27th Mar 2024 13:01
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: |
| Barclays PLC. | ||||
(b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | MONDI PLC | |||||
| relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 26 Mar 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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| disclosures in respect of any other party to the offer? | DS SMITH PLC |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing(if any) |
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Class of relevant security: | EUR 0.22 ordinary | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: |
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| 4,286,030 | 0.97% | 3,594,214 | 0.81% |
(2) | Cash-settled derivatives: |
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| and/or controlled: |
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| 3,051,395 | 0.69% | 3,804,618 | 0.86% |
(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: |
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| 0 | 0.00% | 0 | 0.00% |
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| TOTAL: |
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| 7,337,425 | 1.66% | 7,398,832 | 1.68% |
(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales |
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Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security |
| securities |
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EUR 0.22 ordinary | Purchase | 209,891 | 13.9500 GBP | ||||
EUR 0.22 ordinary | Purchase | 59,864 | 13.9483 GBP | ||||
EUR 0.22 ordinary | Purchase | 48,960 | 13.9258 GBP | ||||
EUR 0.22 ordinary | Purchase | 44,400 | 13.8811 GBP | ||||
EUR 0.22 ordinary | Purchase | 38,257 | 13.9379 GBP | ||||
EUR 0.22 ordinary | Purchase | 28,702 | 13.8126 GBP | ||||
EUR 0.22 ordinary | Purchase | 17,146 | 13.6906 GBP | ||||
EUR 0.22 ordinary | Purchase | 16,627 | 13.8068 GBP | ||||
EUR 0.22 ordinary | Purchase | 13,155 | 13.8119 GBP | ||||
EUR 0.22 ordinary | Purchase | 12,964 | 13.9146 GBP | ||||
EUR 0.22 ordinary | Purchase | 11,956 | 13.9501 GBP | ||||
EUR 0.22 ordinary | Purchase | 10,959 | 13.8708 GBP | ||||
EUR 0.22 ordinary | Purchase | 9,770 | 13.8790 GBP | ||||
EUR 0.22 ordinary | Purchase | 9,343 | 13.9690 GBP | ||||
EUR 0.22 ordinary | Purchase | 8,121 | 13.9211 GBP | ||||
EUR 0.22 ordinary | Purchase | 7,498 | 13.9334 GBP | ||||
EUR 0.22 ordinary | Purchase | 6,543 | 13.9276 GBP | ||||
EUR 0.22 ordinary | Purchase | 6,325 | 13.6480 GBP | ||||
EUR 0.22 ordinary | Purchase | 5,098 | 13.8091 GBP | ||||
EUR 0.22 ordinary | Purchase | 4,564 | 13.8852 GBP | ||||
EUR 0.22 ordinary | Purchase | 3,172 | 13.9367 GBP | ||||
EUR 0.22 ordinary | Purchase | 2,801 | 13.9024 GBP | ||||
EUR 0.22 ordinary | Purchase | 2,357 | 13.8322 GBP | ||||
EUR 0.22 ordinary | Purchase | 1,793 | 13.7991 GBP | ||||
EUR 0.22 ordinary | Purchase | 1,420 | 13.8905 GBP | ||||
EUR 0.22 ordinary | Purchase | 895 | 13.8393 GBP | ||||
EUR 0.22 ordinary | Purchase | 784 | 13.8542 GBP | ||||
EUR 0.22 ordinary | Purchase | 754 | 13.8923 GBP | ||||
EUR 0.22 ordinary | Purchase | 698 | 13.8800 GBP | ||||
EUR 0.22 ordinary | Purchase | 629 | 13.8150 GBP | ||||
EUR 0.22 ordinary | Purchase | 491 | 13.8955 GBP | ||||
EUR 0.22 ordinary | Purchase | 490 | 13.9400 GBP | ||||
EUR 0.22 ordinary | Purchase | 484 | 13.9552 GBP | ||||
EUR 0.22 ordinary | Purchase | 439 | 13.7946 GBP | ||||
EUR 0.22 ordinary | Purchase | 430 | 13.8900 GBP | ||||
EUR 0.22 ordinary | Purchase | 373 | 13.9662 GBP | ||||
EUR 0.22 ordinary | Purchase | 339 | 13.8124 GBP | ||||
ADR | Purchase | 332 | 35.0119 USD | ||||
EUR 0.22 ordinary | Purchase | 321 | 13.8050 GBP | ||||
EUR 0.22 ordinary | Purchase | 320 | 13.9725 GBP | ||||
EUR 0.22 ordinary | Purchase | 256 | 13.9450 GBP | ||||
EUR 0.22 ordinary | Purchase | 112 | 13.6550 GBP | ||||
EUR 0.22 ordinary | Purchase | 97 | 13.7050 GBP | ||||
ADR | Purchase | 80 | 35.2000 USD | ||||
EUR 0.22 ordinary | Purchase | 2 | 13.9460 GBP | ||||
EUR 0.22 ordinary | Sale | 135,370 | 13.8456 GBP | ||||
EUR 0.22 ordinary | Sale | 98,636 | 13.8641 GBP | ||||
EUR 0.22 ordinary | Sale | 73,048 | 13.9500 GBP | ||||
EUR 0.22 ordinary | Sale | 48,327 | 13.8389 GBP | ||||
EUR 0.22 ordinary | Sale | 44,138 | 13.7000 GBP | ||||
EUR 0.22 ordinary | Sale | 36,465 | 13.7652 GBP | ||||
EUR 0.22 ordinary | Sale | 34,220 | 13.7894 GBP | ||||
EUR 0.22 ordinary | Sale | 22,972 | 13.9446 GBP | ||||
EUR 0.22 ordinary | Sale | 16,033 | 13.9381 GBP | ||||
EUR 0.22 ordinary | Sale | 12,438 | 13.7515 GBP | ||||
EUR 0.22 ordinary | Sale | 11,870 | 13.8360 GBP | ||||
EUR 0.22 ordinary | Sale | 10,890 | 13.7990 GBP | ||||
EUR 0.22 ordinary | Sale | 9,345 | 13.7411 GBP | ||||
EUR 0.22 ordinary | Sale | 9,017 | 13.9430 GBP | ||||
EUR 0.22 ordinary | Sale | 8,787 | 13.9499 GBP | ||||
EUR 0.22 ordinary | Sale | 7,948 | 13.5365 GBP | ||||
EUR 0.22 ordinary | Sale | 7,798 | 13.8471 GBP | ||||
EUR 0.22 ordinary | Sale | 6,375 | 13.9472 GBP | ||||
EUR 0.22 ordinary | Sale | 6,264 | 13.8073 GBP | ||||
EUR 0.22 ordinary | Sale | 5,300 | 13.7863 GBP | ||||
EUR 0.22 ordinary | Sale | 4,426 | 13.9496 GBP | ||||
EUR 0.22 ordinary | Sale | 3,064 | 13.8511 GBP | ||||
EUR 0.22 ordinary | Sale | 3,021 | 13.7672 GBP | ||||
EUR 0.22 ordinary | Sale | 2,945 | 13.8518 GBP | ||||
EUR 0.22 ordinary | Sale | 2,482 | 13.8659 GBP | ||||
EUR 0.22 ordinary | Sale | 2,213 | 13.7920 GBP | ||||
EUR 0.22 ordinary | Sale | 2,126 | 13.9615 GBP | ||||
EUR 0.22 ordinary | Sale | 1,905 | 13.9481 GBP | ||||
EUR 0.22 ordinary | Sale | 1,782 | 13.8759 GBP | ||||
EUR 0.22 ordinary | Sale | 1,733 | 13.6507 GBP | ||||
EUR 0.22 ordinary | Sale | 1,412 | 13.8195 GBP | ||||
EUR 0.22 ordinary | Sale | 1,345 | 13.6410 GBP | ||||
EUR 0.22 ordinary | Sale | 1,325 | 13.8405 GBP | ||||
EUR 0.22 ordinary | Sale | 882 | 13.9487 GBP | ||||
EUR 0.22 ordinary | Sale | 785 | 13.6400 GBP | ||||
EUR 0.22 ordinary | Sale | 759 | 13.6553 GBP | ||||
EUR 0.22 ordinary | Sale | 721 | 13.7341 GBP | ||||
EUR 0.22 ordinary | Sale | 714 | 13.9013 GBP | ||||
EUR 0.22 ordinary | Sale | 558 | 13.9797 GBP | ||||
EUR 0.22 ordinary | Sale | 546 | 13.9400 GBP | ||||
EUR 0.22 ordinary | Sale | 529 | 13.6663 GBP | ||||
EUR 0.22 ordinary | Sale | 474 | 13.9699 GBP | ||||
EUR 0.22 ordinary | Sale | 470 | 13.6562 GBP | ||||
EUR 0.22 ordinary | Sale | 456 | 13.7418 GBP | ||||
EUR 0.22 ordinary | Sale | 430 | 13.8900 GBP | ||||
EUR 0.22 ordinary | Sale | 415 | 13.9445 GBP | ||||
EUR 0.22 ordinary | Sale | 404 | 13.8913 GBP | ||||
EUR 0.22 ordinary | Sale | 402 | 13.8150 GBP | ||||
EUR 0.22 ordinary | Sale | 334 | 13.6947 GBP | ||||
ADR | Sale | 332 | 35.0119 USD | ||||
EUR 0.22 ordinary | Sale | 326 | 13.9645 GBP | ||||
EUR 0.22 ordinary | Sale | 319 | 13.8327 GBP | ||||
EUR 0.22 ordinary | Sale | 240 | 13.6350 GBP | ||||
EUR 0.22 ordinary | Sale | 240 | 13.6250 GBP | ||||
EUR 0.22 ordinary | Sale | 225 | 13.9497 GBP | ||||
EUR 0.22 ordinary | Sale | 223 | 13.9421 GBP | ||||
EUR 0.22 ordinary | Sale | 210 | 13.8556 GBP | ||||
EUR 0.22 ordinary | Sale | 208 | 13.7800 GBP | ||||
EUR 0.22 ordinary | Sale | 202 | 13.6550 GBP | ||||
EUR 0.22 ordinary | Sale | 199 | 13.9675 GBP | ||||
ADR | Sale | 80 | 35.2000 USD | ||||
EUR 0.22 ordinary | Sale | 50 | 13.7750 GBP | ||||
EUR 0.22 ordinary | Sale | 26 | 13.8915 GBP | ||||
EUR 0.22 ordinary | Sale | 22 | 13.6275 GBP | ||||
EUR 0.22 ordinary | Sale | 8 | 13.9460 GBP | ||||
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(b) | Cash-settled derivative transactions |
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Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description |
| reference | unit | |||
security |
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| securities |
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EUR 0.22 ordinary | SWAP | Closing Long | 203,684 | 13.9500 GBP | |||
EUR 0.22 ordinary | SWAP | Closing Short | 1,690 | 13.9500 GBP | |||
EUR 0.22 ordinary | SWAP | Closing Short | 2,401 | 13.9561 GBP | |||
EUR 0.22 ordinary | CFD | Decreasing Long | 142 | 13.9500 GBP | |||
EUR 0.22 ordinary | CFD | Decreasing Long | 275 | 13.7710 GBP | |||
EUR 0.22 ordinary | CFD | Decreasing Long | 1,200 | 13.9677 GBP | |||
EUR 0.22 ordinary | CFD | Decreasing Long | 1,400 | 13.8083 GBP | |||
EUR 0.22 ordinary | CFD | Decreasing Long | 17,146 | 13.6906 GBP | |||
EUR 0.22 ordinary | CFD | Decreasing Long | 20,009 | 13.8806 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 56 | 13.9498 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 73 | 13.7350 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 118 | 13.9350 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 208 | 13.7800 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 225 | 13.9497 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 334 | 13.6947 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 334 | 13.6948 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 345 | 13.6748 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 415 | 13.9445 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 418 | 13.7515 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 419 | 13.8233 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 558 | 13.9797 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 622 | 13.9341 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 800 | 13.9306 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 1,588 | 13.8876 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 1,627 | 13.9498 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 1,905 | 13.9481 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 2,126 | 13.9615 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 4,426 | 13.9496 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 7,798 | 13.8471 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 7,948 | 13.5365 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 9,017 | 13.9430 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 9,345 | 13.7411 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 10,890 | 13.7990 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 11,870 | 13.8360 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 12,586 | 13.7001 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 16,033 | 13.9381 GBP | |||
EUR 0.22 ordinary | SWAP | Decreasing Short | 98,636 | 13.8641 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Long | 47 | 13.9500 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Long | 498 | 13.7176 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Long | 1,200 | 13.9677 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Long | 1,412 | 13.8195 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Long | 6,375 | 13.9472 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Long | 9,177 | 13.7328 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Long | 10,891 | 13.9500 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Long | 20,009 | 13.8806 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Long | 20,087 | 13.8978 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Long | 22,692 | 13.7292 GBP | |||
EUR 0.22 ordinary | CFD | Increasing Long | 26,410 | 13.7930 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Long | 31,552 | 13.7000 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Long | 34,220 | 13.7894 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Long | 48,327 | 13.8389 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 97 | 13.7050 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 135 | 13.9759 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 145 | 13.7851 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 194 | 13.8327 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 313 | 13.9157 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 373 | 13.9662 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 380 | 13.8048 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 439 | 13.7946 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 447 | 13.7445 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 784 | 13.8542 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 995 | 13.8050 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 1,438 | 13.8394 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 1,793 | 13.7991 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 7,751 | 13.8310 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 9,343 | 13.9690 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 11,956 | 13.9501 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 12,964 | 13.9146 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 16,671 | 13.9301 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 27,315 | 13.8715 GBP | |||
EUR 0.22 ordinary | SWAP | Increasing Short | 38,257 | 13.9379 GBP | |||
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(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
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security |
| varying etc | to which |
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| received |
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| option |
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| per unit |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
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(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security |
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 27 Mar 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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