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Form 8.3 - Liberty Global plc

20th Nov 2015 15:27

RNS Number : 5071G
D E Shaw & Co LP
20 November 2015
 

FORM 8.3

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Identity of the person whose positions/dealings are being disclosed:

D. E. Shaw & Co., L.P.

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Liberty Global Plc

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

(e) Date position held/dealing undertaken:

November 19, 2015

(f) Has the discloser previously disclosed, or are they today disclosing, under the Code in respect of any other party to this offer?

Yes: Cable & Wireless Communications Plc

 

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

USD 0.01 Class A ordinary

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

2,792,726

1.10

62,711

0.02

(2) Derivatives (other than options):

640,000

0.25

(3) Options and agreements to purchase/sell:

18,100

0.01

TOTAL:

 

3,432,726

1.36

80,811

0.03

 

 

Class of relevant security:

 

USD 0.01 Class C ordinary

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

10,021,357

1.69

99

0.00

(2) Derivatives (other than options):

640,000

0.11

(3) Options and agreements to purchase/sell:

48,100

0.01

TOTAL:

 

10,661,357

1.80

48,199

0.01

 

Class of relevant security:

 

USD 0.01 LiLAC Class A ordinary

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

215,245

1.70

2,744

0.02

(2) Derivatives (other than options):

32,000

0.25

(3) Options and agreements to purchase/sell:

905

0.01

TOTAL:

 

247,245

1.96

3,649

0.03

 

 

Class of relevant security:

 

USD 0.01 LiLAC Class C ordinary

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

414,244

1.35

138

0.00

(2) Derivatives (other than options):

32,000

0.10

(3) Options and agreements to purchase/sell:

905

0.00

TOTAL:

 

446,244

1.45

1,043

0.00

 

All interests and all short positions should be disclosed.

 

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

USD 0.01 Class A ordinary

Purchase

300

USD 41.7

USD 0.01 Class A ordinary

Purchase

400

USD 41.705

USD 0.01 Class A ordinary

Purchase

700

USD 41.71

USD 0.01 Class A ordinary

Purchase

100

USD 41.76

USD 0.01 Class A ordinary

Purchase

141

USD 41.77

USD 0.01 Class A ordinary

Purchase

100

USD 41.79

USD 0.01 Class A ordinary

Purchase

100

USD 41.8

USD 0.01 Class A ordinary

Purchase

3,000

USD 41.81

USD 0.01 Class A ordinary

Purchase

400

USD 41.815

USD 0.01 Class A ordinary

Purchase

1,440

USD 41.82

USD 0.01 Class A ordinary

Purchase

1,000

USD 41.83

USD 0.01 Class A ordinary

Purchase

1,500

USD 41.84

USD 0.01 Class A ordinary

Purchase

8

USD 41.85

USD 0.01 Class A ordinary

Purchase

1,100

USD 41.86

USD 0.01 Class A ordinary

Purchase

2,760

USD 41.87

USD 0.01 Class A ordinary

Purchase

1,899

USD 41.88

USD 0.01 Class A ordinary

Purchase

1,000

USD 41.885

USD 0.01 Class A ordinary

Purchase

4,082

USD 41.89

USD 0.01 Class A ordinary

Purchase

600

USD 41.895

USD 0.01 Class A ordinary

Purchase

2,640

USD 41.9

USD 0.01 Class A ordinary

Purchase

100

USD 41.905

USD 0.01 Class A ordinary

Purchase

1,140

USD 41.91

USD 0.01 Class A ordinary

Purchase

305

USD 41.915

USD 0.01 Class A ordinary

Purchase

2,366

USD 41.92

USD 0.01 Class A ordinary

Purchase

100

USD 41.925

USD 0.01 Class A ordinary

Purchase

2,199

USD 41.93

USD 0.01 Class A ordinary

Purchase

200

USD 41.935

USD 0.01 Class A ordinary

Purchase

663

USD 41.94

USD 0.01 Class A ordinary

Purchase

100

USD 41.97

USD 0.01 Class A ordinary

Purchase

1,181

USD 41.98

USD 0.01 Class A ordinary

Purchase

100

USD 41.99

USD 0.01 Class A ordinary

Purchase

200

USD 42

USD 0.01 Class A ordinary

Purchase

44

USD 42.01

USD 0.01 Class A ordinary

Purchase

640

USD 42.02

USD 0.01 Class A ordinary

Purchase

400

USD 42.03

USD 0.01 Class A ordinary

Purchase

200

USD 42.035

USD 0.01 Class A ordinary

Purchase

617

USD 42.04

USD 0.01 Class A ordinary

Purchase

100

USD 42.09

USD 0.01 Class A ordinary

Purchase

37

USD 42.1

USD 0.01 Class A ordinary

Purchase

100

USD 42.11

USD 0.01 Class A ordinary

Purchase

300

USD 42.13

USD 0.01 Class A ordinary

Purchase

40

USD 42.15

USD 0.01 Class A ordinary

Purchase

300

USD 42.16

USD 0.01 Class A ordinary

Purchase

1,795

USD 42.17

USD 0.01 Class A ordinary

Purchase

640

USD 42.19

USD 0.01 Class A ordinary

Purchase

700

USD 42.2

USD 0.01 Class A ordinary

Purchase

978

USD 42.22

USD 0.01 Class A ordinary

Purchase

100

USD 42.26

USD 0.01 Class A ordinary

Purchase

300

USD 42.28

USD 0.01 Class A ordinary

Purchase

2,100

USD 42.3

USD 0.01 Class A ordinary

Purchase

700

USD 42.31

USD 0.01 Class A ordinary

Purchase

900

USD 42.315

USD 0.01 Class A ordinary

Purchase

840

USD 42.32

USD 0.01 Class A ordinary

Purchase

300

USD 42.33

USD 0.01 Class A ordinary

Purchase

100

USD 42.34

USD 0.01 Class A ordinary

Purchase

1,442

USD 42.35

USD 0.01 Class A ordinary

Purchase

2,001

USD 42.36

USD 0.01 Class A ordinary

Purchase

940

USD 42.37

USD 0.01 Class A ordinary

Purchase

3,183

USD 42.38

USD 0.01 Class A ordinary

Purchase

1,200

USD 42.39

USD 0.01 Class A ordinary

Purchase

845

USD 42.4

USD 0.01 Class A ordinary

Purchase

600

USD 42.41

USD 0.01 Class A ordinary

Purchase

200

USD 42.42

USD 0.01 Class A ordinary

Purchase

200

USD 42.43

USD 0.01 Class A ordinary

Purchase

600

USD 42.44

USD 0.01 Class A ordinary

Purchase

902

USD 42.46

USD 0.01 Class A ordinary

Purchase

1,100

USD 42.47

USD 0.01 Class A ordinary

Purchase

757

USD 42.48

USD 0.01 Class A ordinary

Purchase

2,331

USD 42.49

USD 0.01 Class A ordinary

Purchase

1,500

USD 42.5

USD 0.01 Class A ordinary

Purchase

4,282

USD 42.51

USD 0.01 Class A ordinary

Purchase

781

USD 42.52

USD 0.01 Class A ordinary

Purchase

1,200

USD 42.53

USD 0.01 Class A ordinary

Purchase

400

USD 42.54

USD 0.01 Class A ordinary

Purchase

1,000

USD 42.55

USD 0.01 Class A ordinary

Purchase

900

USD 42.56

USD 0.01 Class A ordinary

Purchase

1,399

USD 42.57

USD 0.01 Class A ordinary

Purchase

300

USD 42.58

USD 0.01 Class A ordinary

Purchase

200

USD 42.59

USD 0.01 Class A ordinary

Purchase

1,500

USD 42.6

USD 0.01 Class A ordinary

Purchase

100

USD 42.64

USD 0.01 Class A ordinary

Purchase

200

USD 42.75

USD 0.01 Class A ordinary

Purchase

500

USD 42.76

USD 0.01 Class A ordinary

Purchase

200

USD 42.77

USD 0.01 Class A ordinary

Purchase

100

USD 42.78

USD 0.01 Class A ordinary

Purchase

100

USD 42.785

USD 0.01 Class A ordinary

Purchase

200

USD 42.79

USD 0.01 Class A ordinary

Purchase

300

USD 42.8

USD 0.01 Class A ordinary

Purchase

500

USD 42.81

USD 0.01 Class A ordinary

Purchase

600

USD 42.82

USD 0.01 Class A ordinary

Purchase

100

USD 42.825

USD 0.01 Class A ordinary

Purchase

500

USD 42.83

USD 0.01 Class A ordinary

Purchase

1,200

USD 42.835

USD 0.01 Class A ordinary

Purchase

1,000

USD 42.84

USD 0.01 Class A ordinary

Purchase

300

USD 42.845

USD 0.01 Class A ordinary

Purchase

600

USD 42.85

USD 0.01 Class A ordinary

Purchase

100

USD 42.855

USD 0.01 Class A ordinary

Purchase

1,000

USD 42.86

USD 0.01 Class A ordinary

Purchase

1,301

USD 42.87

USD 0.01 Class A ordinary

Purchase

100

USD 42.875

USD 0.01 Class A ordinary

Purchase

300

USD 42.88

USD 0.01 Class A ordinary

Purchase

100

USD 42.885

USD 0.01 Class A ordinary

Purchase

1,219

USD 42.89

USD 0.01 Class A ordinary

Purchase

360

USD 42.895

USD 0.01 Class A ordinary

Purchase

340

USD 42.9

USD 0.01 Class A ordinary

Purchase

100

USD 42.905

USD 0.01 Class A ordinary

Purchase

800

USD 42.91

USD 0.01 Class A ordinary

Purchase

100

USD 42.915

USD 0.01 Class A ordinary

Purchase

600

USD 42.92

USD 0.01 Class A ordinary

Purchase

200

USD 42.93

USD 0.01 Class A ordinary

Purchase

300

USD 42.94

USD 0.01 Class A ordinary

Purchase

200

USD 42.95

USD 0.01 Class A ordinary

Purchase

300

USD 42.96

USD 0.01 Class A ordinary

Purchase

100

USD 42.97

USD 0.01 Class A ordinary

Purchase

100

USD 43.01

USD 0.01 Class A ordinary

Purchase

200

USD 43.03

USD 0.01 Class A ordinary

Purchase

200

USD 43.04

USD 0.01 Class A ordinary

Purchase

520

USD 43.05

USD 0.01 Class A ordinary

Purchase

100

USD 43.065

USD 0.01 Class A ordinary

Purchase

100

USD 43.07

USD 0.01 Class A ordinary

Purchase

100

USD 43.075

USD 0.01 Class A ordinary

Purchase

400

USD 43.1

USD 0.01 Class A ordinary

Purchase

100

USD 43.105

USD 0.01 Class A ordinary

Purchase

100

USD 43.12

USD 0.01 Class A ordinary

Purchase

100

USD 43.13

USD 0.01 Class A ordinary

Purchase

100

USD 43.15

USD 0.01 Class A ordinary

Sale

100

USD 41.77

USD 0.01 Class A ordinary

Sale

100

USD 41.81

USD 0.01 Class A ordinary

Sale

400

USD 41.87

USD 0.01 Class A ordinary

Sale

300

USD 41.9

USD 0.01 Class A ordinary

Sale

200

USD 41.91

USD 0.01 Class A ordinary

Sale

100

USD 41.92

USD 0.01 Class A ordinary

Sale

100

USD 41.95

USD 0.01 Class A ordinary

Sale

6,300

USD 41.99

USD 0.01 Class A ordinary

Sale

3,100

USD 42.04

USD 0.01 Class C ordinary

Purchase

244

USD 40.25

USD 0.01 Class C ordinary

Purchase

200

USD 40.27

USD 0.01 Class C ordinary

Purchase

3,300

USD 40.28

USD 0.01 Class C ordinary

Purchase

200

USD 40.295

USD 0.01 Class C ordinary

Purchase

957

USD 40.3

USD 0.01 Class C ordinary

Purchase

598

USD 40.31

USD 0.01 Class C ordinary

Purchase

300

USD 40.32

USD 0.01 Class C ordinary

Purchase

500

USD 40.33

USD 0.01 Class C ordinary

Purchase

300

USD 40.35

USD 0.01 Class C ordinary

Purchase

1,000

USD 40.37

USD 0.01 Class C ordinary

Purchase

13,591

USD 40.38

USD 0.01 Class C ordinary

Purchase

3,484

USD 40.39

USD 0.01 Class C ordinary

Purchase

1,970

USD 40.4

USD 0.01 Class C ordinary

Purchase

1,600

USD 40.41

USD 0.01 Class C ordinary

Purchase

1,400

USD 40.42

USD 0.01 Class C ordinary

Purchase

500

USD 40.43

USD 0.01 Class C ordinary

Purchase

2,000

USD 40.45

USD 0.01 Class C ordinary

Purchase

700

USD 40.46

USD 0.01 Class C ordinary

Purchase

1,300

USD 40.465

USD 0.01 Class C ordinary

Purchase

7,400

USD 40.47

USD 0.01 Class C ordinary

Purchase

2,600

USD 40.48

USD 0.01 Class C ordinary

Purchase

1,819

USD 40.49

USD 0.01 Class C ordinary

Purchase

7,032

USD 40.5

USD 0.01 Class C ordinary

Purchase

2,600

USD 40.51

USD 0.01 Class C ordinary

Purchase

1,700

USD 40.57

USD 0.01 Class C ordinary

Purchase

1,750

USD 40.58

USD 0.01 Class C ordinary

Purchase

540

USD 40.59

USD 0.01 Class C ordinary

Purchase

200

USD 40.6

USD 0.01 Class C ordinary

Purchase

213

USD 40.61

USD 0.01 Class C ordinary

Purchase

2,000

USD 40.63

USD 0.01 Class C ordinary

Purchase

3,681

USD 40.64

USD 0.01 Class C ordinary

Purchase

1,535

USD 40.65

USD 0.01 Class C ordinary

Purchase

1,900

USD 40.66

USD 0.01 Class C ordinary

Purchase

2,300

USD 40.67

USD 0.01 Class C ordinary

Purchase

3,200

USD 40.68

USD 0.01 Class C ordinary

Purchase

6,745

USD 40.69

USD 0.01 Class C ordinary

Purchase

2,400

USD 40.695

USD 0.01 Class C ordinary

Purchase

10,000

USD 40.7

USD 0.01 Class C ordinary

Purchase

3,200

USD 40.705

USD 0.01 Class C ordinary

Purchase

10,000

USD 40.71

USD 0.01 Class C ordinary

Purchase

7,583

USD 40.72

USD 0.01 Class C ordinary

Purchase

5,500

USD 40.73

USD 0.01 Class C ordinary

Purchase

8,430

USD 40.74

USD 0.01 Class C ordinary

Purchase

10,852

USD 40.75

USD 0.01 Class C ordinary

Purchase

85

USD 40.755

USD 0.01 Class C ordinary

Purchase

3,015

USD 40.76

USD 0.01 Class C ordinary

Purchase

5,100

USD 40.77

USD 0.01 Class C ordinary

Purchase

3,122

USD 40.78

USD 0.01 Class C ordinary

Purchase

4,699

USD 40.79

USD 0.01 Class C ordinary

Purchase

2,200

USD 40.8

USD 0.01 Class C ordinary

Purchase

800

USD 40.81

USD 0.01 Class C ordinary

Purchase

600

USD 40.82

USD 0.01 Class C ordinary

Purchase

400

USD 40.83

USD 0.01 Class C ordinary

Purchase

1,000

USD 40.84

USD 0.01 Class C ordinary

Purchase

2,500

USD 40.85

USD 0.01 Class C ordinary

Purchase

1,100

USD 40.87

USD 0.01 Class C ordinary

Purchase

200

USD 40.875

USD 0.01 Class C ordinary

Purchase

2,314

USD 40.88

USD 0.01 Class C ordinary

Purchase

200

USD 40.89

USD 0.01 Class C ordinary

Purchase

200

USD 40.9

USD 0.01 Class C ordinary

Purchase

300

USD 40.905

USD 0.01 Class C ordinary

Purchase

200

USD 40.91

USD 0.01 Class C ordinary

Purchase

400

USD 40.915

USD 0.01 Class C ordinary

Purchase

600

USD 40.92

USD 0.01 Class C ordinary

Purchase

100

USD 40.93

USD 0.01 Class C ordinary

Purchase

1,200

USD 40.94

USD 0.01 Class C ordinary

Purchase

2,300

USD 40.95

USD 0.01 Class C ordinary

Purchase

1,700

USD 40.96

USD 0.01 Class C ordinary

Purchase

3,930

USD 40.97

USD 0.01 Class C ordinary

Purchase

3,776

USD 40.98

USD 0.01 Class C ordinary

Purchase

16,072

USD 40.99

USD 0.01 Class C ordinary

Purchase

6,000

USD 41

USD 0.01 Class C ordinary

Purchase

2,300

USD 41.01

USD 0.01 Class C ordinary

Purchase

6,400

USD 41.02

USD 0.01 Class C ordinary

Purchase

1,645

USD 41.03

USD 0.01 Class C ordinary

Purchase

1,000

USD 41.04

USD 0.01 Class C ordinary

Purchase

600

USD 41.05

USD 0.01 Class C ordinary

Purchase

289

USD 41.06

USD 0.01 Class C ordinary

Purchase

2,032

USD 41.07

USD 0.01 Class C ordinary

Purchase

1,100

USD 41.08

USD 0.01 Class C ordinary

Purchase

1,300

USD 41.09

USD 0.01 Class C ordinary

Purchase

700

USD 41.1

USD 0.01 Class C ordinary

Purchase

700

USD 41.11

USD 0.01 Class C ordinary

Purchase

400

USD 41.12

USD 0.01 Class C ordinary

Purchase

2,500

USD 41.13

USD 0.01 Class C ordinary

Purchase

400

USD 41.14

USD 0.01 Class C ordinary

Purchase

800

USD 41.15

USD 0.01 Class C ordinary

Purchase

800

USD 41.16

USD 0.01 Class C ordinary

Purchase

588

USD 41.17

USD 0.01 Class C ordinary

Purchase

200

USD 41.18

USD 0.01 Class C ordinary

Purchase

1,800

USD 41.19

USD 0.01 Class C ordinary

Purchase

100

USD 41.2

USD 0.01 Class C ordinary

Purchase

990

USD 41.21

USD 0.01 Class C ordinary

Purchase

400

USD 41.22

USD 0.01 Class C ordinary

Purchase

400

USD 41.23

USD 0.01 Class C ordinary

Purchase

400

USD 41.24

USD 0.01 Class C ordinary

Purchase

1,000

USD 41.25

USD 0.01 Class C ordinary

Purchase

200

USD 41.26

USD 0.01 Class C ordinary

Purchase

400

USD 41.27

USD 0.01 Class C ordinary

Purchase

900

USD 41.28

USD 0.01 Class C ordinary

Purchase

500

USD 41.29

USD 0.01 Class C ordinary

Purchase

1,100

USD 41.3

USD 0.01 Class C ordinary

Purchase

600

USD 41.31

USD 0.01 Class C ordinary

Purchase

496

USD 41.32

USD 0.01 Class C ordinary

Purchase

1,234

USD 41.33

USD 0.01 Class C ordinary

Purchase

100

USD 41.34

USD 0.01 Class C ordinary

Purchase

900

USD 41.35

USD 0.01 Class C ordinary

Purchase

450

USD 41.36

USD 0.01 Class C ordinary

Purchase

900

USD 41.37

USD 0.01 Class C ordinary

Purchase

200

USD 41.38

USD 0.01 Class C ordinary

Purchase

200

USD 41.39

USD 0.01 Class C ordinary

Purchase

200

USD 41.4

USD 0.01 Class C ordinary

Purchase

300

USD 41.41

USD 0.01 Class C ordinary

Purchase

200

USD 41.42

USD 0.01 Class C ordinary

Purchase

300

USD 41.43

USD 0.01 Class C ordinary

Sale

7,600

USD 40.38

USD 0.01 Class C ordinary

Sale

100

USD 40.4

USD 0.01 Class C ordinary

Sale

100

USD 40.41

USD 0.01 Class C ordinary

Sale

100

USD 40.42

USD 0.01 Class C ordinary

Sale

100

USD 40.44

USD 0.01 Class C ordinary

Sale

500

USD 40.45

USD 0.01 Class C ordinary

Sale

400

USD 40.46

USD 0.01 Class C ordinary

Sale

600

USD 40.465

USD 0.01 Class C ordinary

Sale

600

USD 40.47

USD 0.01 Class C ordinary

Sale

200

USD 40.48

USD 0.01 Class C ordinary

Sale

100

USD 40.485

USD 0.01 Class C ordinary

Sale

300

USD 40.49

USD 0.01 Class C ordinary

Sale

200

USD 40.495

USD 0.01 Class C ordinary

Sale

1,200

USD 40.5

USD 0.01 Class C ordinary

Sale

500

USD 40.505

USD 0.01 Class C ordinary

Sale

400

USD 40.51

USD 0.01 Class C ordinary

Sale

100

USD 40.52

USD 0.01 Class C ordinary

Sale

100

USD 40.64

USD 0.01 Class C ordinary

Sale

600

USD 40.65

USD 0.01 Class C ordinary

Sale

2,200

USD 40.655

USD 0.01 Class C ordinary

Sale

300

USD 40.66

USD 0.01 Class C ordinary

Sale

300

USD 40.665

USD 0.01 Class C ordinary

Sale

1,600

USD 40.675

USD 0.01 Class C ordinary

Sale

100

USD 40.6775

USD 0.01 Class C ordinary

Sale

600

USD 40.68

USD 0.01 Class C ordinary

Sale

1,600

USD 40.685

USD 0.01 Class C ordinary

Sale

400

USD 40.69

USD 0.01 Class C ordinary

Sale

400

USD 40.695

USD 0.01 Class C ordinary

Sale

100

USD 40.6975

USD 0.01 Class C ordinary

Sale

100

USD 40.74

USD 0.01 Class C ordinary

Sale

100

USD 40.75

USD 0.01 Class C ordinary

Sale

100

USD 40.79

USD 0.01 Class C ordinary

Sale

100

USD 40.84

USD 0.01 Class C ordinary

Sale

100

USD 40.85

USD 0.01 Class C ordinary

Sale

2,600

USD 41

USD 0.01 Class C ordinary

Sale

600

USD 41.005

USD 0.01 Class C ordinary

Sale

100

USD 41.08

USD 0.01 Class C ordinary

Sale

800

USD 41.3156

USD 0.01 LiLAC Class A ordinary

Purchase

100

USD 36.91

USD 0.01 LiLAC Class A ordinary

Purchase

100

USD 37

USD 0.01 LiLAC Class A ordinary

Purchase

100

USD 37.11

USD 0.01 LiLAC Class A ordinary

Purchase

100

USD 37.12

USD 0.01 LiLAC Class A ordinary

Purchase

100

USD 37.17

USD 0.01 LiLAC Class A ordinary

Purchase

100

USD 37.19

USD 0.01 LiLAC Class A ordinary

Purchase

100

USD 37.23

USD 0.01 LiLAC Class A ordinary

Sale

90

USD 36.81

USD 0.01 LiLAC Class A ordinary

Sale

200

USD 37.1

USD 0.01 LiLAC Class A ordinary

Sale

100

USD 37.13

USD 0.01 LiLAC Class A ordinary

Sale

300

USD 37.2

USD 0.01 LiLAC Class A ordinary

Sale

100

USD 37.25

USD 0.01 LiLAC Class A ordinary

Sale

100

USD 37.7

USD 0.01 LiLAC Class A ordinary

Sale

98

USD 37.86

USD 0.01 LiLAC Class A ordinary

Sale

100

USD 37.91

USD 0.01 LiLAC Class A ordinary

Sale

100

USD 37.93

USD 0.01 LiLAC Class C ordinary

Purchase

100

USD 37.26

USD 0.01 LiLAC Class C ordinary

Purchase

100

USD 37.35

USD 0.01 LiLAC Class C ordinary

Purchase

100

USD 38.27

USD 0.01 LiLAC Class C ordinary

Purchase

100

USD 38.36

USD 0.01 LiLAC Class C ordinary

Sale

300

USD 37.12

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 37.14

USD 0.01 LiLAC Class C ordinary

Sale

200

USD 37.15

USD 0.01 LiLAC Class C ordinary

Sale

290

USD 37.18

USD 0.01 LiLAC Class C ordinary

Sale

200

USD 37.19

USD 0.01 LiLAC Class C ordinary

Sale

230

USD 37.21

USD 0.01 LiLAC Class C ordinary

Sale

400

USD 37.22

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 37.23

USD 0.01 LiLAC Class C ordinary

Sale

98

USD 37.24

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 37.25

USD 0.01 LiLAC Class C ordinary

Sale

400

USD 37.26

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 37.27

USD 0.01 LiLAC Class C ordinary

Sale

200

USD 37.28

USD 0.01 LiLAC Class C ordinary

Sale

70

USD 37.3

USD 0.01 LiLAC Class C ordinary

Sale

300

USD 37.31

USD 0.01 LiLAC Class C ordinary

Sale

400

USD 37.33

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 37.34

USD 0.01 LiLAC Class C ordinary

Sale

400

USD 37.35

USD 0.01 LiLAC Class C ordinary

Sale

200

USD 37.43

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 37.44

USD 0.01 LiLAC Class C ordinary

Sale

300

USD 37.46

USD 0.01 LiLAC Class C ordinary

Sale

200

USD 37.47

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 37.48

USD 0.01 LiLAC Class C ordinary

Sale

1,100

USD 37.5

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 37.53

USD 0.01 LiLAC Class C ordinary

Sale

400

USD 37.54

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 37.55

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 37.59

USD 0.01 LiLAC Class C ordinary

Sale

89

USD 37.6

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 37.65

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 37.7

USD 0.01 LiLAC Class C ordinary

Sale

400

USD 37.75

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 37.79

USD 0.01 LiLAC Class C ordinary

Sale

295

USD 37.99

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 38

USD 0.01 LiLAC Class C ordinary

Sale

200

USD 38.03

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 38.05

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 38.07

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 38.08

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 38.14

USD 0.01 LiLAC Class C ordinary

Sale

300

USD 38.25

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 38.26

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 38.27

USD 0.01 LiLAC Class C ordinary

Sale

182

USD 38.46

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 38.51

 

 

 

(b) Derivatives transactions (other than options)

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

None

 

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

 

 

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

YES

 

Date of disclosure:

November 20, 2015

Contact name:

Kevin Krist (Compliance Department)

Telephone number:

+44 (0) 20 7409 4420

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

 

 

 

 

 

 

 

 

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

 

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

 

 

1. KEY INFORMATION

 

Full name of person making disclosure:

D. E. Shaw & Co., L.P.

Name of offeror/offeree in relation to whose relevant securities the disclosure relates:

Liberty Global Plc

 

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

 

Class of relevant security

Product description e.g. call option

Written or purchased

Number of securities to which option or derivative relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

USD 0.01 Class A ordinary

Listed Put option

Purchased

4,000

USD 60

American

20160115

USD 0.01 Class A ordinary

Listed Put option

Purchased

8,700

USD 65

American

20160115

USD 0.01 Class A ordinary

Listed Put option

Purchased

5,100

USD 67.5

American

20160115

USD 0.01 Class A ordinary

Listed Put option

Purchased

100

USD 75

American

20160115

USD 0.01 Class A ordinary

Listed Put option

Purchased

200

USD 80

American

20160115

USD 0.01 Class C ordinary

Listed Call Option

Written

30,000

USD 45

American

20151120

USD 0.01 Class C ordinary

Listed Put option

Purchased

4,000

USD 60

American

20160115

USD 0.01 Class C ordinary

Listed Put option

Purchased

8,700

USD 65

American

20160115

USD 0.01 Class C ordinary

Listed Put option

Purchased

5,100

USD 67.5

American

20160115

USD 0.01 Class C ordinary

Listed Put option

Purchased

100

USD 75

American

20160115

USD 0.01 Class C ordinary

Listed Put option

Purchased

200

USD 80

American

20160115

USD 0.01 LiLAC Class A ordinary

Listed Put option

Purchased

200

USD 60

American

20160115

USD 0.01 LiLAC Class A ordinary

Listed Put option

Purchased

435

USD 65

American

20160115

USD 0.01 LiLAC Class A ordinary

Listed Put option

Purchased

255

USD 67.5

American

20160115

USD 0.01 LiLAC Class A ordinary

Listed Put option

Purchased

5

USD 75

American

20160115

USD 0.01 LiLAC Class A ordinary

Listed Put option

Purchased

10

USD 80

American

20160115

USD 0.01 LiLAC Class C ordinary

Listed Put option

Purchased

200

USD 60

American

20160115

USD 0.01 LiLAC Class C ordinary

Listed Put option

Purchased

435

USD 65

American

20160115

USD 0.01 LiLAC Class C ordinary

Listed Put option

Purchased

255

USD 67.5

American

20160115

USD 0.01 LiLAC Class C ordinary

Listed Put option

Purchased

5

USD 75

American

20160115

USD 0.01 LiLAC Class C ordinary

Listed Put option

Purchased

10

USD 80

American

20160115

 

 

3. AGREEMENTS TO PURCHASE OR SELL ETC.

 

Full details should be given so that the nature of the interest or position can be fully understood:

 

None.

 

 

 

 

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

 

The currency of all prices and other monetary amounts should be stated.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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