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Form 8.3 - Liberty Global plc

23rd Nov 2015 14:26

RNS Number : 6438G
D E Shaw & Co LP
23 November 2015
 

FORM 8.3

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Identity of the person whose positions/dealings are being disclosed:

D. E. Shaw & Co., L.P.

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Liberty Global Plc

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

(e) Date position held/dealing undertaken:

November 20, 2015

(f) Has the discloser previously disclosed, or are they today disclosing, under the Code in respect of any other party to this offer?

Yes: Cable & Wireless Communications Plc

 

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

USD 0.01 Class A ordinary

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

2,757,627

1.09

31,585

0.01

(2) Derivatives (other than options):

640,000

0.25

(3) Options and agreements to purchase/sell:

18,100

0.01

TOTAL:

 

3,397,627

1.34

49,685

0.02

 

 

Class of relevant security:

 

USD 0.01 Class C ordinary

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

9,890,791

1.67

99

0.00

(2) Derivatives (other than options):

640,000

0.11

(3) Options and agreements to purchase/sell:

18,100

0.00

TOTAL:

 

10,530,791

1.78

18,199

0.00

 

Class of relevant security:

 

USD 0.01 LiLAC Class A ordinary

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

212,649

1.68

2,944

0.02

(2) Derivatives (other than options):

32,000

0.25

(3) Options and agreements to purchase/sell:

905

0.01

TOTAL:

 

244,649

1.94

3,849

0.03

 

 

Class of relevant security:

 

USD 0.01 LiLAC Class C ordinary

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

408,369

1.33

4,884

0.02

(2) Derivatives (other than options):

32,000

0.10

(3) Options and agreements to purchase/sell:

905

0.00

TOTAL:

 

440,369

1.43

5,789

0.02

 

All interests and all short positions should be disclosed.

 

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

USD 0.01 Class A ordinary

Purchase

100

USD 41.91

USD 0.01 Class A ordinary

Purchase

100

USD 41.94

USD 0.01 Class A ordinary

Purchase

600

USD 41.95

USD 0.01 Class A ordinary

Purchase

200

USD 41.96

USD 0.01 Class A ordinary

Purchase

200

USD 41.97

USD 0.01 Class A ordinary

Purchase

800

USD 41.99

USD 0.01 Class A ordinary

Purchase

380

USD 42

USD 0.01 Class A ordinary

Purchase

900

USD 42.01

USD 0.01 Class A ordinary

Purchase

772

USD 42.02

USD 0.01 Class A ordinary

Purchase

300

USD 42.03

USD 0.01 Class A ordinary

Purchase

100

USD 42.04

USD 0.01 Class A ordinary

Purchase

300

USD 42.06

USD 0.01 Class A ordinary

Purchase

400

USD 42.07

USD 0.01 Class A ordinary

Purchase

100

USD 42.08

USD 0.01 Class A ordinary

Purchase

702

USD 42.09

USD 0.01 Class A ordinary

Purchase

100

USD 42.1

USD 0.01 Class A ordinary

Purchase

622

USD 42.11

USD 0.01 Class A ordinary

Purchase

400

USD 42.12

USD 0.01 Class A ordinary

Purchase

300

USD 42.13

USD 0.01 Class A ordinary

Purchase

400

USD 42.15

USD 0.01 Class A ordinary

Purchase

500

USD 42.16

USD 0.01 Class A ordinary

Purchase

100

USD 42.2

USD 0.01 Class A ordinary

Purchase

400

USD 42.21

USD 0.01 Class A ordinary

Purchase

801

USD 42.25

USD 0.01 Class A ordinary

Purchase

1,095

USD 42.26

USD 0.01 Class A ordinary

Purchase

500

USD 42.27

USD 0.01 Class A ordinary

Purchase

400

USD 42.29

USD 0.01 Class A ordinary

Purchase

700

USD 42.3

USD 0.01 Class A ordinary

Purchase

100

USD 42.31

USD 0.01 Class A ordinary

Purchase

200

USD 42.32

USD 0.01 Class A ordinary

Purchase

100

USD 42.33

USD 0.01 Class A ordinary

Purchase

500

USD 42.34

USD 0.01 Class A ordinary

Purchase

200

USD 42.35

USD 0.01 Class A ordinary

Purchase

600

USD 42.37

USD 0.01 Class A ordinary

Purchase

300

USD 42.38

USD 0.01 Class A ordinary

Purchase

300

USD 42.41

USD 0.01 Class A ordinary

Purchase

245

USD 42.42

USD 0.01 Class A ordinary

Purchase

200

USD 42.43

USD 0.01 Class A ordinary

Purchase

1,200

USD 42.44

USD 0.01 Class A ordinary

Purchase

600

USD 42.45

USD 0.01 Class A ordinary

Purchase

1,128

USD 42.46

USD 0.01 Class A ordinary

Purchase

700

USD 42.47

USD 0.01 Class A ordinary

Purchase

1,646

USD 42.48

USD 0.01 Class A ordinary

Purchase

801

USD 42.49

USD 0.01 Class A ordinary

Purchase

250

USD 42.5

USD 0.01 Class A ordinary

Purchase

1,500

USD 42.51

USD 0.01 Class A ordinary

Purchase

900

USD 42.52

USD 0.01 Class A ordinary

Purchase

799

USD 42.53

USD 0.01 Class A ordinary

Purchase

700

USD 42.54

USD 0.01 Class A ordinary

Purchase

500

USD 42.55

USD 0.01 Class A ordinary

Purchase

2,275

USD 42.56

USD 0.01 Class A ordinary

Purchase

1,800

USD 42.57

USD 0.01 Class A ordinary

Purchase

1,400

USD 42.58

USD 0.01 Class A ordinary

Purchase

920

USD 42.59

USD 0.01 Class A ordinary

Purchase

501

USD 42.6

USD 0.01 Class A ordinary

Purchase

210

USD 42.61

USD 0.01 Class A ordinary

Purchase

100

USD 42.62

USD 0.01 Class A ordinary

Purchase

180

USD 42.64

USD 0.01 Class A ordinary

Purchase

400

USD 42.66

USD 0.01 Class A ordinary

Purchase

100

USD 42.67

USD 0.01 Class A ordinary

Purchase

100

USD 42.69

USD 0.01 Class A ordinary

Purchase

200

USD 42.7

USD 0.01 Class A ordinary

Purchase

100

USD 42.73

USD 0.01 Class A ordinary

Purchase

100

USD 42.74

USD 0.01 Class A ordinary

Purchase

100

USD 42.79

USD 0.01 Class A ordinary

Purchase

100

USD 42.8

USD 0.01 Class A ordinary

Sale

100

USD 42.01

USD 0.01 Class A ordinary

Sale

100

USD 42.0301

USD 0.01 Class A ordinary

Sale

100

USD 42.05

USD 0.01 Class A ordinary

Sale

100

USD 42.0801

USD 0.01 Class A ordinary

Sale

100

USD 42.09

USD 0.01 Class A ordinary

Sale

100

USD 42.1

USD 0.01 Class A ordinary

Sale

300

USD 42.11

USD 0.01 Class A ordinary

Sale

100

USD 42.13

USD 0.01 Class A ordinary

Sale

100

USD 42.16

USD 0.01 Class A ordinary

Sale

200

USD 42.19

USD 0.01 Class A ordinary

Sale

200

USD 42.22

USD 0.01 Class A ordinary

Sale

800

USD 42.23

USD 0.01 Class A ordinary

Sale

200

USD 42.24

USD 0.01 Class A ordinary

Sale

200

USD 42.26

USD 0.01 Class A ordinary

Sale

300

USD 42.28

USD 0.01 Class A ordinary

Sale

1,200

USD 42.29

USD 0.01 Class A ordinary

Sale

900

USD 42.3

USD 0.01 Class A ordinary

Sale

300

USD 42.32

USD 0.01 Class A ordinary

Sale

900

USD 42.36

USD 0.01 Class A ordinary

Sale

100

USD 42.37

USD 0.01 Class A ordinary

Sale

800

USD 42.39

USD 0.01 Class A ordinary

Sale

900

USD 42.4

USD 0.01 Class A ordinary

Sale

500

USD 42.41

USD 0.01 Class A ordinary

Sale

100

USD 42.415

USD 0.01 Class A ordinary

Sale

200

USD 42.42

USD 0.01 Class A ordinary

Sale

300

USD 42.44

USD 0.01 Class A ordinary

Sale

400

USD 42.45

USD 0.01 Class A ordinary

Sale

1,300

USD 42.46

USD 0.01 Class A ordinary

Sale

200

USD 42.4701

USD 0.01 Class A ordinary

Sale

100

USD 42.48

USD 0.01 Class A ordinary

Sale

600

USD 42.49

USD 0.01 Class A ordinary

Sale

300

USD 42.5

USD 0.01 Class A ordinary

Sale

1,000

USD 42.51

USD 0.01 Class A ordinary

Sale

1,500

USD 42.52

USD 0.01 Class A ordinary

Sale

200

USD 42.5201

USD 0.01 Class A ordinary

Sale

800

USD 42.53

USD 0.01 Class A ordinary

Sale

1,800

USD 42.54

USD 0.01 Class A ordinary

Sale

1,500

USD 42.55

USD 0.01 Class A ordinary

Sale

2,600

USD 42.56

USD 0.01 Class A ordinary

Sale

1,100

USD 42.57

USD 0.01 Class A ordinary

Sale

2,100

USD 42.58

USD 0.01 Class A ordinary

Sale

500

USD 42.59

USD 0.01 Class A ordinary

Sale

800

USD 42.6

USD 0.01 Class A ordinary

Sale

450

USD 42.61

USD 0.01 Class A ordinary

Sale

300

USD 42.62

USD 0.01 Class A ordinary

Sale

916

USD 42.63

USD 0.01 Class A ordinary

Sale

300

USD 42.64

USD 0.01 Class A ordinary

Sale

100

USD 42.65

USD 0.01 Class A ordinary

Sale

300

USD 42.66

USD 0.01 Class A ordinary

Sale

1,500

USD 42.67

USD 0.01 Class A ordinary

Sale

400

USD 42.68

USD 0.01 Class A ordinary

Sale

200

USD 42.7

USD 0.01 Class A ordinary

Sale

100

USD 42.71

USD 0.01 Class A ordinary

Sale

1,400

USD 42.72

USD 0.01 Class A ordinary

Sale

1,000

USD 42.73

USD 0.01 Class A ordinary

Sale

1,100

USD 42.74

USD 0.01 Class A ordinary

Sale

500

USD 42.75

USD 0.01 Class A ordinary

Sale

100

USD 42.755

USD 0.01 Class A ordinary

Sale

400

USD 42.76

USD 0.01 Class A ordinary

Sale

1,434

USD 42.77

USD 0.01 Class A ordinary

Sale

800

USD 42.78

USD 0.01 Class A ordinary

Sale

600

USD 42.79

USD 0.01 Class A ordinary

Sale

400

USD 42.8

USD 0.01 Class C ordinary

Purchase

100

USD 40.195

USD 0.01 Class C ordinary

Purchase

200

USD 40.21

USD 0.01 Class C ordinary

Purchase

700

USD 40.22

USD 0.01 Class C ordinary

Purchase

100

USD 40.225

USD 0.01 Class C ordinary

Purchase

500

USD 40.23

USD 0.01 Class C ordinary

Purchase

100

USD 40.235

USD 0.01 Class C ordinary

Purchase

900

USD 40.24

USD 0.01 Class C ordinary

Purchase

1,899

USD 40.25

USD 0.01 Class C ordinary

Purchase

700

USD 40.26

USD 0.01 Class C ordinary

Purchase

1,000

USD 40.27

USD 0.01 Class C ordinary

Purchase

300

USD 40.275

USD 0.01 Class C ordinary

Purchase

700

USD 40.28

USD 0.01 Class C ordinary

Purchase

98

USD 40.29

USD 0.01 Class C ordinary

Purchase

100

USD 40.3

USD 0.01 Class C ordinary

Purchase

1,701

USD 40.31

USD 0.01 Class C ordinary

Purchase

100

USD 40.315

USD 0.01 Class C ordinary

Purchase

1,600

USD 40.32

USD 0.01 Class C ordinary

Purchase

1,600

USD 40.33

USD 0.01 Class C ordinary

Purchase

400

USD 40.34

USD 0.01 Class C ordinary

Purchase

100

USD 40.345

USD 0.01 Class C ordinary

Purchase

1,000

USD 40.35

USD 0.01 Class C ordinary

Purchase

700

USD 40.36

USD 0.01 Class C ordinary

Purchase

100

USD 40.38

USD 0.01 Class C ordinary

Purchase

200

USD 40.39

USD 0.01 Class C ordinary

Purchase

500

USD 40.4

USD 0.01 Class C ordinary

Purchase

2,300

USD 40.41

USD 0.01 Class C ordinary

Purchase

1,300

USD 40.42

USD 0.01 Class C ordinary

Purchase

500

USD 40.43

USD 0.01 Class C ordinary

Purchase

100

USD 40.44

USD 0.01 Class C ordinary

Purchase

2,260

USD 40.45

USD 0.01 Class C ordinary

Purchase

2,407

USD 40.46

USD 0.01 Class C ordinary

Purchase

900

USD 40.48

USD 0.01 Class C ordinary

Purchase

1,154

USD 40.49

USD 0.01 Class C ordinary

Purchase

1,100

USD 40.5

USD 0.01 Class C ordinary

Purchase

2,200

USD 40.51

USD 0.01 Class C ordinary

Purchase

500

USD 40.52

USD 0.01 Class C ordinary

Purchase

200

USD 40.53

USD 0.01 Class C ordinary

Purchase

2,500

USD 40.54

USD 0.01 Class C ordinary

Purchase

600

USD 40.55

USD 0.01 Class C ordinary

Purchase

1,200

USD 40.56

USD 0.01 Class C ordinary

Purchase

1,100

USD 40.57

USD 0.01 Class C ordinary

Purchase

800

USD 40.58

USD 0.01 Class C ordinary

Purchase

1,500

USD 40.59

USD 0.01 Class C ordinary

Purchase

1,100

USD 40.6

USD 0.01 Class C ordinary

Purchase

2,128

USD 40.61

USD 0.01 Class C ordinary

Purchase

300

USD 40.62

USD 0.01 Class C ordinary

Purchase

2,000

USD 40.64

USD 0.01 Class C ordinary

Purchase

2,500

USD 40.65

USD 0.01 Class C ordinary

Purchase

100

USD 40.655

USD 0.01 Class C ordinary

Purchase

4,298

USD 40.66

USD 0.01 Class C ordinary

Purchase

100

USD 40.665

USD 0.01 Class C ordinary

Purchase

3,517

USD 40.67

USD 0.01 Class C ordinary

Purchase

100

USD 40.675

USD 0.01 Class C ordinary

Purchase

1,300

USD 40.68

USD 0.01 Class C ordinary

Purchase

9,780

USD 40.69

USD 0.01 Class C ordinary

Purchase

200

USD 40.695

USD 0.01 Class C ordinary

Purchase

6,757

USD 40.7

USD 0.01 Class C ordinary

Purchase

4,057

USD 40.71

USD 0.01 Class C ordinary

Purchase

5,804

USD 40.72

USD 0.01 Class C ordinary

Purchase

2,100

USD 40.73

USD 0.01 Class C ordinary

Purchase

300

USD 40.735

USD 0.01 Class C ordinary

Purchase

5,200

USD 40.74

USD 0.01 Class C ordinary

Purchase

200

USD 40.745

USD 0.01 Class C ordinary

Purchase

5,500

USD 40.75

USD 0.01 Class C ordinary

Purchase

3,135

USD 40.76

USD 0.01 Class C ordinary

Purchase

5,403

USD 40.77

USD 0.01 Class C ordinary

Purchase

7,742

USD 40.78

USD 0.01 Class C ordinary

Purchase

8,892

USD 40.79

USD 0.01 Class C ordinary

Purchase

2,100

USD 40.8

USD 0.01 Class C ordinary

Purchase

1,050

USD 40.81

USD 0.01 Class C ordinary

Purchase

700

USD 40.82

USD 0.01 Class C ordinary

Purchase

1,352

USD 40.83

USD 0.01 Class C ordinary

Purchase

2,000

USD 40.84

USD 0.01 Class C ordinary

Purchase

100

USD 40.85

USD 0.01 Class C ordinary

Purchase

700

USD 40.9

USD 0.01 Class C ordinary

Sale

100

USD 40.21

USD 0.01 Class C ordinary

Sale

100

USD 40.22

USD 0.01 Class C ordinary

Sale

100

USD 40.24

USD 0.01 Class C ordinary

Sale

100

USD 40.25

USD 0.01 Class C ordinary

Sale

100

USD 40.2501

USD 0.01 Class C ordinary

Sale

200

USD 40.27

USD 0.01 Class C ordinary

Sale

124

USD 40.28

USD 0.01 Class C ordinary

Sale

76

USD 40.29

USD 0.01 Class C ordinary

Sale

1,200

USD 40.31

USD 0.01 Class C ordinary

Sale

400

USD 40.32

USD 0.01 Class C ordinary

Sale

200

USD 40.33

USD 0.01 Class C ordinary

Sale

200

USD 40.34

USD 0.01 Class C ordinary

Sale

100

USD 40.345

USD 0.01 Class C ordinary

Sale

2,500

USD 40.35

USD 0.01 Class C ordinary

Sale

100

USD 40.355

USD 0.01 Class C ordinary

Sale

700

USD 40.36

USD 0.01 Class C ordinary

Sale

800

USD 40.37

USD 0.01 Class C ordinary

Sale

100

USD 40.39

USD 0.01 Class C ordinary

Sale

1,000

USD 40.4

USD 0.01 Class C ordinary

Sale

200

USD 40.405

USD 0.01 Class C ordinary

Sale

2,600

USD 40.41

USD 0.01 Class C ordinary

Sale

500

USD 40.415

USD 0.01 Class C ordinary

Sale

3,900

USD 40.42

USD 0.01 Class C ordinary

Sale

1,600

USD 40.43

USD 0.01 Class C ordinary

Sale

600

USD 40.44

USD 0.01 Class C ordinary

Sale

1,200

USD 40.45

USD 0.01 Class C ordinary

Sale

100

USD 40.455

USD 0.01 Class C ordinary

Sale

1,600

USD 40.46

USD 0.01 Class C ordinary

Sale

200

USD 40.465

USD 0.01 Class C ordinary

Sale

1,300

USD 40.47

USD 0.01 Class C ordinary

Sale

100

USD 40.475

USD 0.01 Class C ordinary

Sale

800

USD 40.48

USD 0.01 Class C ordinary

Sale

100

USD 40.4801

USD 0.01 Class C ordinary

Sale

100

USD 40.485

USD 0.01 Class C ordinary

Sale

1,400

USD 40.49

USD 0.01 Class C ordinary

Sale

100

USD 40.4901

USD 0.01 Class C ordinary

Sale

100

USD 40.495

USD 0.01 Class C ordinary

Sale

1,700

USD 40.5

USD 0.01 Class C ordinary

Sale

200

USD 40.505

USD 0.01 Class C ordinary

Sale

800

USD 40.51

USD 0.01 Class C ordinary

Sale

2,100

USD 40.52

USD 0.01 Class C ordinary

Sale

100

USD 40.525

USD 0.01 Class C ordinary

Sale

2,100

USD 40.53

USD 0.01 Class C ordinary

Sale

200

USD 40.535

USD 0.01 Class C ordinary

Sale

1,000

USD 40.54

USD 0.01 Class C ordinary

Sale

100

USD 40.545

USD 0.01 Class C ordinary

Sale

3,000

USD 40.55

USD 0.01 Class C ordinary

Sale

100

USD 40.5501

USD 0.01 Class C ordinary

Sale

100

USD 40.555

USD 0.01 Class C ordinary

Sale

3,900

USD 40.56

USD 0.01 Class C ordinary

Sale

200

USD 40.565

USD 0.01 Class C ordinary

Sale

6,800

USD 40.57

USD 0.01 Class C ordinary

Sale

100

USD 40.575

USD 0.01 Class C ordinary

Sale

2,200

USD 40.58

USD 0.01 Class C ordinary

Sale

200

USD 40.585

USD 0.01 Class C ordinary

Sale

1,800

USD 40.59

USD 0.01 Class C ordinary

Sale

200

USD 40.595

USD 0.01 Class C ordinary

Sale

2,300

USD 40.6

USD 0.01 Class C ordinary

Sale

2,300

USD 40.61

USD 0.01 Class C ordinary

Sale

100

USD 40.6101

USD 0.01 Class C ordinary

Sale

100

USD 40.615

USD 0.01 Class C ordinary

Sale

1,900

USD 40.62

USD 0.01 Class C ordinary

Sale

1,900

USD 40.63

USD 0.01 Class C ordinary

Sale

200

USD 40.635

USD 0.01 Class C ordinary

Sale

1,700

USD 40.64

USD 0.01 Class C ordinary

Sale

100

USD 40.6401

USD 0.01 Class C ordinary

Sale

300

USD 40.645

USD 0.01 Class C ordinary

Sale

5,400

USD 40.65

USD 0.01 Class C ordinary

Sale

200

USD 40.6501

USD 0.01 Class C ordinary

Sale

200

USD 40.655

USD 0.01 Class C ordinary

Sale

4,200

USD 40.66

USD 0.01 Class C ordinary

Sale

100

USD 40.6601

USD 0.01 Class C ordinary

Sale

200

USD 40.665

USD 0.01 Class C ordinary

Sale

2,300

USD 40.67

USD 0.01 Class C ordinary

Sale

400

USD 40.675

USD 0.01 Class C ordinary

Sale

2,600

USD 40.68

USD 0.01 Class C ordinary

Sale

700

USD 40.685

USD 0.01 Class C ordinary

Sale

8,800

USD 40.69

USD 0.01 Class C ordinary

Sale

200

USD 40.6901

USD 0.01 Class C ordinary

Sale

300

USD 40.695

USD 0.01 Class C ordinary

Sale

8,800

USD 40.7

USD 0.01 Class C ordinary

Sale

800

USD 40.705

USD 0.01 Class C ordinary

Sale

5,400

USD 40.71

USD 0.01 Class C ordinary

Sale

1,500

USD 40.715

USD 0.01 Class C ordinary

Sale

7,400

USD 40.72

USD 0.01 Class C ordinary

Sale

400

USD 40.725

USD 0.01 Class C ordinary

Sale

7,300

USD 40.73

USD 0.01 Class C ordinary

Sale

600

USD 40.735

USD 0.01 Class C ordinary

Sale

7,200

USD 40.74

USD 0.01 Class C ordinary

Sale

600

USD 40.745

USD 0.01 Class C ordinary

Sale

10,700

USD 40.75

USD 0.01 Class C ordinary

Sale

700

USD 40.755

USD 0.01 Class C ordinary

Sale

7,700

USD 40.76

USD 0.01 Class C ordinary

Sale

400

USD 40.765

USD 0.01 Class C ordinary

Sale

10,500

USD 40.77

USD 0.01 Class C ordinary

Sale

100

USD 40.7701

USD 0.01 Class C ordinary

Sale

1,000

USD 40.775

USD 0.01 Class C ordinary

Sale

11,900

USD 40.78

USD 0.01 Class C ordinary

Sale

200

USD 40.785

USD 0.01 Class C ordinary

Sale

16,851

USD 40.79

USD 0.01 Class C ordinary

Sale

49

USD 40.7901

USD 0.01 Class C ordinary

Sale

900

USD 40.795

USD 0.01 Class C ordinary

Sale

9,907

USD 40.8

USD 0.01 Class C ordinary

Sale

400

USD 40.805

USD 0.01 Class C ordinary

Sale

12,500

USD 40.81

USD 0.01 Class C ordinary

Sale

100

USD 40.815

USD 0.01 Class C ordinary

Sale

5,100

USD 40.82

USD 0.01 Class C ordinary

Sale

2,800

USD 40.83

USD 0.01 Class C ordinary

Sale

200

USD 40.835

USD 0.01 Class C ordinary

Sale

4,200

USD 40.84

USD 0.01 Class C ordinary

Sale

1,400

USD 40.845

USD 0.01 Class C ordinary

Sale

9,893

USD 40.85

USD 0.01 Class C ordinary

Sale

1,300

USD 40.855

USD 0.01 Class C ordinary

Sale

12,400

USD 40.86

USD 0.01 Class C ordinary

Sale

200

USD 40.865

USD 0.01 Class C ordinary

Sale

2,200

USD 40.87

USD 0.01 Class C ordinary

Sale

400

USD 40.875

USD 0.01 Class C ordinary

Sale

3,600

USD 40.88

USD 0.01 Class C ordinary

Sale

1,000

USD 40.89

USD 0.01 Class C ordinary

Sale

800

USD 40.9

USD 0.01 Class C ordinary

Sale

200

USD 40.905

USD 0.01 Class C ordinary

Sale

1,400

USD 40.91

USD 0.01 LiLAC Class A ordinary

Purchase

100

USD 37.4

USD 0.01 LiLAC Class A ordinary

Purchase

100

USD 37.42

USD 0.01 LiLAC Class A ordinary

Sale

500

USD 37.37

USD 0.01 LiLAC Class A ordinary

Sale

100

USD 37.38

USD 0.01 LiLAC Class A ordinary

Sale

200

USD 37.45

USD 0.01 LiLAC Class A ordinary

Sale

100

USD 37.47

USD 0.01 LiLAC Class A ordinary

Sale

100

USD 37.48

USD 0.01 LiLAC Class A ordinary

Sale

400

USD 37.51

USD 0.01 LiLAC Class A ordinary

Sale

100

USD 37.65

USD 0.01 LiLAC Class A ordinary

Sale

400

USD 37.66

USD 0.01 LiLAC Class A ordinary

Sale

320

USD 37.69

USD 0.01 LiLAC Class A ordinary

Sale

100

USD 37.7

USD 0.01 LiLAC Class A ordinary

Sale

100

USD 37.77

USD 0.01 LiLAC Class A ordinary

Sale

100

USD 37.79

USD 0.01 LiLAC Class A ordinary

Sale

376

USD 37.86

USD 0.01 LiLAC Class A ordinary

Sale

100

USD 37.89

USD 0.01 LiLAC Class C ordinary

Purchase

100

USD 37.98

USD 0.01 LiLAC Class C ordinary

Purchase

100

USD 37.99

USD 0.01 LiLAC Class C ordinary

Purchase

200

USD 38.2

USD 0.01 LiLAC Class C ordinary

Purchase

100

USD 38.26

USD 0.01 LiLAC Class C ordinary

Purchase

100

USD 38.27

USD 0.01 LiLAC Class C ordinary

Purchase

600

USD 38.28

USD 0.01 LiLAC Class C ordinary

Purchase

364

USD 38.29

USD 0.01 LiLAC Class C ordinary

Purchase

100

USD 38.3

USD 0.01 LiLAC Class C ordinary

Purchase

100

USD 38.33

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 37.9

USD 0.01 LiLAC Class C ordinary

Sale

400

USD 37.92

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 37.96

USD 0.01 LiLAC Class C ordinary

Sale

600

USD 37.965

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 37.97

USD 0.01 LiLAC Class C ordinary

Sale

406

USD 37.98

USD 0.01 LiLAC Class C ordinary

Sale

1,414

USD 38

USD 0.01 LiLAC Class C ordinary

Sale

400

USD 38.01

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 38.03

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 38.04

USD 0.01 LiLAC Class C ordinary

Sale

160

USD 38.05

USD 0.01 LiLAC Class C ordinary

Sale

200

USD 38.11

USD 0.01 LiLAC Class C ordinary

Sale

300

USD 38.17

USD 0.01 LiLAC Class C ordinary

Sale

200

USD 38.18

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 38.2

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 38.21

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 38.22

USD 0.01 LiLAC Class C ordinary

Sale

500

USD 38.23

USD 0.01 LiLAC Class C ordinary

Sale

205

USD 38.24

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 38.245

USD 0.01 LiLAC Class C ordinary

Sale

5,200

USD 38.25

USD 0.01 LiLAC Class C ordinary

Sale

400

USD 38.26

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 38.27

USD 0.01 LiLAC Class C ordinary

Sale

200

USD 38.28

USD 0.01 LiLAC Class C ordinary

Sale

300

USD 38.29

USD 0.01 LiLAC Class C ordinary

Sale

200

USD 38.3

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 38.32

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 38.33

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 38.35

 

 

 

(b) Derivatives transactions (other than options)

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

USD 0.01 Class C ordinary

Call option

30,000

USD 45

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

None

 

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

 

 

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

YES

 

Date of disclosure:

November 23, 2015

Contact name:

Kevin Krist (Compliance Department)

Telephone number:

+44 (0) 20 7409 4420

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

 

 

 

 

 

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

 

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

 

 

1. KEY INFORMATION

 

Full name of person making disclosure:

D. E. Shaw & Co., L.P.

Name of offeror/offeree in relation to whose relevant securities the disclosure relates:

Liberty Global Plc

 

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

 

Class of relevant security

Product description e.g. call option

Written or purchased

Number of securities to which option or derivative relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

USD 0.01 Class A ordinary

Listed Put option

Purchased

4,000

USD 60

American

20160115

USD 0.01 Class A ordinary

Listed Put option

Purchased

8,700

USD 65

American

20160115

USD 0.01 Class A ordinary

Listed Put option

Purchased

5,100

USD 67.5

American

20160115

USD 0.01 Class A ordinary

Listed Put option

Purchased

100

USD 75

American

20160115

USD 0.01 Class A ordinary

Listed Put option

Purchased

200

USD 80

American

20160115

USD 0.01 Class C ordinary

Listed Put option

Purchased

4,000

USD 60

American

20160115

USD 0.01 Class C ordinary

Listed Put option

Purchased

8,700

USD 65

American

20160115

USD 0.01 Class C ordinary

Listed Put option

Purchased

5,100

USD 67.5

American

20160115

USD 0.01 Class C ordinary

Listed Put option

Purchased

100

USD 75

American

20160115

USD 0.01 Class C ordinary

Listed Put option

Purchased

200

USD 80

American

20160115

USD 0.01 LiLAC Class A ordinary

Listed Put option

Purchased

200

USD 60

American

20160115

USD 0.01 LiLAC Class A ordinary

Listed Put option

Purchased

435

USD 65

American

20160115

USD 0.01 LiLAC Class A ordinary

Listed Put option

Purchased

255

USD 67.5

American

20160115

USD 0.01 LiLAC Class A ordinary

Listed Put option

Purchased

5

USD 75

American

20160115

USD 0.01 LiLAC Class A ordinary

Listed Put option

Purchased

10

USD 80

American

20160115

USD 0.01 LiLAC Class C ordinary

Listed Put option

Purchased

200

USD 60

American

20160115

USD 0.01 LiLAC Class C ordinary

Listed Put option

Purchased

435

USD 65

American

20160115

USD 0.01 LiLAC Class C ordinary

Listed Put option

Purchased

255

USD 67.5

American

20160115

USD 0.01 LiLAC Class C ordinary

Listed Put option

Purchased

5

USD 75

American

20160115

USD 0.01 LiLAC Class C ordinary

Listed Put option

Purchased

10

USD 80

American

20160115

 

 

3. AGREEMENTS TO PURCHASE OR SELL ETC.

 

Full details should be given so that the nature of the interest or position can be fully understood:

 

None.

 

 

 

 

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

 

The currency of all prices and other monetary amounts should be stated.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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