18th Dec 2017 14:58
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | BARCLAYS AFRICA GROUP LIMITED | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | LONMIN PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 15 December 2017 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | SIBANYE STILLWATER | ||||
| SIBANYE GOLD LIMITED |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 10,104,446 | 3.57% | 9,304,788 | 3.29% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 0 | 0.00% | 768,047 | 0.27% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | |||||||||||
| TOTAL: | 10,104,446 | 3.57% | 10,072,835 | 3.56% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 245 | 14.3900 ZAR | ||||
| ORD | Purchase | 317 | 14.6400 ZAR | ||||
| ORD | Purchase | 475 | 14.3300 ZAR | ||||
| ORD | Purchase | 850 | 14.1600 ZAR | ||||
| ORD | Purchase | 1,000 | 14.2200 ZAR | ||||
| ORD | Purchase | 1,000 | 14.2400 ZAR | ||||
| ORD | Purchase | 1,400 | 14.6200 ZAR | ||||
| ORD | Purchase | 1,500 | 14.0500 ZAR | ||||
| ORD | Purchase | 1,728 | 13.8900 ZAR | ||||
| ORD | Purchase | 1,730 | 14.1400 ZAR | ||||
| ORD | Purchase | 1,872 | 14.5700 ZAR | ||||
| ORD | Purchase | 1,878 | 14.5900 ZAR | ||||
| ORD | Purchase | 2,073 | 13.8800 ZAR | ||||
| ORD | Purchase | 2,172 | 13.9000 ZAR | ||||
| ORD | Purchase | 2,191 | 14.5800 ZAR | ||||
| ORD | Purchase | 2,243 | 13.9100 ZAR | ||||
| ORD | Purchase | 2,511 | 14.6100 ZAR | ||||
| ORD | Purchase | 3,157 | 14.2000 ZAR | ||||
| ORD | Purchase | 3,495 | 14.3700 ZAR | ||||
| ORD | Purchase | 3,786 | 14.1800 ZAR | ||||
| ORD | Purchase | 4,208 | 14.6000 ZAR | ||||
| ORD | Purchase | 4,281 | 14.0100 ZAR | ||||
| ORD | Purchase | 4,500 | 14.2100 ZAR | ||||
| ORD | Purchase | 5,000 | 14.3800 ZAR | ||||
| ORD | Purchase | 5,000 | 14.2500 ZAR | ||||
| ORD | Purchase | 5,000 | 14.1100 ZAR | ||||
| ORD | Purchase | 5,000 | 15.1000 ZAR | ||||
| ORD | Purchase | 5,000 | 13.9400 ZAR | ||||
| ORD | Purchase | 5,000 | 14.1000 ZAR | ||||
| ORD | Purchase | 6,000 | 14.7900 ZAR | ||||
| ORD | Purchase | 6,431 | 14.0200 ZAR | ||||
| ORD | Purchase | 8,336 | 14.5100 ZAR | ||||
| ORD | Purchase | 8,840 | 14.7200 ZAR | ||||
| ORD | Purchase | 9,500 | 14.1900 ZAR | ||||
| ORD | Purchase | 9,998 | 14.4700 ZAR | ||||
| ORD | Purchase | 10,000 | 14.7000 ZAR | ||||
| ORD | Purchase | 11,700 | 14.7100 ZAR | ||||
| ORD | Purchase | 12,166 | 14.0600 ZAR | ||||
| ORD | Purchase | 13,429 | 14.1700 ZAR | ||||
| ORD | Purchase | 14,264 | 14.0700 ZAR | ||||
| ORD | Purchase | 14,871 | 14.4200 ZAR | ||||
| ORD | Purchase | 15,000 | 13.7200 ZAR | ||||
| ORD | Purchase | 16,292 | 14.0300 ZAR | ||||
| ORD | Purchase | 17,664 | 14.0000 ZAR | ||||
| ORD | Purchase | 18,411 | 14.1300 ZAR | ||||
| ORD | Purchase | 19,056 | 14.5000 ZAR | ||||
| ORD | Purchase | 20,324 | 14.1200 ZAR | ||||
| ORD | Purchase | 20,497 | 14.4000 ZAR | ||||
| ORD | Purchase | 33,781 | 14.0400 ZAR | ||||
| ORD | Purchase | 35,704 | 14.3000 ZAR | ||||
| ORD | Purchase | 58,468 | 14.0800 ZAR | ||||
| ORD | Purchase | 60,865 | 14.4100 ZAR | ||||
| ORD | Purchase | 518,000 | 13.4000 ZAR | ||||
| ORD | Sale | 40 | 14.1400 ZAR | ||||
| ORD | Sale | 100 | 14.5900 ZAR | ||||
| ORD | Sale | 252 | 14.4800 ZAR | ||||
| ORD | Sale | 300 | 14.1100 ZAR | ||||
| ORD | Sale | 374 | 14.0400 ZAR | ||||
| ORD | Sale | 461 | 14.1700 ZAR | ||||
| ORD | Sale | 500 | 14.5000 ZAR | ||||
| ORD | Sale | 595 | 13.9800 ZAR | ||||
| ORD | Sale | 789 | 14.3000 ZAR | ||||
| ORD | Sale | 816 | 13.7900 ZAR | ||||
| ORD | Sale | 847 | 1,419.0000 ZAR | ||||
| ORD | Sale | 887 | 14.1900 ZAR | ||||
| ORD | Sale | 1,103 | 14.2300 ZAR | ||||
| ORD | Sale | 1,251 | 14.0800 ZAR | ||||
| ORD | Sale | 1,487 | 14.3600 ZAR | ||||
| ORD | Sale | 2,675 | 14.0300 ZAR | ||||
| ORD | Sale | 3,500 | 14.0000 ZAR | ||||
| ORD | Sale | 3,554 | 13.9100 ZAR | ||||
| ORD | Sale | 5,000 | 14.3200 ZAR | ||||
| ORD | Sale | 5,000 | 14.7800 ZAR | ||||
| ORD | Sale | 5,000 | 14.7500 ZAR | ||||
| ORD | Sale | 5,000 | 14.7200 ZAR | ||||
| ORD | Sale | 5,000 | 14.7100 ZAR | ||||
| ORD | Sale | 5,000 | 14.7000 ZAR | ||||
| ORD | Sale | 5,000 | 14.5600 ZAR | ||||
| ORD | Sale | 5,000 | 14.5500 ZAR | ||||
| ORD | Sale | 5,086 | 14.7300 ZAR | ||||
| ORD | Sale | 5,286 | 14.6400 ZAR | ||||
| ORD | Sale | 5,522 | 14.7600 ZAR | ||||
| ORD | Sale | 7,416 | 14.6300 ZAR | ||||
| ORD | Sale | 8,266 | 14.6000 ZAR | ||||
| ORD | Sale | 9,975 | 14.6600 ZAR | ||||
| ORD | Sale | 10,000 | 14.6900 ZAR | ||||
| ORD | Sale | 10,000 | 14.4600 ZAR | ||||
| ORD | Sale | 15,000 | 14.5400 ZAR | ||||
| ORD | Sale | 20,000 | 14.5700 ZAR | ||||
| ORD | Sale | 36,000 | 15.1000 ZAR | ||||
| ORD | Sale | 1,036,000 | 13.4000 ZAR |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | CFD | Long | 8,136 | 14.1381 ZAR | |||||
| ORD | CFD | Long | 11,292 | 15.0869 ZAR | |||||
| ORD | CFD | Long | 25,000 | 15.0939 ZAR | |||||
| ORD | CFD | Long | 145,960 | 14.5700 ZAR | |||||
| ORD | CFD | Long | 518,000 | 13.3986 ZAR | |||||
| ORD | CFD | Short | 19,856 | 14.2261 ZAR | |||||
| ORD | CFD | Short | 500,353 | 14.2552 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | |
| Date of disclosure: | 18 Dec 2017 | |
| Contact name: | Jay Supaya | |
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20171218005698/en/
Copyright Business Wire 2017
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