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Form 8.3 - Liberty Global plc

10th Dec 2015 14:01

RNS Number : 6946I
D E Shaw & Co LP
10 December 2015
 

FORM 8.3

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Identity of the person whose positions/dealings are being disclosed:

D. E. Shaw & Co., L.P.

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Liberty Global Plc

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

(e) Date position held/dealing undertaken:

December 09, 2015

(f) Has the discloser previously disclosed, or are they today disclosing, under the Code in respect of any other party to this offer?

Yes: Cable & Wireless Communications Plc

 

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

USD 0.01 Class A ordinary

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

2,435,911

0.96

242,003

0.10

(2) Derivatives (other than options):

640,000

0.25

(3) Options and agreements to purchase/sell:

18,100

0.01

TOTAL:

 

3,075,911

1.22

260,103

0.10

 

 

Class of relevant security:

 

USD 0.01 Class C ordinary

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

8,769,020

1.49

999

0.00

(2) Derivatives (other than options):

640,000

0.11

(3) Options and agreements to purchase/sell:

34,600

0.01

18,100

0.00

TOTAL:

 

9,443,620

1.60

19,099

0.00

 

Class of relevant security:

 

USD 0.01 LiLAC Class A ordinary

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

205,853

1.63

17,289

0.14

(2) Derivatives (other than options):

32,000

0.25

(3) Options and agreements to purchase/sell:

905

0.01

TOTAL:

 

237,853

1.88

18,194

0.14

 

 

Class of relevant security:

 

USD 0.01 LiLAC Class C ordinary

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

341,914

1.11

52,203

0.17

(2) Derivatives (other than options):

32,000

0.10

(3) Options and agreements to purchase/sell:

905

0.00

TOTAL:

 

373,914

1.22

53,108

0.17

 

All interests and all short positions should be disclosed.

 

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

USD 0.01 Class A ordinary

Purchase

100

USD 41.210

USD 0.01 Class A ordinary

Purchase

100

USD 41.220

USD 0.01 Class A ordinary

Purchase

159

USD 41.250

USD 0.01 Class A ordinary

Purchase

67

USD 41.260

USD 0.01 Class A ordinary

Purchase

400

USD 41.270

USD 0.01 Class A ordinary

Purchase

150

USD 41.280

USD 0.01 Class A ordinary

Purchase

50

USD 41.290

USD 0.01 Class A ordinary

Purchase

400

USD 41.310

USD 0.01 Class A ordinary

Purchase

300

USD 41.620

USD 0.01 Class A ordinary

Purchase

200

USD 41.640

USD 0.01 Class A ordinary

Purchase

77

USD 41.700

USD 0.01 Class A ordinary

Purchase

100

USD 41.730

USD 0.01 Class A ordinary

Purchase

640

USD 41.780

USD 0.01 Class A ordinary

Purchase

200

USD 41.790

USD 0.01 Class A ordinary

Purchase

300

USD 41.800

USD 0.01 Class A ordinary

Purchase

200

USD 41.810

USD 0.01 Class A ordinary

Purchase

100

USD 41.820

USD 0.01 Class A ordinary

Purchase

500

USD 41.830

USD 0.01 Class A ordinary

Purchase

500

USD 41.840

USD 0.01 Class A ordinary

Purchase

600

USD 41.850

USD 0.01 Class A ordinary

Purchase

100

USD 41.870

USD 0.01 Class A ordinary

Purchase

500

USD 41.890

USD 0.01 Class A ordinary

Purchase

1,900

USD 41.900

USD 0.01 Class A ordinary

Purchase

100

USD 41.910

USD 0.01 Class A ordinary

Purchase

200

USD 41.930

USD 0.01 Class A ordinary

Purchase

300

USD 41.940

USD 0.01 Class A ordinary

Purchase

80

USD 41.970

USD 0.01 Class A ordinary

Purchase

100

USD 42.000

USD 0.01 Class A ordinary

Purchase

300

USD 42.020

USD 0.01 Class A ordinary

Purchase

570

USD 42.030

USD 0.01 Class A ordinary

Purchase

400

USD 42.050

USD 0.01 Class A ordinary

Purchase

840

USD 42.060

USD 0.01 Class A ordinary

Purchase

200

USD 42.080

USD 0.01 Class A ordinary

Purchase

100

USD 42.090

USD 0.01 Class A ordinary

Purchase

540

USD 42.100

USD 0.01 Class A ordinary

Purchase

500

USD 42.110

USD 0.01 Class A ordinary

Purchase

700

USD 42.120

USD 0.01 Class A ordinary

Purchase

78

USD 42.130

USD 0.01 Class A ordinary

Purchase

100

USD 42.140

USD 0.01 Class A ordinary

Purchase

1,100

USD 42.150

USD 0.01 Class A ordinary

Purchase

700

USD 42.160

USD 0.01 Class A ordinary

Purchase

200

USD 42.170

USD 0.01 Class A ordinary

Purchase

200

USD 42.180

USD 0.01 Class A ordinary

Purchase

200

USD 42.190

USD 0.01 Class A ordinary

Purchase

100

USD 42.210

USD 0.01 Class A ordinary

Sale

100

USD 41.180

USD 0.01 Class A ordinary

Sale

200

USD 41.200

USD 0.01 Class A ordinary

Sale

200

USD 41.210

USD 0.01 Class A ordinary

Sale

100

USD 41.220

USD 0.01 Class A ordinary

Sale

300

USD 41.230

USD 0.01 Class A ordinary

Sale

100

USD 41.240

USD 0.01 Class A ordinary

Sale

400

USD 41.250

USD 0.01 Class A ordinary

Sale

400

USD 41.260

USD 0.01 Class A ordinary

Sale

5,335

USD 41.270

USD 0.01 Class A ordinary

Sale

100

USD 41.290

USD 0.01 Class A ordinary

Sale

300

USD 41.300

USD 0.01 Class A ordinary

Sale

200

USD 41.310

USD 0.01 Class A ordinary

Sale

200

USD 41.320

USD 0.01 Class A ordinary

Sale

100

USD 41.330

USD 0.01 Class A ordinary

Sale

300

USD 41.350

USD 0.01 Class A ordinary

Sale

134

USD 41.360

USD 0.01 Class A ordinary

Sale

100

USD 41.380

USD 0.01 Class A ordinary

Sale

100

USD 41.410

USD 0.01 Class A ordinary

Sale

100

USD 41.440

USD 0.01 Class A ordinary

Sale

100

USD 41.480

USD 0.01 Class A ordinary

Sale

34,250

USD 41.509

USD 0.01 Class A ordinary

Sale

200

USD 41.640

USD 0.01 Class A ordinary

Sale

100

USD 41.650

USD 0.01 Class A ordinary

Sale

100

USD 41.680

USD 0.01 Class A ordinary

Sale

100

USD 41.690

USD 0.01 Class A ordinary

Sale

100

USD 41.730

USD 0.01 Class A ordinary

Sale

100

USD 41.740

USD 0.01 Class A ordinary

Sale

100

USD 41.760

USD 0.01 Class A ordinary

Sale

100

USD 41.840

USD 0.01 Class A ordinary

Sale

200

USD 41.880

USD 0.01 Class A ordinary

Sale

100

USD 42.010

USD 0.01 Class A ordinary

Sale

300

USD 42.110

USD 0.01 Class A ordinary

Sale

200

USD 42.150

USD 0.01 Class A ordinary

Sale

100

USD 42.210

USD 0.01 Class C ordinary

Purchase

1,100

USD 39.640

USD 0.01 Class C ordinary

Purchase

200

USD 39.645

USD 0.01 Class C ordinary

Purchase

1,100

USD 39.650

USD 0.01 Class C ordinary

Purchase

1,100

USD 39.660

USD 0.01 Class C ordinary

Purchase

2,563

USD 39.670

USD 0.01 Class C ordinary

Purchase

200

USD 39.680

USD 0.01 Class C ordinary

Purchase

200

USD 39.690

USD 0.01 Class C ordinary

Purchase

98

USD 39.695

USD 0.01 Class C ordinary

Purchase

1,200

USD 39.700

USD 0.01 Class C ordinary

Purchase

303

USD 39.710

USD 0.01 Class C ordinary

Purchase

1,500

USD 39.720

USD 0.01 Class C ordinary

Purchase

1,100

USD 39.730

USD 0.01 Class C ordinary

Purchase

2,688

USD 39.750

USD 0.01 Class C ordinary

Purchase

2,805

USD 39.760

USD 0.01 Class C ordinary

Purchase

400

USD 39.770

USD 0.01 Class C ordinary

Purchase

200

USD 39.790

USD 0.01 Class C ordinary

Purchase

200

USD 39.890

USD 0.01 Class C ordinary

Purchase

100

USD 39.900

USD 0.01 Class C ordinary

Purchase

100

USD 39.930

USD 0.01 Class C ordinary

Purchase

100

USD 40.000

USD 0.01 Class C ordinary

Purchase

300

USD 40.010

USD 0.01 Class C ordinary

Purchase

420

USD 40.030

USD 0.01 Class C ordinary

Purchase

693

USD 40.040

USD 0.01 Class C ordinary

Purchase

600

USD 40.050

USD 0.01 Class C ordinary

Purchase

254

USD 40.090

USD 0.01 Class C ordinary

Purchase

200

USD 40.100

USD 0.01 Class C ordinary

Purchase

300

USD 40.110

USD 0.01 Class C ordinary

Purchase

300

USD 40.120

USD 0.01 Class C ordinary

Purchase

100

USD 40.140

USD 0.01 Class C ordinary

Purchase

300

USD 40.160

USD 0.01 Class C ordinary

Purchase

400

USD 40.170

USD 0.01 Class C ordinary

Purchase

100

USD 40.180

USD 0.01 Class C ordinary

Purchase

300

USD 40.190

USD 0.01 Class C ordinary

Purchase

500

USD 40.200

USD 0.01 Class C ordinary

Purchase

200

USD 40.210

USD 0.01 Class C ordinary

Purchase

100

USD 40.220

USD 0.01 Class C ordinary

Purchase

400

USD 40.230

USD 0.01 Class C ordinary

Purchase

277

USD 40.240

USD 0.01 Class C ordinary

Purchase

200

USD 40.250

USD 0.01 Class C ordinary

Purchase

1,100

USD 40.260

USD 0.01 Class C ordinary

Purchase

1,800

USD 40.270

USD 0.01 Class C ordinary

Purchase

100

USD 40.280

USD 0.01 Class C ordinary

Purchase

1,802

USD 40.290

USD 0.01 Class C ordinary

Purchase

100

USD 40.295

USD 0.01 Class C ordinary

Purchase

2,300

USD 40.300

USD 0.01 Class C ordinary

Purchase

200

USD 40.310

USD 0.01 Class C ordinary

Purchase

400

USD 40.340

USD 0.01 Class C ordinary

Purchase

100

USD 40.350

USD 0.01 Class C ordinary

Purchase

200

USD 40.380

USD 0.01 Class C ordinary

Purchase

1,400

USD 40.390

USD 0.01 Class C ordinary

Purchase

1,500

USD 40.400

USD 0.01 Class C ordinary

Purchase

1,600

USD 40.410

USD 0.01 Class C ordinary

Purchase

1,302

USD 40.420

USD 0.01 Class C ordinary

Purchase

200

USD 40.430

USD 0.01 Class C ordinary

Purchase

2,000

USD 40.440

USD 0.01 Class C ordinary

Purchase

596

USD 40.450

USD 0.01 Class C ordinary

Purchase

600

USD 40.460

USD 0.01 Class C ordinary

Purchase

707

USD 40.470

USD 0.01 Class C ordinary

Purchase

300

USD 40.480

USD 0.01 Class C ordinary

Purchase

400

USD 40.490

USD 0.01 Class C ordinary

Purchase

3,100

USD 40.500

USD 0.01 Class C ordinary

Purchase

700

USD 40.510

USD 0.01 Class C ordinary

Purchase

1,700

USD 40.520

USD 0.01 Class C ordinary

Purchase

3,105

USD 40.530

USD 0.01 Class C ordinary

Purchase

900

USD 40.540

USD 0.01 Class C ordinary

Purchase

1,962

USD 40.550

USD 0.01 Class C ordinary

Purchase

1,202

USD 40.560

USD 0.01 Class C ordinary

Purchase

1,000

USD 40.570

USD 0.01 Class C ordinary

Purchase

800

USD 40.580

USD 0.01 Class C ordinary

Purchase

600

USD 40.590

USD 0.01 Class C ordinary

Purchase

1,000

USD 40.600

USD 0.01 Class C ordinary

Sale

200

USD 39.640

USD 0.01 Class C ordinary

Sale

200

USD 39.660

USD 0.01 Class C ordinary

Sale

100

USD 39.670

USD 0.01 Class C ordinary

Sale

200

USD 39.700

USD 0.01 Class C ordinary

Sale

600

USD 39.710

USD 0.01 Class C ordinary

Sale

200

USD 39.720

USD 0.01 Class C ordinary

Sale

400

USD 39.730

USD 0.01 Class C ordinary

Sale

2,357

USD 39.740

USD 0.01 Class C ordinary

Sale

100

USD 39.750

USD 0.01 Class C ordinary

Sale

300

USD 39.760

USD 0.01 Class C ordinary

Sale

200

USD 39.770

USD 0.01 Class C ordinary

Sale

200

USD 39.780

USD 0.01 Class C ordinary

Sale

800

USD 39.790

USD 0.01 Class C ordinary

Sale

600

USD 39.800

USD 0.01 Class C ordinary

Sale

200

USD 39.810

USD 0.01 Class C ordinary

Sale

100

USD 39.820

USD 0.01 Class C ordinary

Sale

300

USD 39.830

USD 0.01 Class C ordinary

Sale

300

USD 39.850

USD 0.01 Class C ordinary

Sale

100

USD 39.860

USD 0.01 Class C ordinary

Sale

200

USD 39.870

USD 0.01 Class C ordinary

Sale

200

USD 39.880

USD 0.01 Class C ordinary

Sale

300

USD 39.890

USD 0.01 Class C ordinary

Sale

100

USD 39.910

USD 0.01 Class C ordinary

Sale

200

USD 40.010

USD 0.01 Class C ordinary

Sale

100

USD 40.090

USD 0.01 Class C ordinary

Sale

100

USD 40.100

USD 0.01 Class C ordinary

Sale

100

USD 40.110

USD 0.01 Class C ordinary

Sale

200

USD 40.150

USD 0.01 Class C ordinary

Sale

100

USD 40.170

USD 0.01 Class C ordinary

Sale

100

USD 40.190

USD 0.01 Class C ordinary

Sale

100

USD 40.200

USD 0.01 Class C ordinary

Sale

200

USD 40.210

USD 0.01 Class C ordinary

Sale

200

USD 40.220

USD 0.01 Class C ordinary

Sale

300

USD 40.230

USD 0.01 Class C ordinary

Sale

100

USD 40.240

USD 0.01 Class C ordinary

Sale

200

USD 40.250

USD 0.01 Class C ordinary

Sale

400

USD 40.260

USD 0.01 Class C ordinary

Sale

100

USD 40.270

USD 0.01 Class C ordinary

Sale

100

USD 40.290

USD 0.01 Class C ordinary

Sale

200

USD 40.300

USD 0.01 Class C ordinary

Sale

100

USD 40.350

USD 0.01 Class C ordinary

Sale

100

USD 40.410

USD 0.01 Class C ordinary

Sale

400

USD 40.470

USD 0.01 Class C ordinary

Sale

100

USD 40.490

USD 0.01 Class C ordinary

Sale

200

USD 40.500

USD 0.01 Class C ordinary

Sale

200

USD 40.520

USD 0.01 Class C ordinary

Sale

200

USD 40.550

USD 0.01 Class C ordinary

Sale

100

USD 40.560

USD 0.01 Class C ordinary

Sale

200

USD 40.570

USD 0.01 LiLAC Class A ordinary

Purchase

100

USD 37.335

USD 0.01 LiLAC Class A ordinary

Purchase

100

USD 37.380

USD 0.01 LiLAC Class A ordinary

Purchase

100

USD 37.450

USD 0.01 LiLAC Class A ordinary

Purchase

100

USD 37.470

USD 0.01 LiLAC Class A ordinary

Purchase

300

USD 37.530

USD 0.01 LiLAC Class A ordinary

Purchase

468

USD 37.550

USD 0.01 LiLAC Class A ordinary

Purchase

100

USD 37.560

USD 0.01 LiLAC Class A ordinary

Purchase

100

USD 37.570

USD 0.01 LiLAC Class A ordinary

Sale

100

USD 37.320

USD 0.01 LiLAC Class A ordinary

Sale

100

USD 37.340

USD 0.01 LiLAC Class A ordinary

Sale

100

USD 37.360

USD 0.01 LiLAC Class A ordinary

Sale

100

USD 37.370

USD 0.01 LiLAC Class A ordinary

Sale

100

USD 37.390

USD 0.01 LiLAC Class A ordinary

Sale

100

USD 37.450

USD 0.01 LiLAC Class A ordinary

Sale

100

USD 37.460

USD 0.01 LiLAC Class A ordinary

Sale

100

USD 37.500

USD 0.01 LiLAC Class A ordinary

Sale

100

USD 37.510

USD 0.01 LiLAC Class A ordinary

Sale

100

USD 37.520

USD 0.01 LiLAC Class A ordinary

Sale

200

USD 37.530

USD 0.01 LiLAC Class A ordinary

Sale

200

USD 37.540

USD 0.01 LiLAC Class A ordinary

Sale

100

USD 37.550

USD 0.01 LiLAC Class A ordinary

Sale

217

USD 37.580

USD 0.01 LiLAC Class A ordinary

Sale

200

USD 37.610

USD 0.01 LiLAC Class A ordinary

Sale

273

USD 37.620

USD 0.01 LiLAC Class A ordinary

Sale

200

USD 37.640

USD 0.01 LiLAC Class A ordinary

Sale

100

USD 37.660

USD 0.01 LiLAC Class C ordinary

Purchase

100

USD 38.620

USD 0.01 LiLAC Class C ordinary

Purchase

100

USD 38.630

USD 0.01 LiLAC Class C ordinary

Purchase

300

USD 38.710

USD 0.01 LiLAC Class C ordinary

Purchase

200

USD 38.760

USD 0.01 LiLAC Class C ordinary

Purchase

100

USD 38.800

USD 0.01 LiLAC Class C ordinary

Purchase

300

USD 38.810

USD 0.01 LiLAC Class C ordinary

Purchase

100

USD 38.820

USD 0.01 LiLAC Class C ordinary

Purchase

100

USD 38.850

USD 0.01 LiLAC Class C ordinary

Purchase

200

USD 38.880

USD 0.01 LiLAC Class C ordinary

Purchase

200

USD 38.890

USD 0.01 LiLAC Class C ordinary

Sale

93

USD 38.610

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 38.620

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 38.630

USD 0.01 LiLAC Class C ordinary

Sale

500

USD 38.640

USD 0.01 LiLAC Class C ordinary

Sale

269

USD 38.650

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 38.660

USD 0.01 LiLAC Class C ordinary

Sale

200

USD 38.670

USD 0.01 LiLAC Class C ordinary

Sale

200

USD 38.680

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 38.690

USD 0.01 LiLAC Class C ordinary

Sale

200

USD 38.710

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 38.720

USD 0.01 LiLAC Class C ordinary

Sale

200

USD 38.740

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 38.750

USD 0.01 LiLAC Class C ordinary

Sale

300

USD 38.760

USD 0.01 LiLAC Class C ordinary

Sale

200

USD 38.770

USD 0.01 LiLAC Class C ordinary

Sale

200

USD 38.780

USD 0.01 LiLAC Class C ordinary

Sale

300

USD 38.790

USD 0.01 LiLAC Class C ordinary

Sale

500

USD 38.800

USD 0.01 LiLAC Class C ordinary

Sale

300

USD 38.810

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 38.820

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 38.830

USD 0.01 LiLAC Class C ordinary

Sale

600

USD 38.840

USD 0.01 LiLAC Class C ordinary

Sale

979

USD 38.850

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 38.870

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 38.880

USD 0.01 LiLAC Class C ordinary

Sale

200

USD 38.890

USD 0.01 LiLAC Class C ordinary

Sale

200

USD 38.900

USD 0.01 LiLAC Class C ordinary

Sale

300

USD 38.910

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 38.940

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 38.950

USD 0.01 LiLAC Class C ordinary

Sale

300

USD 39.000

USD 0.01 LiLAC Class C ordinary

Sale

200

USD 39.050

 

 

(b) Derivatives transactions (other than options)

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

None

 

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

 

 

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

YES

 

Date of disclosure:

December 10, 2015

Contact name:

Kevin Krist (Compliance Department)

Telephone number:

+44 (0) 20 7409 4420

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

 

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

 

 

1. KEY INFORMATION

 

Full name of person making disclosure:

D. E. Shaw & Co., L.P.

Name of offeror/offeree in relation to whose relevant securities the disclosure relates:

Liberty Global Plc

 

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

 

Class of relevant security

Product description e.g. call option

Written or purchased

Number of securities to which option or derivative relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

USD 0.01 Class A ordinary

Listed Put option

Purchased

4,000

USD 60

American

20160115

USD 0.01 Class A ordinary

Listed Put option

Purchased

8,700

USD 65

American

20160115

USD 0.01 Class A ordinary

Listed Put option

Purchased

5,100

USD 67.5

American

20160115

USD 0.01 Class A ordinary

Listed Put option

Purchased

100

USD 75

American

20160115

USD 0.01 Class A ordinary

Listed Put option

Purchased

200

USD 80

American

20160115

USD 0.01 Class C ordinary

Listed Put option

Purchased

4,000

USD 60

American

20160115

USD 0.01 Class C ordinary

Listed Put option

Purchased

8,700

USD 65

American

20160115

USD 0.01 Class C ordinary

Listed Put option

Purchased

5,100

USD 67.5

American

20160115

USD 0.01 Class C ordinary

Listed Put option

Purchased

100

USD 75

American

20160115

USD 0.01 Class C ordinary

Listed Put option

Purchased

200

USD 80

American

20160115

USD 0.01 LiLAC Class A ordinary

Listed Put option

Purchased

200

USD 60

American

20160115

USD 0.01 LiLAC Class A ordinary

Listed Put option

Purchased

435

USD 65

American

20160115

USD 0.01 LiLAC Class A ordinary

Listed Put option

Purchased

255

USD 67.5

American

20160115

USD 0.01 LiLAC Class A ordinary

Listed Put option

Purchased

5

USD 75

American

20160115

USD 0.01 LiLAC Class A ordinary

Listed Put option

Purchased

10

USD 80

American

20160115

USD 0.01 LiLAC Class C ordinary

Listed Put option

Purchased

200

USD 60

American

20160115

USD 0.01 LiLAC Class C ordinary

Listed Put option

Purchased

435

USD 65

American

20160115

USD 0.01 LiLAC Class C ordinary

Listed Put option

Purchased

255

USD 67.5

American

20160115

USD 0.01 LiLAC Class C ordinary

Listed Put option

Purchased

5

USD 75

American

20160115

USD 0.01 LiLAC Class C ordinary

Listed Put option

Purchased

10

USD 80

American

20160115

USD 0.01 Class C ordinary

Listed Put option

Written

34,600

USD 45

American

20160715

 

 

3. AGREEMENTS TO PURCHASE OR SELL ETC.

 

Full details should be given so that the nature of the interest or position can be fully understood:

 

None.

 

 

 

 

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

 

The currency of all prices and other monetary amounts should be stated.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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