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Form 8.3 - Liberty Global Plc - Section 2 Amended

26th Jan 2016 15:42

RNS Number : 0627N
D E Shaw & Co LP
26 January 2016
 

FORM 8.3

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Identity of the person whose positions/dealings are being disclosed:

D. E. Shaw & Co., L.P.

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Liberty Global Plc

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

(e) Date position held/dealing undertaken:

January 25, 2016

 

(f) Has the discloser previously disclosed, or are they today disclosing, under the Code in respect of any other party to this offer?

Yes: Cable & Wireless Communications Plc

 

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

USD 0.01 Class A ordinary

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

3,040,719

 

 

 

 

 

 

 

 

1.20

72,573

 

 

 

 

 

 

 

 

0.03

(2) Derivatives (other than options):

640,000

0.25

(3) Options and agreements to purchase/sell:

 

 

TOTAL:

 

3,680,719

 

 

 

 

 

 

 

 

1.46

72,573

 

 

 

 

 

 

 

 

0.03

 

 

Class of relevant security:

 

USD 0.01 Class C ordinary

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

7,934,210

 

 

 

 

 

 

 

 

1.36

25,299

 

 

 

 

 

0.00

(2) Derivatives (other than options):

640,000

0.11

(3) Options and agreements to purchase/sell:

34,600

 

 

0.01

32,500

 

0.01

TOTAL:

 

8,608,810

 

 

 

 

 

 

 

1.48

57,799

 

 

 

 

 

0.01

 

Class of relevant security:

 

USD 0.01 LiLAC Class A ordinary

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

205,370

1.63

43,079

 

 

 

 

 

 

0.34

(2) Derivatives (other than options):

32,000

0.25

(3) Options and agreements to purchase/sell:

TOTAL:

 

237,370

1.88

43,079

 

 

 

 

0.34

 

 

Class of relevant security:

 

USD 0.01 LiLAC Class C ordinary

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

306,225

 

 

 

 

 

1.00

182,209

 

 

 

 

 

 

 

0.59

(2) Derivatives (other than options):

32,000

0.10

(3) Options and agreements to purchase/sell:

TOTAL:

 

338,225

 

 

 

 

 

1.10

182,209

 

 

 

 

 

 

 

0.59

 

All interests and all short positions should be disclosed.

 

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

USD 0.01 Class A ordinary

Purchase

100

USD 33.420

USD 0.01 Class A ordinary

Purchase

300

USD 33.460

USD 0.01 Class A ordinary

Purchase

300

USD 33.470

USD 0.01 Class A ordinary

Purchase

100

USD 33.480

USD 0.01 Class A ordinary

Purchase

300

USD 33.490

USD 0.01 Class A ordinary

Purchase

500

USD 33.500

USD 0.01 Class A ordinary

Purchase

1,100

USD 33.510

USD 0.01 Class A ordinary

Purchase

700

USD 33.520

USD 0.01 Class A ordinary

Purchase

700

USD 33.530

USD 0.01 Class A ordinary

Purchase

1,100

USD 33.540

USD 0.01 Class A ordinary

Purchase

1,100

USD 33.550

USD 0.01 Class A ordinary

Purchase

1,000

USD 33.560

USD 0.01 Class A ordinary

Purchase

600

USD 33.570

USD 0.01 Class A ordinary

Purchase

1,700

USD 33.580

USD 0.01 Class A ordinary

Purchase

2,200

USD 33.590

USD 0.01 Class A ordinary

Purchase

2,300

USD 33.600

USD 0.01 Class A ordinary

Purchase

1,300

USD 33.610

USD 0.01 Class A ordinary

Purchase

1,300

USD 33.620

USD 0.01 Class A ordinary

Purchase

1,500

USD 33.630

USD 0.01 Class A ordinary

Purchase

2,600

USD 33.640

USD 0.01 Class A ordinary

Purchase

1,400

USD 33.650

USD 0.01 Class A ordinary

Purchase

1,200

USD 33.660

USD 0.01 Class A ordinary

Purchase

500

USD 33.670

USD 0.01 Class A ordinary

Purchase

2,135

USD 33.680

USD 0.01 Class A ordinary

Purchase

1,410

USD 33.690

USD 0.01 Class A ordinary

Purchase

3,300

USD 33.700

USD 0.01 Class A ordinary

Purchase

2,890

USD 33.710

USD 0.01 Class A ordinary

Purchase

1,800

USD 33.720

USD 0.01 Class A ordinary

Purchase

1,900

USD 33.730

USD 0.01 Class A ordinary

Purchase

1,000

USD 33.740

USD 0.01 Class A ordinary

Purchase

3,248

USD 33.750

USD 0.01 Class A ordinary

Purchase

2,282

USD 33.760

USD 0.01 Class A ordinary

Purchase

2,184

USD 33.770

USD 0.01 Class A ordinary

Purchase

2,700

USD 33.780

USD 0.01 Class A ordinary

Purchase

3,196

USD 33.790

USD 0.01 Class A ordinary

Purchase

500

USD 33.795

USD 0.01 Class A ordinary

Purchase

3,100

USD 33.800

USD 0.01 Class A ordinary

Purchase

1,900

USD 33.810

USD 0.01 Class A ordinary

Purchase

2,700

USD 33.820

USD 0.01 Class A ordinary

Purchase

4,090

USD 33.830

USD 0.01 Class A ordinary

Purchase

4,100

USD 33.840

USD 0.01 Class A ordinary

Purchase

1,200

USD 33.850

USD 0.01 Class A ordinary

Purchase

1,600

USD 33.860

USD 0.01 Class A ordinary

Purchase

1,200

USD 33.870

USD 0.01 Class A ordinary

Purchase

300

USD 33.880

USD 0.01 Class A ordinary

Purchase

100

USD 33.890

USD 0.01 Class A ordinary

Purchase

600

USD 33.900

USD 0.01 Class A ordinary

Purchase

400

USD 33.910

USD 0.01 Class A ordinary

Purchase

600

USD 33.920

USD 0.01 Class A ordinary

Purchase

200

USD 33.930

USD 0.01 Class A ordinary

Purchase

200

USD 33.940

USD 0.01 Class A ordinary

Purchase

700

USD 33.950

USD 0.01 Class A ordinary

Purchase

300

USD 33.980

USD 0.01 Class A ordinary

Purchase

300

USD 34.000

USD 0.01 Class A ordinary

Sale

100

USD 33.440

USD 0.01 Class A ordinary

Sale

500

USD 33.510

USD 0.01 Class A ordinary

Sale

400

USD 33.520

USD 0.01 Class A ordinary

Sale

100

USD 33.530

USD 0.01 Class A ordinary

Sale

100

USD 33.610

USD 0.01 Class A ordinary

Sale

100

USD 33.630

USD 0.01 Class A ordinary

Sale

100

USD 33.640

USD 0.01 Class A ordinary

Sale

100

USD 33.670

USD 0.01 Class A ordinary

Sale

100

USD 33.680

USD 0.01 Class A ordinary

Sale

200

USD 33.700

USD 0.01 Class A ordinary

Sale

100

USD 33.710

USD 0.01 Class A ordinary

Sale

500

USD 33.720

USD 0.01 Class A ordinary

Sale

400

USD 33.740

USD 0.01 Class A ordinary

Sale

100

USD 33.760

USD 0.01 Class A ordinary

Sale

200

USD 33.770

USD 0.01 Class A ordinary

Sale

100

USD 33.775

USD 0.01 Class A ordinary

Sale

200

USD 33.780

USD 0.01 Class A ordinary

Sale

292

USD 33.790

USD 0.01 Class A ordinary

Sale

29

USD 33.795

USD 0.01 Class A ordinary

Sale

1,000

USD 33.800

USD 0.01 Class A ordinary

Sale

300

USD 33.810

USD 0.01 Class A ordinary

Sale

1,300

USD 33.820

USD 0.01 Class A ordinary

Sale

4,600

USD 33.830

USD 0.01 Class A ordinary

Sale

556

USD 33.840

USD 0.01 Class A ordinary

Sale

100

USD 33.850

USD 0.01 Class A ordinary

Sale

200

USD 33.860

USD 0.01 Class A ordinary

Sale

100

USD 33.870

USD 0.01 Class A ordinary

Sale

100

USD 33.900

USD 0.01 Class A ordinary

Sale

100

USD 33.910

USD 0.01 Class A ordinary

Sale

200

USD 33.940

USD 0.01 Class A ordinary

Sale

100

USD 33.960

USD 0.01 Class A ordinary

Sale

200

USD 33.980

USD 0.01 Class C ordinary

Purchase

100

USD 32.350

USD 0.01 Class C ordinary

Purchase

200

USD 32.410

USD 0.01 Class C ordinary

Purchase

200

USD 32.420

USD 0.01 Class C ordinary

Purchase

200

USD 32.440

USD 0.01 Class C ordinary

Purchase

600

USD 32.460

USD 0.01 Class C ordinary

Purchase

800

USD 32.470

USD 0.01 Class C ordinary

Purchase

200

USD 32.480

USD 0.01 Class C ordinary

Purchase

800

USD 32.490

USD 0.01 Class C ordinary

Purchase

1,500

USD 32.500

USD 0.01 Class C ordinary

Purchase

1,900

USD 32.510

USD 0.01 Class C ordinary

Purchase

1,200

USD 32.520

USD 0.01 Class C ordinary

Purchase

2,000

USD 32.530

USD 0.01 Class C ordinary

Purchase

2,000

USD 32.540

USD 0.01 Class C ordinary

Purchase

1,300

USD 32.550

USD 0.01 Class C ordinary

Purchase

1,300

USD 32.560

USD 0.01 Class C ordinary

Purchase

2,500

USD 32.570

USD 0.01 Class C ordinary

Purchase

2,100

USD 32.580

USD 0.01 Class C ordinary

Purchase

1,900

USD 32.590

USD 0.01 Class C ordinary

Purchase

2,000

USD 32.600

USD 0.01 Class C ordinary

Purchase

1,600

USD 32.610

USD 0.01 Class C ordinary

Purchase

3,000

USD 32.620

USD 0.01 Class C ordinary

Purchase

3,800

USD 32.630

USD 0.01 Class C ordinary

Purchase

3,700

USD 32.640

USD 0.01 Class C ordinary

Purchase

4,900

USD 32.650

USD 0.01 Class C ordinary

Purchase

4,573

USD 32.660

USD 0.01 Class C ordinary

Purchase

5,600

USD 32.670

USD 0.01 Class C ordinary

Purchase

800

USD 32.675

USD 0.01 Class C ordinary

Purchase

3,900

USD 32.680

USD 0.01 Class C ordinary

Purchase

2,400

USD 32.690

USD 0.01 Class C ordinary

Purchase

2,600

USD 32.700

USD 0.01 Class C ordinary

Purchase

394

USD 32.705

USD 0.01 Class C ordinary

Purchase

3,300

USD 32.710

USD 0.01 Class C ordinary

Purchase

100

USD 32.715

USD 0.01 Class C ordinary

Purchase

2,500

USD 32.720

USD 0.01 Class C ordinary

Purchase

2,600

USD 32.730

USD 0.01 Class C ordinary

Purchase

2,900

USD 32.740

USD 0.01 Class C ordinary

Purchase

2,751

USD 32.750

USD 0.01 Class C ordinary

Purchase

2,600

USD 32.760

USD 0.01 Class C ordinary

Purchase

1,600

USD 32.770

USD 0.01 Class C ordinary

Purchase

3,500

USD 32.780

USD 0.01 Class C ordinary

Purchase

4,102

USD 32.790

USD 0.01 Class C ordinary

Purchase

5,580

USD 32.800

USD 0.01 Class C ordinary

Purchase

3,600

USD 32.810

USD 0.01 Class C ordinary

Purchase

2,700

USD 32.820

USD 0.01 Class C ordinary

Purchase

1,500

USD 32.830

USD 0.01 Class C ordinary

Purchase

600

USD 32.840

USD 0.01 Class C ordinary

Purchase

800

USD 32.850

USD 0.01 Class C ordinary

Purchase

1,200

USD 32.860

USD 0.01 Class C ordinary

Purchase

1,100

USD 32.870

USD 0.01 Class C ordinary

Purchase

200

USD 32.880

USD 0.01 Class C ordinary

Purchase

800

USD 32.890

USD 0.01 Class C ordinary

Purchase

800

USD 32.900

USD 0.01 Class C ordinary

Purchase

400

USD 32.910

USD 0.01 Class C ordinary

Purchase

200

USD 32.920

USD 0.01 Class C ordinary

Purchase

200

USD 32.930

USD 0.01 Class C ordinary

Sale

100

USD 32.430

USD 0.01 Class C ordinary

Sale

200

USD 32.470

USD 0.01 Class C ordinary

Sale

31

USD 32.490

USD 0.01 Class C ordinary

Sale

200

USD 32.500

USD 0.01 Class C ordinary

Sale

300

USD 32.510

USD 0.01 Class C ordinary

Sale

703

USD 32.520

USD 0.01 Class C ordinary

Sale

200

USD 32.530

USD 0.01 Class C ordinary

Sale

300

USD 32.540

USD 0.01 Class C ordinary

Sale

100

USD 32.550

USD 0.01 Class C ordinary

Sale

300

USD 32.560

USD 0.01 Class C ordinary

Sale

200

USD 32.570

USD 0.01 Class C ordinary

Sale

500

USD 32.590

USD 0.01 Class C ordinary

Sale

100

USD 32.595

USD 0.01 Class C ordinary

Sale

200

USD 32.600

USD 0.01 Class C ordinary

Sale

100

USD 32.610

USD 0.01 Class C ordinary

Sale

300

USD 32.620

USD 0.01 Class C ordinary

Sale

300

USD 32.630

USD 0.01 Class C ordinary

Sale

1,000

USD 32.640

USD 0.01 Class C ordinary

Sale

700

USD 32.650

USD 0.01 Class C ordinary

Sale

400

USD 32.660

USD 0.01 Class C ordinary

Sale

1,600

USD 32.670

USD 0.01 Class C ordinary

Sale

1,300

USD 32.680

USD 0.01 Class C ordinary

Sale

502

USD 32.690

USD 0.01 Class C ordinary

Sale

100

USD 32.695

USD 0.01 Class C ordinary

Sale

600

USD 32.700

USD 0.01 Class C ordinary

Sale

1,600

USD 32.710

USD 0.01 Class C ordinary

Sale

1,820

USD 32.720

USD 0.01 Class C ordinary

Sale

1,000

USD 32.730

USD 0.01 Class C ordinary

Sale

200

USD 32.735

USD 0.01 Class C ordinary

Sale

1,200

USD 32.740

USD 0.01 Class C ordinary

Sale

600

USD 32.750

USD 0.01 Class C ordinary

Sale

400

USD 32.760

USD 0.01 Class C ordinary

Sale

1,800

USD 32.770

USD 0.01 Class C ordinary

Sale

200

USD 32.775

USD 0.01 Class C ordinary

Sale

2,500

USD 32.780

USD 0.01 Class C ordinary

Sale

300

USD 32.785

USD 0.01 Class C ordinary

Sale

2,000

USD 32.790

USD 0.01 Class C ordinary

Sale

400

USD 32.795

USD 0.01 Class C ordinary

Sale

5,520

USD 32.800

USD 0.01 Class C ordinary

Sale

700

USD 32.810

USD 0.01 Class C ordinary

Sale

339

USD 32.820

USD 0.01 Class C ordinary

Sale

100

USD 32.840

USD 0.01 Class C ordinary

Sale

100

USD 32.850

USD 0.01 Class C ordinary

Sale

100

USD 32.860

USD 0.01 Class C ordinary

Sale

300

USD 32.870

USD 0.01 Class C ordinary

Sale

100

USD 32.880

USD 0.01 Class C ordinary

Sale

200

USD 32.890

USD 0.01 Class C ordinary

Sale

300

USD 32.900

USD 0.01 Class C ordinary

Sale

200

USD 32.910

USD 0.01 LiLAC Class A ordinary

Purchase

100

USD 33.040

USD 0.01 LiLAC Class A ordinary

Purchase

100

USD 33.080

USD 0.01 LiLAC Class A ordinary

Purchase

100

USD 33.170

USD 0.01 LiLAC Class A ordinary

Purchase

100

USD 33.180

USD 0.01 LiLAC Class A ordinary

Purchase

100

USD 33.190

USD 0.01 LiLAC Class A ordinary

Purchase

100

USD 33.210

USD 0.01 LiLAC Class A ordinary

Purchase

100

USD 33.250

USD 0.01 LiLAC Class A ordinary

Purchase

100

USD 33.270

USD 0.01 LiLAC Class A ordinary

Purchase

100

USD 33.280

USD 0.01 LiLAC Class A ordinary

Purchase

400

USD 33.470

USD 0.01 LiLAC Class A ordinary

Purchase

100

USD 33.800

USD 0.01 LiLAC Class A ordinary

Purchase

200

USD 33.830

USD 0.01 LiLAC Class A ordinary

Purchase

100

USD 33.840

USD 0.01 LiLAC Class A ordinary

Purchase

100

USD 33.890

USD 0.01 LiLAC Class A ordinary

Purchase

100

USD 33.910

USD 0.01 LiLAC Class A ordinary

Purchase

100

USD 33.940

USD 0.01 LiLAC Class A ordinary

Purchase

100

USD 34.150

USD 0.01 LiLAC Class A ordinary

Sale

200

USD 33.020

USD 0.01 LiLAC Class A ordinary

Sale

100

USD 33.040

USD 0.01 LiLAC Class A ordinary

Sale

100

USD 33.120

USD 0.01 LiLAC Class A ordinary

Sale

100

USD 33.240

USD 0.01 LiLAC Class A ordinary

Sale

200

USD 33.300

USD 0.01 LiLAC Class A ordinary

Sale

100

USD 33.380

USD 0.01 LiLAC Class A ordinary

Sale

100

USD 33.450

USD 0.01 LiLAC Class A ordinary

Sale

100

USD 33.880

USD 0.01 LiLAC Class A ordinary

Sale

100

USD 33.890

USD 0.01 LiLAC Class A ordinary

Sale

100

USD 33.920

USD 0.01 LiLAC Class A ordinary

Sale

100

USD 33.930

USD 0.01 LiLAC Class A ordinary

Sale

245

USD 33.940

USD 0.01 LiLAC Class A ordinary

Sale

100

USD 33.950

USD 0.01 LiLAC Class A ordinary

Sale

100

USD 33.970

USD 0.01 LiLAC Class A ordinary

Sale

300

USD 33.990

USD 0.01 LiLAC Class A ordinary

Sale

100

USD 34.040

USD 0.01 LiLAC Class A ordinary

Sale

100

USD 34.050

USD 0.01 LiLAC Class A ordinary

Sale

100

USD 34.070

USD 0.01 LiLAC Class A ordinary

Sale

100

USD 34.090

USD 0.01 LiLAC Class A ordinary

Sale

100

USD 34.110

USD 0.01 LiLAC Class A ordinary

Sale

100

USD 34.170

USD 0.01 LiLAC Class C ordinary

Purchase

100

USD 35.120

USD 0.01 LiLAC Class C ordinary

Purchase

300

USD 35.140

USD 0.01 LiLAC Class C ordinary

Purchase

10

USD 35.160

USD 0.01 LiLAC Class C ordinary

Purchase

879

USD 35.190

USD 0.01 LiLAC Class C ordinary

Purchase

500

USD 35.200

USD 0.01 LiLAC Class C ordinary

Purchase

700

USD 35.210

USD 0.01 LiLAC Class C ordinary

Purchase

200

USD 35.240

USD 0.01 LiLAC Class C ordinary

Purchase

200

USD 35.250

USD 0.01 LiLAC Class C ordinary

Purchase

100

USD 35.270

USD 0.01 LiLAC Class C ordinary

Purchase

200

USD 35.280

USD 0.01 LiLAC Class C ordinary

Purchase

100

USD 35.360

USD 0.01 LiLAC Class C ordinary

Purchase

400

USD 35.370

USD 0.01 LiLAC Class C ordinary

Purchase

100

USD 35.380

USD 0.01 LiLAC Class C ordinary

Purchase

100

USD 35.400

USD 0.01 LiLAC Class C ordinary

Purchase

100

USD 35.410

USD 0.01 LiLAC Class C ordinary

Purchase

1000

USD 35.450

USD 0.01 LiLAC Class C ordinary

Purchase

163

USD 35.550

USD 0.01 LiLAC Class C ordinary

Purchase

100

USD 35.600

USD 0.01 LiLAC Class C ordinary

Purchase

300

USD 35.820

USD 0.01 LiLAC Class C ordinary

Purchase

200

USD 35.830

USD 0.01 LiLAC Class C ordinary

Purchase

400

USD 35.940

USD 0.01 LiLAC Class C ordinary

Purchase

69

USD 35.990

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 35.070

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 35.120

USD 0.01 LiLAC Class C ordinary

Sale

200

USD 35.180

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 35.210

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 35.240

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 35.250

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 35.260

USD 0.01 LiLAC Class C ordinary

Sale

300

USD 35.270

USD 0.01 LiLAC Class C ordinary

Sale

38

USD 35.290

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 35.310

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 35.380

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 35.390

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 35.400

USD 0.01 LiLAC Class C ordinary

Sale

200

USD 35.450

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 35.490

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 35.520

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 35.580

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 35.590

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 35.630

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 35.750

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 35.780

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 35.830

USD 0.01 LiLAC Class C ordinary

Sale

300

USD 35.860

USD 0.01 LiLAC Class C ordinary

Sale

250

USD 35.870

USD 0.01 LiLAC Class C ordinary

Sale

700

USD 35.900

USD 0.01 LiLAC Class C ordinary

Sale

200

USD 35.930

USD 0.01 LiLAC Class C ordinary

Sale

1800

USD 35.950

USD 0.01 LiLAC Class C ordinary

Sale

200

USD 35.960

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 36.100

USD 0.01 LiLAC Class C ordinary

Sale

40

USD 36.110

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 36.120

 

 

(b) Derivatives transactions (other than options)

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

None

 

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

 

 

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

YES

 

Date of disclosure:

January 26, 2016

Contact name:

Kevin Krist (Compliance Department)

Telephone number:

+44 (0) 20 7409 4420

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

 

 

 

 

 

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

 

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

 

 

1. KEY INFORMATION

 

Full name of person making disclosure:

D. E. Shaw & Co., L.P.

Name of offeror/offeree in relation to whose relevant securities the disclosure relates:

Liberty Global Plc

 

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

 

Class of relevant security

Product description e.g. call option

Written or purchased

Number of securities to which option or derivative relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

USD 0.01 Class C ordinary

Listed Call Options

Written

30,000

 

USD 40

American

20160415

USD 0.01 Class C ordinary

Listed Put Options

Written

34,600

 

USD 45

American

20160715

USD 0.01 Class C ordinary

Listed Call Options

Written

2,500

 

USD 45

American

20160715

 

 

3. AGREEMENTS TO PURCHASE OR SELL ETC.

 

Full details should be given so that the nature of the interest or position can be fully understood:

 

None.

 

 

 

 

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

 

The currency of all prices and other monetary amounts should be stated.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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