Form 8.3 - LONMIN PLC

3rd Jan 2018 13:53

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)		Full name of discloser:		Barclays PLC.
(b)		Owner or controller of interest and short
		positions disclosed, if different from 1(a):
(c)		Name of offeror/offeree in relation to whose		LONMIN PLC
		relevant securities this form relates:
(d)		If an exempt fund manager connected with an
		offeror/offeree, state this and specify identity of
		offeror/offeree:
(e)		Date position held/dealing undertaken:		02 January 2018
(f)		In addition to the company in 1(c) above, is the discloser making		YES:
		disclosures in respect of any other party to the offer?
				SIBANYE GOLD LIMITED

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:				USD 0.0001 ordinary
				Interests				Short Positions
				Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		2,670,148		0.94%		4,272,470		1.51%
(2)		Cash-settled derivatives:
				3,187,872		1.13%		1,694,101		0.60%
(3)		Stock-settled derivatives (including options)
		and agreements to purchase/sell:		0		0.00%		0		0.00%
		TOTAL:		5,858,020		2.07%		5,966,571		2.11%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant		Purchase/sale		Number of		Price per unit
security				securities
USD 0.0001 ordinary		Purchase		610		0.8300 GBP
USD 0.0001 ordinary		Purchase		1,233		0.8392 GBP
USD 0.0001 ordinary		Purchase		1,845		0.8349 GBP
USD 0.0001 ordinary		Purchase		2,125		0.8435 GBP
USD 0.0001 ordinary		Purchase		2,250		0.8448 GBP
USD 0.0001 ordinary		Purchase		3,308		0.8423 GBP
USD 0.0001 ordinary		Purchase		3,840		0.8410 GBP
USD 0.0001 ordinary		Purchase		4,429		0.8450 GBP
USD 0.0001 ordinary		Purchase		4,484		0.8355 GBP
USD 0.0001 ordinary		Purchase		4,666		0.8430 GBP
USD 0.0001 ordinary		Purchase		5,026		0.8465 GBP
USD 0.0001 ordinary		Purchase		5,831		0.8421 GBP
USD 0.0001 ordinary		Purchase		6,208		0.8533 GBP
USD 0.0001 ordinary		Purchase		6,208		0.8532 GBP
USD 0.0001 ordinary		Purchase		17,812		0.8374 GBP
USD 0.0001 ordinary		Purchase		25,621		0.8350 GBP
USD 0.0001 ordinary		Purchase		28,269		0.8395 GBP
USD 0.0001 ordinary		Purchase		128,425		0.8378 GBP
USD 0.0001 ordinary		Purchase		818,000		0.8400 GBP
USD 0.0001 ordinary		Sale		1,150		0.8416 GBP
USD 0.0001 ordinary		Sale		1,926		0.8350 GBP
USD 0.0001 ordinary		Sale		3,765		0.8324 GBP
USD 0.0001 ordinary		Sale		3,840		0.8410 GBP
USD 0.0001 ordinary		Sale		4,429		0.8450 GBP
USD 0.0001 ordinary		Sale		4,484		0.8355 GBP
USD 0.0001 ordinary		Sale		4,606		0.8370 GBP
USD 0.0001 ordinary		Sale		4,666		0.8430 GBP
USD 0.0001 ordinary		Sale		5,026		0.8465 GBP
USD 0.0001 ordinary		Sale		5,447		0.8425 GBP
USD 0.0001 ordinary		Sale		6,208		0.8532 GBP
USD 0.0001 ordinary		Sale		63,847		0.8360 GBP

(b) Cash-settled derivative transactions

Class of		Product		Nature of dealing		Number of		Price per
relevant		description				reference		unit
security						securities
USD 0.0001 ordinary		CFD		Long		6		13.9850 ZAR
USD 0.0001 ordinary		CFD		Long		677		14.1457 ZAR
USD 0.0001 ordinary		CFD		Long		855		14.0503 ZAR
USD 0.0001 ordinary		SWAP		Long		3,706		0.8375 GBP
USD 0.0001 ordinary		SWAP		Long		7,958		0.8396 GBP
USD 0.0001 ordinary		SWAP		Long		26,582		0.8408 GBP
USD 0.0001 ordinary		SWAP		Short		220		0.8371 GBP
USD 0.0001 ordinary		SWAP		Short		221		0.8370 GBP
USD 0.0001 ordinary		SWAP		Short		261		0.8432 GBP
USD 0.0001 ordinary		SWAP		Short		610		0.8300 GBP
USD 0.0001 ordinary		CFD		Short		677		0.8405 GBP
USD 0.0001 ordinary		CFD		Short		1,153		14.0009 ZAR
USD 0.0001 ordinary		SWAP		Short		1,233		0.8392 GBP
USD 0.0001 ordinary		SWAP		Short		2,125		0.8435 GBP
USD 0.0001 ordinary		SWAP		Short		2,250		0.8448 GBP
USD 0.0001 ordinary		SWAP		Short		6,091		0.8422 GBP
USD 0.0001 ordinary		CFD		Short		6,208		0.8533 GBP
USD 0.0001 ordinary		SWAP		Short		6,698		0.8375 GBP
USD 0.0001 ordinary		SWAP		Short		9,412		0.8425 GBP
USD 0.0001 ordinary		SWAP		Short		10,673		0.8373 GBP
USD 0.0001 ordinary		SWAP		Short		11,990		0.8406 GBP
USD 0.0001 ordinary		CFD		Short		13,361		0.8384 GBP
USD 0.0001 ordinary		SWAP		Short		16,279		0.8387 GBP
USD 0.0001 ordinary		CFD		Short		47,107		0.8433 GBP
USD 0.0001 ordinary		SWAP		Short		47,107		0.8433 GBP
USD 0.0001 ordinary		CFD		Short		72,738		0.8350 GBP
USD 0.0001 ordinary		CFD		Short		818,000		0.8400 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?		NO
Date of disclosure:		3 Jan 2018
Contact name:		Jay Supaya
Telephone number:		020 7773 0635

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: http://www.businesswire.com/news/home/20180103005631/en/

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