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Form 8.3 - Liberty Global plc

24th Nov 2015 13:47

RNS Number : 8044G
D E Shaw & Co LP
24 November 2015
 

FORM 8.3

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Identity of the person whose positions/dealings are being disclosed:

D. E. Shaw & Co., L.P.

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Liberty Global Plc

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

(e) Date position held/dealing undertaken:

November 23, 2015

(f) Has the discloser previously disclosed, or are they today disclosing, under the Code in respect of any other party to this offer?

Yes: Cable & Wireless Communications Plc

 

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

USD 0.01 Class A ordinary

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

2,731,227

1.08

38,583

0.02

(2) Derivatives (other than options):

640,000

0.25

(3) Options and agreements to purchase/sell:

18,100

0.01

TOTAL:

 

3,371,227

1.33

56,683

0.02

 

 

Class of relevant security:

 

USD 0.01 Class C ordinary

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

9,833,011

1.66

99

0.00

(2) Derivatives (other than options):

640,000

0.11

(3) Options and agreements to purchase/sell:

18,100

0.00

TOTAL:

 

10,473,011

1.77

18,199

0.00

 

Class of relevant security:

 

USD 0.01 LiLAC Class A ordinary

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

211,187

1.67

3,302

0.03

(2) Derivatives (other than options):

32,000

0.25

(3) Options and agreements to purchase/sell:

905

0.01

TOTAL:

 

243,187

1.93

4,207

0.03

 

 

Class of relevant security:

 

USD 0.01 LiLAC Class C ordinary

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

401,434

1.30

13,000

0.04

(2) Derivatives (other than options):

32,000

0.10

(3) Options and agreements to purchase/sell:

905

0.00

TOTAL:

 

433,434

1.41

13,905

0.05

 

All interests and all short positions should be disclosed.

 

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

USD 0.01 Class A ordinary

Purchase

300

USD 42.230

USD 0.01 Class A ordinary

Purchase

100

USD 42.550

USD 0.01 Class A ordinary

Purchase

100

USD 42.630

USD 0.01 Class A ordinary

Purchase

200

USD 42.710

USD 0.01 Class A ordinary

Purchase

100

USD 42.880

USD 0.01 Class A ordinary

Purchase

100

USD 42.900

USD 0.01 Class A ordinary

Sale

700

USD 42.380

USD 0.01 Class A ordinary

Sale

1,000

USD 42.390

USD 0.01 Class A ordinary

Sale

570

USD 42.400

USD 0.01 Class A ordinary

Sale

1,800

USD 42.410

USD 0.01 Class A ordinary

Sale

1,300

USD 42.420

USD 0.01 Class A ordinary

Sale

200

USD 42.430

USD 0.01 Class A ordinary

Sale

100

USD 42.440

USD 0.01 Class A ordinary

Sale

1,000

USD 42.450

USD 0.01 Class A ordinary

Sale

300

USD 42.460

USD 0.01 Class A ordinary

Sale

1,300

USD 42.470

USD 0.01 Class A ordinary

Sale

500

USD 42.480

USD 0.01 Class A ordinary

Sale

600

USD 42.490

USD 0.01 Class A ordinary

Sale

4,728

USD 42.500

USD 0.01 Class A ordinary

Sale

1,300

USD 42.510

USD 0.01 Class A ordinary

Sale

1,800

USD 42.520

USD 0.01 Class A ordinary

Sale

200

USD 42.530

USD 0.01 Class A ordinary

Sale

500

USD 42.540

USD 0.01 Class A ordinary

Sale

400

USD 42.550

USD 0.01 Class A ordinary

Sale

100

USD 42.560

USD 0.01 Class A ordinary

Sale

1,200

USD 42.570

USD 0.01 Class A ordinary

Sale

300

USD 42.580

USD 0.01 Class A ordinary

Sale

500

USD 42.590

USD 0.01 Class A ordinary

Sale

896

USD 42.600

USD 0.01 Class A ordinary

Sale

500

USD 42.610

USD 0.01 Class A ordinary

Sale

200

USD 42.620

USD 0.01 Class A ordinary

Sale

300

USD 42.630

USD 0.01 Class A ordinary

Sale

200

USD 42.640

USD 0.01 Class A ordinary

Sale

200

USD 42.650

USD 0.01 Class A ordinary

Sale

300

USD 42.660

USD 0.01 Class A ordinary

Sale

1,300

USD 42.670

USD 0.01 Class A ordinary

Sale

200

USD 42.680

USD 0.01 Class A ordinary

Sale

1,000

USD 42.690

USD 0.01 Class A ordinary

Sale

300

USD 42.700

USD 0.01 Class A ordinary

Sale

400

USD 42.710

USD 0.01 Class A ordinary

Sale

300

USD 42.720

USD 0.01 Class A ordinary

Sale

100

USD 42.730

USD 0.01 Class A ordinary

Sale

100

USD 42.740

USD 0.01 Class A ordinary

Sale

230

USD 42.750

USD 0.01 Class A ordinary

Sale

200

USD 42.760

USD 0.01 Class A ordinary

Sale

100

USD 42.770

USD 0.01 Class A ordinary

Sale

500

USD 42.780

USD 0.01 Class A ordinary

Sale

900

USD 42.790

USD 0.01 Class A ordinary

Sale

800

USD 42.800

USD 0.01 Class A ordinary

Sale

174

USD 42.900

USD 0.01 Class A ordinary

Sale

400

USD 42.405

USD 0.01 Class A ordinary

Sale

100

USD 42.505

USD 0.01 Class A ordinary

Sale

2,000

USD 42.810

USD 0.01 Class A ordinary

Sale

300

USD 42.820

USD 0.01 Class A ordinary

Sale

400

USD 42.830

USD 0.01 Class A ordinary

Sale

500

USD 42.840

USD 0.01 Class A ordinary

Sale

100

USD 42.842

USD 0.01 Class A ordinary

Sale

300

USD 42.860

USD 0.01 Class A ordinary

Sale

100

USD 42.870

USD 0.01 Class A ordinary

Sale

500

USD 42.910

USD 0.01 Class C ordinary

Purchase

100

USD 40.610

USD 0.01 Class C ordinary

Purchase

7

USD 40.620

USD 0.01 Class C ordinary

Purchase

200

USD 40.640

USD 0.01 Class C ordinary

Purchase

100

USD 40.650

USD 0.01 Class C ordinary

Purchase

901

USD 40.660

USD 0.01 Class C ordinary

Purchase

100

USD 40.680

USD 0.01 Class C ordinary

Purchase

300

USD 40.690

USD 0.01 Class C ordinary

Purchase

100

USD 40.700

USD 0.01 Class C ordinary

Purchase

300

USD 40.710

USD 0.01 Class C ordinary

Purchase

2,900

USD 40.720

USD 0.01 Class C ordinary

Purchase

800

USD 40.730

USD 0.01 Class C ordinary

Purchase

300

USD 40.740

USD 0.01 Class C ordinary

Purchase

1,000

USD 40.750

USD 0.01 Class C ordinary

Purchase

300

USD 40.760

USD 0.01 Class C ordinary

Purchase

755

USD 40.770

USD 0.01 Class C ordinary

Purchase

1,300

USD 40.780

USD 0.01 Class C ordinary

Purchase

305

USD 40.790

USD 0.01 Class C ordinary

Purchase

400

USD 40.800

USD 0.01 Class C ordinary

Purchase

300

USD 40.810

USD 0.01 Class C ordinary

Purchase

300

USD 40.820

USD 0.01 Class C ordinary

Purchase

100

USD 40.830

USD 0.01 Class C ordinary

Purchase

200

USD 40.840

USD 0.01 Class C ordinary

Purchase

100

USD 40.850

USD 0.01 Class C ordinary

Purchase

200

USD 40.860

USD 0.01 Class C ordinary

Purchase

400

USD 40.870

USD 0.01 Class C ordinary

Purchase

1,700

USD 40.890

USD 0.01 Class C ordinary

Purchase

4,400

USD 40.900

USD 0.01 Class C ordinary

Purchase

900

USD 40.910

USD 0.01 Class C ordinary

Purchase

100

USD 40.895

USD 0.01 Class C ordinary

Purchase

800

USD 40.920

USD 0.01 Class C ordinary

Purchase

200

USD 40.930

USD 0.01 Class C ordinary

Purchase

200

USD 40.940

USD 0.01 Class C ordinary

Purchase

100

USD 40.950

USD 0.01 Class C ordinary

Sale

500

USD 40.600

USD 0.01 Class C ordinary

Sale

300

USD 40.610

USD 0.01 Class C ordinary

Sale

300

USD 40.620

USD 0.01 Class C ordinary

Sale

200

USD 40.660

USD 0.01 Class C ordinary

Sale

300

USD 40.670

USD 0.01 Class C ordinary

Sale

300

USD 40.680

USD 0.01 Class C ordinary

Sale

500

USD 40.690

USD 0.01 Class C ordinary

Sale

3,700

USD 40.700

USD 0.01 Class C ordinary

Sale

2,300

USD 40.710

USD 0.01 Class C ordinary

Sale

3,200

USD 40.720

USD 0.01 Class C ordinary

Sale

900

USD 40.730

USD 0.01 Class C ordinary

Sale

4,400

USD 40.740

USD 0.01 Class C ordinary

Sale

3,664

USD 40.750

USD 0.01 Class C ordinary

Sale

7,542

USD 40.760

USD 0.01 Class C ordinary

Sale

8,395

USD 40.770

USD 0.01 Class C ordinary

Sale

2,100

USD 40.780

USD 0.01 Class C ordinary

Sale

6,100

USD 40.790

USD 0.01 Class C ordinary

Sale

3,900

USD 40.800

USD 0.01 Class C ordinary

Sale

2,800

USD 40.810

USD 0.01 Class C ordinary

Sale

1,457

USD 40.820

USD 0.01 Class C ordinary

Sale

1,440

USD 40.830

USD 0.01 Class C ordinary

Sale

1,800

USD 40.840

USD 0.01 Class C ordinary

Sale

3,792

USD 40.850

USD 0.01 Class C ordinary

Sale

400

USD 40.860

USD 0.01 Class C ordinary

Sale

1,000

USD 40.870

USD 0.01 Class C ordinary

Sale

200

USD 40.880

USD 0.01 Class C ordinary

Sale

1,500

USD 40.890

USD 0.01 Class C ordinary

Sale

3,100

USD 40.900

USD 0.01 Class C ordinary

Sale

1,500

USD 40.910

USD 0.01 Class C ordinary

Sale

100

USD 40.695

USD 0.01 Class C ordinary

Sale

200

USD 40.735

USD 0.01 Class C ordinary

Sale

400

USD 40.745

USD 0.01 Class C ordinary

Sale

1,058

USD 40.755

USD 0.01 Class C ordinary

Sale

1,100

USD 40.765

USD 0.01 Class C ordinary

Sale

100

USD 40.785

USD 0.01 Class C ordinary

Sale

3,400

USD 40.920

USD 0.01 Class C ordinary

Sale

1,300

USD 40.940

USD 0.01 Class C ordinary

Sale

100

USD 40.950

USD 0.01 Class C ordinary

Sale

200

USD 40.960

USD 0.01 Class C ordinary

Sale

300

USD 40.970

USD 0.01 Class C ordinary

Sale

300

USD 40.990

USD 0.01 Class C ordinary

Sale

700

USD 41.010

USD 0.01 Class C ordinary

Sale

400

USD 41.020

USD 0.01 Class C ordinary

Sale

700

USD 41.040

USD 0.01 LiLAC Class A ordinary

Purchase

100

USD 37.690

USD 0.01 LiLAC Class A ordinary

Purchase

1,300

USD 37.700

USD 0.01 LiLAC Class A ordinary

Purchase

100

USD 36.190

USD 0.01 LiLAC Class A ordinary

Purchase

100

USD 36.360

USD 0.01 LiLAC Class A ordinary

Purchase

100

USD 36.560

USD 0.01 LiLAC Class A ordinary

Purchase

400

USD 36.830

USD 0.01 LiLAC Class A ordinary

Purchase

100

USD 36.990

USD 0.01 LiLAC Class A ordinary

Purchase

100

USD 37.500

USD 0.01 LiLAC Class A ordinary

Purchase

100

USD 37.520

USD 0.01 LiLAC Class A ordinary

Purchase

100

USD 37.570

USD 0.01 LiLAC Class A ordinary

Purchase

100

USD 37.670

USD 0.01 LiLAC Class A ordinary

Sale

100

USD 37.400

USD 0.01 LiLAC Class A ordinary

Sale

200

USD 37.450

USD 0.01 LiLAC Class A ordinary

Sale

231

USD 37.470

USD 0.01 LiLAC Class A ordinary

Sale

100

USD 37.480

USD 0.01 LiLAC Class A ordinary

Sale

100

USD 37.650

USD 0.01 LiLAC Class A ordinary

Sale

89

USD 37.660

USD 0.01 LiLAC Class A ordinary

Sale

200

USD 37.690

USD 0.01 LiLAC Class A ordinary

Sale

100

USD 37.670

USD 0.01 LiLAC Class A ordinary

Sale

100

USD 36.350

USD 0.01 LiLAC Class A ordinary

Sale

200

USD 36.700

USD 0.01 LiLAC Class A ordinary

Sale

200

USD 36.750

USD 0.01 LiLAC Class A ordinary

Sale

600

USD 36.840

USD 0.01 LiLAC Class A ordinary

Sale

100

USD 36.850

USD 0.01 LiLAC Class A ordinary

Sale

800

USD 37.030

USD 0.01 LiLAC Class A ordinary

Sale

200

USD 37.320

USD 0.01 LiLAC Class A ordinary

Sale

100

USD 37.550

USD 0.01 LiLAC Class A ordinary

Sale

300

USD 37.590

USD 0.01 LiLAC Class A ordinary

Sale

300

USD 37.600

USD 0.01 LiLAC Class A ordinary

Sale

100

USD 37.620

USD 0.01 LiLAC Class A ordinary

Sale

200

USD 37.630

USD 0.01 LiLAC Class A ordinary

Sale

100

USD 37.640

USD 0.01 LiLAC Class C ordinary

Purchase

300

USD 37.400

USD 0.01 LiLAC Class C ordinary

Purchase

400

USD 37.510

USD 0.01 LiLAC Class C ordinary

Purchase

400

USD 37.900

USD 0.01 LiLAC Class C ordinary

Purchase

400

USD 38.040

USD 0.01 LiLAC Class C ordinary

Purchase

100

USD 38.050

USD 0.01 LiLAC Class C ordinary

Purchase

100

USD 36.850

USD 0.01 LiLAC Class C ordinary

Purchase

300

USD 37.320

USD 0.01 LiLAC Class C ordinary

Purchase

108

USD 36.640

USD 0.01 LiLAC Class C ordinary

Purchase

100

USD 36.650

USD 0.01 LiLAC Class C ordinary

Purchase

100

USD 36.670

USD 0.01 LiLAC Class C ordinary

Purchase

100

USD 36.710

USD 0.01 LiLAC Class C ordinary

Purchase

100

USD 36.720

USD 0.01 LiLAC Class C ordinary

Purchase

100

USD 36.940

USD 0.01 LiLAC Class C ordinary

Purchase

200

USD 36.980

USD 0.01 LiLAC Class C ordinary

Purchase

600

USD 37.070

USD 0.01 LiLAC Class C ordinary

Purchase

200

USD 37.160

USD 0.01 LiLAC Class C ordinary

Purchase

100

USD 37.210

USD 0.01 LiLAC Class C ordinary

Purchase

100

USD 37.220

USD 0.01 LiLAC Class C ordinary

Purchase

1

USD 37.290

USD 0.01 LiLAC Class C ordinary

Purchase

100

USD 37.300

USD 0.01 LiLAC Class C ordinary

Purchase

100

USD 37.330

USD 0.01 LiLAC Class C ordinary

Purchase

75

USD 37.430

USD 0.01 LiLAC Class C ordinary

Purchase

100

USD 37.530

USD 0.01 LiLAC Class C ordinary

Purchase

200

USD 37.710

USD 0.01 LiLAC Class C ordinary

Purchase

52

USD 37.820

USD 0.01 LiLAC Class C ordinary

Purchase

100

USD 37.850

USD 0.01 LiLAC Class C ordinary

Purchase

300

USD 37.930

USD 0.01 LiLAC Class C ordinary

Purchase

100

USD 38.020

USD 0.01 LiLAC Class C ordinary

Sale

200

USD 37.370

USD 0.01 LiLAC Class C ordinary

Sale

31

USD 37.420

USD 0.01 LiLAC Class C ordinary

Sale

2,400

USD 37.450

USD 0.01 LiLAC Class C ordinary

Sale

200

USD 37.470

USD 0.01 LiLAC Class C ordinary

Sale

1,400

USD 37.510

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 37.690

USD 0.01 LiLAC Class C ordinary

Sale

400

USD 37.700

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 37.890

USD 0.01 LiLAC Class C ordinary

Sale

800

USD 37.900

USD 0.01 LiLAC Class C ordinary

Sale

200

USD 37.980

USD 0.01 LiLAC Class C ordinary

Sale

300

USD 37.990

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 38.000

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 38.010

USD 0.01 LiLAC Class C ordinary

Sale

800

USD 38.040

USD 0.01 LiLAC Class C ordinary

Sale

372

USD 38.050

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 38.220

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 38.240

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 36.830

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 37.500

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 37.670

USD 0.01 LiLAC Class C ordinary

Sale

200

USD 36.700

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 37.030

USD 0.01 LiLAC Class C ordinary

Sale

200

USD 37.320

USD 0.01 LiLAC Class C ordinary

Sale

200

USD 37.590

USD 0.01 LiLAC Class C ordinary

Sale

400

USD 37.600

USD 0.01 LiLAC Class C ordinary

Sale

149

USD 37.620

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 36.640

USD 0.01 LiLAC Class C ordinary

Sale

200

USD 36.670

USD 0.01 LiLAC Class C ordinary

Sale

200

USD 37.070

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 37.210

USD 0.01 LiLAC Class C ordinary

Sale

700

USD 37.220

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 37.290

USD 0.01 LiLAC Class C ordinary

Sale

200

USD 37.300

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 37.330

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 37.710

USD 0.01 LiLAC Class C ordinary

Sale

200

USD 37.820

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 37.850

USD 0.01 LiLAC Class C ordinary

Sale

200

USD 37.930

USD 0.01 LiLAC Class C ordinary

Sale

135

USD 38.020

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 36.660

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 36.760

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 36.810

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 36.820

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 36.870

USD 0.01 LiLAC Class C ordinary

Sale

1,900

USD 37.000

USD 0.01 LiLAC Class C ordinary

Sale

300

USD 37.010

USD 0.01 LiLAC Class C ordinary

Sale

400

USD 37.050

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 37.100

USD 0.01 LiLAC Class C ordinary

Sale

300

USD 37.130

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 37.150

USD 0.01 LiLAC Class C ordinary

Sale

200

USD 37.200

USD 0.01 LiLAC Class C ordinary

Sale

200

USD 37.230

USD 0.01 LiLAC Class C ordinary

Sale

200

USD 37.240

USD 0.01 LiLAC Class C ordinary

Sale

200

USD 37.250

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 37.260

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 37.270

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 37.280

USD 0.01 LiLAC Class C ordinary

Sale

700

USD 37.350

USD 0.01 LiLAC Class C ordinary

Sale

391

USD 37.360

USD 0.01 LiLAC Class C ordinary

Sale

400

USD 37.390

USD 0.01 LiLAC Class C ordinary

Sale

169

USD 37.410

USD 0.01 LiLAC Class C ordinary

Sale

200

USD 37.490

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 37.580

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 37.610

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 37.720

USD 0.01 LiLAC Class C ordinary

Sale

300

USD 37.740

USD 0.01 LiLAC Class C ordinary

Sale

300

USD 37.800

USD 0.01 LiLAC Class C ordinary

Sale

40

USD 37.84

USD 0.01 LiLAC Class C ordinary

Sale

300

USD 37.870

USD 0.01 LiLAC Class C ordinary

Sale

200

USD 37.910

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 37.995

USD 0.01 LiLAC Class C ordinary

Sale

200

USD 38.060

 

 

 

(b) Derivatives transactions (other than options)

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

USD 0.01 Class C ordinary

Call option

30,000

USD 45

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

None

 

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

 

 

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

YES

 

Date of disclosure:

November 24, 2015

Contact name:

Kevin Krist (Compliance Department)

Telephone number:

+44 (0) 20 7409 4420

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

 

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

 

 

1. KEY INFORMATION

 

Full name of person making disclosure:

D. E. Shaw & Co., L.P.

Name of offeror/offeree in relation to whose relevant securities the disclosure relates:

Liberty Global Plc

 

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

 

Class of relevant security

Product description e.g. call option

Written or purchased

Number of securities to which option or derivative relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

USD 0.01 Class A ordinary

Listed Put option

Purchased

4,000

USD 60

American

20160115

USD 0.01 Class A ordinary

Listed Put option

Purchased

8,700

USD 65

American

20160115

USD 0.01 Class A ordinary

Listed Put option

Purchased

5,100

USD 67.5

American

20160115

USD 0.01 Class A ordinary

Listed Put option

Purchased

100

USD 75

American

20160115

USD 0.01 Class A ordinary

Listed Put option

Purchased

200

USD 80

American

20160115

USD 0.01 Class C ordinary

Listed Put option

Purchased

4,000

USD 60

American

20160115

USD 0.01 Class C ordinary

Listed Put option

Purchased

8,700

USD 65

American

20160115

USD 0.01 Class C ordinary

Listed Put option

Purchased

5,100

USD 67.5

American

20160115

USD 0.01 Class C ordinary

Listed Put option

Purchased

100

USD 75

American

20160115

USD 0.01 Class C ordinary

Listed Put option

Purchased

200

USD 80

American

20160115

USD 0.01 LiLAC Class A ordinary

Listed Put option

Purchased

200

USD 60

American

20160115

USD 0.01 LiLAC Class A ordinary

Listed Put option

Purchased

435

USD 65

American

20160115

USD 0.01 LiLAC Class A ordinary

Listed Put option

Purchased

255

USD 67.5

American

20160115

USD 0.01 LiLAC Class A ordinary

Listed Put option

Purchased

5

USD 75

American

20160115

USD 0.01 LiLAC Class A ordinary

Listed Put option

Purchased

10

USD 80

American

20160115

USD 0.01 LiLAC Class C ordinary

Listed Put option

Purchased

200

USD 60

American

20160115

USD 0.01 LiLAC Class C ordinary

Listed Put option

Purchased

435

USD 65

American

20160115

USD 0.01 LiLAC Class C ordinary

Listed Put option

Purchased

255

USD 67.5

American

20160115

USD 0.01 LiLAC Class C ordinary

Listed Put option

Purchased

5

USD 75

American

20160115

USD 0.01 LiLAC Class C ordinary

Listed Put option

Purchased

10

USD 80

American

20160115

 

 

3. AGREEMENTS TO PURCHASE OR SELL ETC.

 

Full details should be given so that the nature of the interest or position can be fully understood:

 

None.

 

 

 

 

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

 

The currency of all prices and other monetary amounts should be stated.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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