinary | Sale | 960 | 14.1467 GBP | ||||
EUR 0.22 ordinary | Sale | 639 | 14.1100 GBP | ||||
EUR 0.22 ordinary | Sale | 574 | 14.1088 GBP | ||||
EUR 0.22 ordinary | Sale | 493 | 14.0925 GBP | ||||
EUR 0.22 ordinary | Sale | 396 | 14.1074 GBP | ||||
EUR 0.22 ordinary | Sale | 360 | 14.1383 GBP | ||||
EUR 0.22 ordinary | Sale | 347 | 14.0681 GBP | ||||
EUR 0.22 ordinary | Sale | 344 | 14.0350 GBP | ||||
EUR 0.22 ordinary | Sale | 325 | 14.0250 GBP | ||||
EUR 0.22 ordinary | Sale | 251 | 14.0300 GBP | ||||
EUR 0.22 ordinary | Sale | 251 | 14.0317 GBP | ||||
EUR 0.22 ordinary | Sale | 211 | 13.9500 GBP | ||||
EUR 0.22 ordinary | Sale | 207 | 14.0100 GBP | ||||
EUR 0.22 ordinary | Sale | 163 | 13.9750 GBP | ||||
EUR 0.22 ordinary | Sale | 111 | 13.9950 GBP | ||||
EUR 0.22 ordinary | Sale | 100 | 13.8950 GBP | ||||
EUR 0.22 ordinary | Sale | 97 | 14.1323 GBP | ||||
EUR 0.22 ordinary | Sale | 55 | 14.0890 GBP | ||||
EUR 0.22 ordinary | Sale | 23 | 14.0939 GBP | ||||
EUR 0.22 ordinary | Sale | 13 | 14.1627 GBP | ||||
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(b) | Cash-settled derivative transactions |
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Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description |
| reference | unit | |||
security |
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EUR 0.22 ordinary | SWAP | Closing Short | 9,139 | 14.0896 GBP | |||
EUR 0.22 ordinary | CFD | Decreasing Long | 2 | 14.1650 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Long | 4 | 14.1425 GBP | |||
EUR 0.22 ordinary | CFD | Decreasing Long | 15 | 14.1653 GBP | |||
EUR 0.22 ordinary | CFD | Decreasing Long | 17 | 14.1652 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Long | 756 | 14.0604 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Long | 1,585 | 14.0697 GBP | |||
EUR 0.22 ordinary | CFD | Decreasing Long | 10,267 | 14.0068 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Long | 15,986 | 14.1066 GBP | |||
EUR 0.22 ordinary | CFD | Decreasing Long | 24,085 | 14.0666 GBP | |||
EUR 0.22 ordinary | CFD | Decreasing Long | 28,986 | 14.0045 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Long | 34,183 | 14.1573 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 11 | 14.1148 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 15 | 13.9753 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 23 | 14.0943 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 55 | 14.0890 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 89 | 14.1098 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 197 | 14.0400 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 360 | 14.1383 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 574 | 14.1088 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 819 | 14.1368 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 938 | 14.0628 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 1,240 | 14.0617 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 1,472 | 14.1438 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 2,343 | 14.1573 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 16,408 | 14.0982 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 24,755 | 14.1650 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 37,684 | 14.1648 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 46,939 | 14.0988 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Long | 13 | 14.1630 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Long | 15 | 14.1653 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Long | 17 | 14.1652 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Long | 486 | 14.1148 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Long | 1,071 | 13.9833 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Long | 3,806 | 14.0614 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Long | 10,276 | 14.0997 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Long | 17,972 | 14.0994 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Long | 22,573 | 14.1628 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Long | 24,172 | 14.1650 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Long | 27,218 | 14.0800 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Long | 27,985 | 14.1650 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Long | 373,161 | 14.0541 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 49 | 14.0629 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 182 | 14.0850 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 314 | 13.9628 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 388 | 14.0601 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 389 | 13.9634 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 480 | 14.1196 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 544 | 14.0697 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 723 | 14.0526 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 936 | 14.0931 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 954 | 14.0624 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 2,325 | 14.0677 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 12,036 | 14.0079 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 16,863 | 14.0438 GBP | |||
EUR 0.22 ordinary | SWAP | Opening Long | 367 | 14.0286 GBP | |||
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(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
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security |
| varying etc | to which |
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| received |
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| option |
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| per unit |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
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| securities | unit | |||
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(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security |
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 09 Apr 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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