21st Mar 2024 12:14
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: |
| Barclays PLC. | ||||
(b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | MONDI PLC | |||||
| relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 20 Mar 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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| disclosures in respect of any other party to the offer? | DS SMITH PLC |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing(if any) |
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Class of relevant security: | EUR 0.22 ordinary | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: |
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| 4,277,875 | 0.97% | 3,669,764 | 0.83% |
(2) | Cash-settled derivatives: |
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| and/or controlled: |
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| 3,042,913 | 0.69% | 3,713,605 | 0.84% |
(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: |
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| 0 | 0.00% | 0 | 0.00% |
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| TOTAL: |
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| 7,320,788 | 1.66% | 7,383,369 | 1.67% |
(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales |
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Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security |
| securities |
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EUR 0.22 ordinary | Purchase | 188,837 | 13.3493 GBP | ||||
EUR 0.22 ordinary | Purchase | 65,192 | 13.4012 GBP | ||||
EUR 0.22 ordinary | Purchase | 37,430 | 13.3540 GBP | ||||
EUR 0.22 ordinary | Purchase | 30,708 | 13.3518 GBP | ||||
EUR 0.22 ordinary | Purchase | 26,478 | 13.3779 GBP | ||||
EUR 0.22 ordinary | Purchase | 25,503 | 13.3812 GBP | ||||
EUR 0.22 ordinary | Purchase | 24,691 | 13.3850 GBP | ||||
EUR 0.22 ordinary | Purchase | 15,481 | 13.3843 GBP | ||||
EUR 0.22 ordinary | Purchase | 12,241 | 13.3405 GBP | ||||
EUR 0.22 ordinary | Purchase | 8,327 | 13.3269 GBP | ||||
EUR 0.22 ordinary | Purchase | 7,234 | 13.3099 GBP | ||||
EUR 0.22 ordinary | Purchase | 7,016 | 13.3177 GBP | ||||
EUR 0.22 ordinary | Purchase | 6,922 | 13.3471 GBP | ||||
EUR 0.22 ordinary | Purchase | 6,865 | 13.3646 GBP | ||||
EUR 0.22 ordinary | Purchase | 6,371 | 13.3836 GBP | ||||
EUR 0.22 ordinary | Purchase | 5,806 | 13.3782 GBP | ||||
EUR 0.22 ordinary | Purchase | 5,793 | 13.3867 GBP | ||||
EUR 0.22 ordinary | Purchase | 4,412 | 13.3585 GBP | ||||
EUR 0.22 ordinary | Purchase | 4,274 | 13.3805 GBP | ||||
EUR 0.22 ordinary | Purchase | 3,831 | 13.3541 GBP | ||||
EUR 0.22 ordinary | Purchase | 3,279 | 13.3520 GBP | ||||
EUR 0.22 ordinary | Purchase | 2,734 | 13.3595 GBP | ||||
EUR 0.22 ordinary | Purchase | 1,783 | 13.3920 GBP | ||||
EUR 0.22 ordinary | Purchase | 1,779 | 13.3610 GBP | ||||
EUR 0.22 ordinary | Purchase | 1,760 | 13.3426 GBP | ||||
EUR 0.22 ordinary | Purchase | 1,600 | 13.3656 GBP | ||||
EUR 0.22 ordinary | Purchase | 1,560 | 13.3330 GBP | ||||
EUR 0.22 ordinary | Purchase | 1,203 | 13.3476 GBP | ||||
EUR 0.22 ordinary | Purchase | 1,166 | 13.3926 GBP | ||||
EUR 0.22 ordinary | Purchase | 1,079 | 13.3125 GBP | ||||
EUR 0.22 ordinary | Purchase | 661 | 13.3275 GBP | ||||
ADR | Purchase | 600 | 34.0400 USD | ||||
EUR 0.22 ordinary | Purchase | 447 | 13.3350 GBP | ||||
EUR 0.22 ordinary | Purchase | 392 | 13.3970 GBP | ||||
EUR 0.22 ordinary | Purchase | 390 | 13.3113 GBP | ||||
EUR 0.22 ordinary | Purchase | 387 | 13.3881 GBP | ||||
EUR 0.22 ordinary | Purchase | 384 | 13.3535 GBP | ||||
EUR 0.22 ordinary | Purchase | 348 | 13.3593 GBP | ||||
EUR 0.22 ordinary | Purchase | 296 | 13.3377 GBP | ||||
EUR 0.22 ordinary | Purchase | 284 | 13.4050 GBP | ||||
ADR | Purchase | 274 | 34.0500 USD | ||||
EUR 0.22 ordinary | Purchase | 224 | 13.4075 GBP | ||||
EUR 0.22 ordinary | Purchase | 207 | 13.3250 GBP | ||||
EUR 0.22 ordinary | Purchase | 196 | 13.4025 GBP | ||||
EUR 0.22 ordinary | Purchase | 94 | 13.3300 GBP | ||||
EUR 0.22 ordinary | Purchase | 90 | 13.3150 GBP | ||||
EUR 0.22 ordinary | Purchase | 3 | 13.3286 GBP | ||||
EUR 0.22 ordinary | Purchase | 1 | 13.3686 GBP | ||||
EUR 0.22 ordinary | Purchase | 1 | 13.3811 GBP | ||||
EUR 0.22 ordinary | Purchase | 1 | 13.3336 GBP | ||||
EUR 0.22 ordinary | Sale | 42,986 | 13.3850 GBP | ||||
EUR 0.22 ordinary | Sale | 38,425 | 13.3764 GBP | ||||
EUR 0.22 ordinary | Sale | 33,100 | 13.3706 GBP | ||||
EUR 0.22 ordinary | Sale | 27,776 | 13.3817 GBP | ||||
EUR 0.22 ordinary | Sale | 27,571 | 13.3112 GBP | ||||
EUR 0.22 ordinary | Sale | 26,415 | 13.3565 GBP | ||||
EUR 0.22 ordinary | Sale | 13,790 | 13.3960 GBP | ||||
EUR 0.22 ordinary | Sale | 11,596 | 13.3849 GBP | ||||
EUR 0.22 ordinary | Sale | 10,270 | 13.3823 GBP | ||||
EUR 0.22 ordinary | Sale | 8,910 | 13.3636 GBP | ||||
EUR 0.22 ordinary | Sale | 5,055 | 13.3221 GBP | ||||
EUR 0.22 ordinary | Sale | 4,901 | 13.3490 GBP | ||||
EUR 0.22 ordinary | Sale | 4,805 | 13.3937 GBP | ||||
EUR 0.22 ordinary | Sale | 3,451 | 13.3649 GBP | ||||
EUR 0.22 ordinary | Sale | 3,329 | 13.3330 GBP | ||||
EUR 0.22 ordinary | Sale | 2,687 | 13.3941 GBP | ||||
EUR 0.22 ordinary | Sale | 2,303 | 13.4051 GBP | ||||
EUR 0.22 ordinary | Sale | 2,008 | 13.3116 GBP | ||||
EUR 0.22 ordinary | Sale | 1,928 | 13.3439 GBP | ||||
EUR 0.22 ordinary | Sale | 1,512 | 13.3343 GBP | ||||
EUR 0.22 ordinary | Sale | 1,479 | 13.4102 GBP | ||||
EUR 0.22 ordinary | Sale | 1,409 | 13.3237 GBP | ||||
EUR 0.22 ordinary | Sale | 1,209 | 13.3229 GBP | ||||
EUR 0.22 ordinary | Sale | 1,076 | 13.3957 GBP | ||||
EUR 0.22 ordinary | Sale | 1,022 | 13.3235 GBP | ||||
EUR 0.22 ordinary | Sale | 970 | 13.3759 GBP | ||||
EUR 0.22 ordinary | Sale | 843 | 13.4042 GBP | ||||
EUR 0.22 ordinary | Sale | 836 | 13.3144 GBP | ||||
ADR | Sale | 600 | 34.0400 USD | ||||
EUR 0.22 ordinary | Sale | 436 | 13.3400 GBP | ||||
EUR 0.22 ordinary | Sale | 421 | 13.4066 GBP | ||||
EUR 0.22 ordinary | Sale | 387 | 13.3894 GBP | ||||
EUR 0.22 ordinary | Sale | 372 | 13.4164 GBP | ||||
EUR 0.22 ordinary | Sale | 368 | 13.3604 GBP | ||||
EUR 0.22 ordinary | Sale | 366 | 13.3857 GBP | ||||
EUR 0.22 ordinary | Sale | 353 | 13.3234 GBP | ||||
EUR 0.22 ordinary | Sale | 312 | 13.3344 GBP | ||||
EUR 0.22 ordinary | Sale | 289 | 13.4208 GBP | ||||
ADR | Sale | 274 | 34.0500 USD | ||||
EUR 0.22 ordinary | Sale | 207 | 13.3250 GBP | ||||
EUR 0.22 ordinary | Sale | 196 | 13.4025 GBP | ||||
EUR 0.22 ordinary | Sale | 161 | 13.4050 GBP | ||||
EUR 0.22 ordinary | Sale | 144 | 13.3350 GBP | ||||
EUR 0.22 ordinary | Sale | 78 | 13.4150 GBP | ||||
EUR 0.22 ordinary | Sale | 53 | 13.3837 GBP | ||||
EUR 0.22 ordinary | Sale | 35 | 13.4000 GBP | ||||
EUR 0.22 ordinary | Sale | 10 | 13.4148 GBP | ||||
EUR 0.22 ordinary | Sale | 3 | 13.3300 GBP | ||||
EUR 0.22 ordinary | Sale | 1 | 13.3700 GBP | ||||
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(b) | Cash-settled derivative transactions |
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Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description |
| reference | unit | |||
security |
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EUR 0.22 ordinary | CFD | Decreasing Long | 813 | 13.3678 GBP | |||
EUR 0.22 ordinary | CFD | Decreasing Long | 821 | 13.2900 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Long | 846 | 13.3886 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Long | 1,166 | 13.3926 GBP | |||
EUR 0.22 ordinary | CFD | Decreasing Long | 8,327 | 13.3269 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Long | 17,324 | 13.3850 GBP | |||
EUR 0.22 ordinary | CFD | Decreasing Long | 28,526 | 13.3505 GBP | |||
EUR 0.22 ordinary | CFD | Decreasing Long | 95,667 | 13.3476 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 10 | 13.4148 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 53 | 13.3839 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 274 | 13.4013 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 289 | 13.4208 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 300 | 13.3933 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 351 | 13.3936 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 366 | 13.3857 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 601 | 13.3349 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 648 | 13.3650 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 2,303 | 13.4051 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 11,596 | 13.3849 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 15,828 | 13.3994 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 23,500 | 13.3818 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 38,425 | 13.3764 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Long | 701 | 13.3949 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Long | 1,512 | 13.3343 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Long | 1,783 | 13.4051 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Long | 2,011 | 13.3327 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Long | 4,901 | 13.3490 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Long | 8,910 | 13.3636 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Long | 9,922 | 13.3808 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Long | 10,270 | 13.3823 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Long | 20,788 | 13.3208 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Long | 26,415 | 13.3565 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 94 | 13.3300 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 296 | 13.3377 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 342 | 13.3527 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 660 | 13.3557 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 661 | 13.3275 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 865 | 13.3511 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 910 | 13.3495 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 1,119 | 13.3634 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 1,214 | 13.3315 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 1,300 | 13.3558 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 1,560 | 13.3330 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 1,979 | 13.3495 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 2,877 | 13.3321 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 4,122 | 13.3356 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 5,059 | 13.3820 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 5,562 | 13.3694 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 6,371 | 13.3836 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 6,922 | 13.3471 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 8,024 | 13.3503 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 11,221 | 13.3489 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 12,445 | 13.3850 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 25,503 | 13.3812 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 26,478 | 13.3779 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 65,192 | 13.4012 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 65,637 | 13.3396 GBP | |||
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(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
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security |
| varying etc | to which |
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| received |
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| option |
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| per unit |
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| relates |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
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(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security |
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 21 Mar 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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