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Form 8.3 - Liberty Global plc

18th Nov 2015 14:58

RNS Number : 1926G
D E Shaw & Co LP
18 November 2015
 

FORM 8.3

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Identity of the person whose positions/dealings are being disclosed:

D. E. Shaw & Co., L.P.

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Liberty Global Plc

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

(e) Date position held/dealing undertaken:

November 17, 2015

(f) Has the discloser previously disclosed, or are they today disclosing, under the Code in respect of any other party to this offer?

Yes: Cable & Wireless Communications Plc

 

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

USD 0.01 Class A ordinary

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

2,780,662

1.10

215,690

0.09

(2) Derivatives (other than options):

640,000

0.25

(3) Options and agreements to purchase/sell:

18,100

0.01

TOTAL:

 

3,420,662

1.35

233,790

0.09

 

 

Class of relevant security:

 

USD 0.01 Class C ordinary

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

9,528,788

1.61

149

0.00

(2) Derivatives (other than options):

640,000

0.11

(3) Options and agreements to purchase/sell:

48,100

0.01

TOTAL:

 

10,168,788

1.71

48,249

0.01

 

Class of relevant security:

 

USD 0.01 LiLAC Class A ordinary

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

214,916

1.70

2,382

0.02

(2) Derivatives (other than options):

32,000

0.25

(3) Options and agreements to purchase/sell:

905

0.01

TOTAL:

 

246,916

1.95

3,287

0.03

 

 

Class of relevant security:

 

USD 0.01 LiLAC Class C ordinary

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

431,704

1.40

39

0.00

(2) Derivatives (other than options):

32,000

0.10

(3) Options and agreements to purchase/sell:

905

0.00

TOTAL:

 

463,704

1.51

944

0.00

 

All interests and all short positions should be disclosed.

 

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

USD 0.01 Class A ordinary

Purchase

300

USD 43.08

USD 0.01 Class A ordinary

Purchase

440

USD 43.09

USD 0.01 Class A ordinary

Purchase

1,976

USD 43.1

USD 0.01 Class A ordinary

Purchase

1,579

USD 43.11

USD 0.01 Class A ordinary

Purchase

946

USD 43.12

USD 0.01 Class A ordinary

Purchase

300

USD 43.13

USD 0.01 Class A ordinary

Purchase

1,100

USD 43.14

USD 0.01 Class A ordinary

Purchase

6,209

USD 43.15

USD 0.01 Class A ordinary

Purchase

200

USD 43.16

USD 0.01 Class A ordinary

Purchase

100

USD 43.165

USD 0.01 Class A ordinary

Purchase

900

USD 43.17

USD 0.01 Class A ordinary

Purchase

100

USD 43.175

USD 0.01 Class A ordinary

Purchase

800

USD 43.18

USD 0.01 Class A ordinary

Purchase

400

USD 43.185

USD 0.01 Class A ordinary

Purchase

221

USD 43.19

USD 0.01 Class A ordinary

Purchase

1,300

USD 43.2

USD 0.01 Class A ordinary

Purchase

1,464

USD 43.21

USD 0.01 Class A ordinary

Purchase

354

USD 43.22

USD 0.01 Class A ordinary

Purchase

200

USD 43.23

USD 0.01 Class A ordinary

Purchase

100

USD 43.235

USD 0.01 Class A ordinary

Purchase

170

USD 43.24

USD 0.01 Class A ordinary

Purchase

1,221

USD 43.25

USD 0.01 Class A ordinary

Purchase

800

USD 43.255

USD 0.01 Class A ordinary

Purchase

3,722

USD 43.26

USD 0.01 Class A ordinary

Purchase

400

USD 43.265

USD 0.01 Class A ordinary

Purchase

1,400

USD 43.27

USD 0.01 Class A ordinary

Purchase

200

USD 43.275

USD 0.01 Class A ordinary

Purchase

1,275

USD 43.28

USD 0.01 Class A ordinary

Purchase

350

USD 43.285

USD 0.01 Class A ordinary

Purchase

2,950

USD 43.29

USD 0.01 Class A ordinary

Purchase

400

USD 43.295

USD 0.01 Class A ordinary

Purchase

2,570

USD 43.3

USD 0.01 Class A ordinary

Purchase

200

USD 43.305

USD 0.01 Class A ordinary

Purchase

4,350

USD 43.31

USD 0.01 Class A ordinary

Purchase

400

USD 43.315

USD 0.01 Class A ordinary

Purchase

2,096

USD 43.32

USD 0.01 Class A ordinary

Purchase

1,000

USD 43.325

USD 0.01 Class A ordinary

Purchase

1,140

USD 43.33

USD 0.01 Class A ordinary

Purchase

800

USD 43.34

USD 0.01 Class A ordinary

Purchase

100

USD 43.345

USD 0.01 Class A ordinary

Purchase

300

USD 43.35

USD 0.01 Class A ordinary

Purchase

900

USD 43.36

USD 0.01 Class A ordinary

Purchase

600

USD 43.365

USD 0.01 Class A ordinary

Purchase

2,000

USD 43.37

USD 0.01 Class A ordinary

Purchase

100

USD 43.375

USD 0.01 Class A ordinary

Purchase

1,203

USD 43.38

USD 0.01 Class A ordinary

Purchase

200

USD 43.385

USD 0.01 Class A ordinary

Purchase

1,800

USD 43.39

USD 0.01 Class A ordinary

Purchase

1,400

USD 43.4

USD 0.01 Class A ordinary

Purchase

3,600

USD 43.41

USD 0.01 Class A ordinary

Purchase

3,641

USD 43.42

USD 0.01 Class A ordinary

Purchase

50

USD 43.425

USD 0.01 Class A ordinary

Purchase

7,378

USD 43.43

USD 0.01 Class A ordinary

Purchase

150

USD 43.435

USD 0.01 Class A ordinary

Purchase

1,400

USD 43.44

USD 0.01 Class A ordinary

Purchase

3,074

USD 43.45

USD 0.01 Class A ordinary

Purchase

4,196

USD 43.46

USD 0.01 Class A ordinary

Purchase

2,095

USD 43.47

USD 0.01 Class A ordinary

Purchase

100

USD 43.475

USD 0.01 Class A ordinary

Purchase

2,200

USD 43.48

USD 0.01 Class A ordinary

Purchase

4,910

USD 43.49

USD 0.01 Class A ordinary

Purchase

100

USD 43.495

USD 0.01 Class A ordinary

Purchase

2,000

USD 43.5

USD 0.01 Class A ordinary

Purchase

200

USD 43.505

USD 0.01 Class A ordinary

Purchase

1,657

USD 43.51

USD 0.01 Class A ordinary

Purchase

2,200

USD 43.52

USD 0.01 Class A ordinary

Purchase

2,818

USD 43.53

USD 0.01 Class A ordinary

Purchase

200

USD 43.535

USD 0.01 Class A ordinary

Purchase

680

USD 43.54

USD 0.01 Class A ordinary

Purchase

500

USD 43.55

USD 0.01 Class A ordinary

Purchase

110

USD 43.56

USD 0.01 Class A ordinary

Purchase

1,017

USD 43.57

USD 0.01 Class A ordinary

Purchase

523

USD 43.58

USD 0.01 Class A ordinary

Purchase

100

USD 43.585

USD 0.01 Class A ordinary

Purchase

817

USD 43.59

USD 0.01 Class A ordinary

Purchase

2,688

USD 43.6

USD 0.01 Class A ordinary

Purchase

100

USD 43.605

USD 0.01 Class A ordinary

Purchase

1,300

USD 43.61

USD 0.01 Class A ordinary

Purchase

200

USD 43.615

USD 0.01 Class A ordinary

Purchase

1,601

USD 43.62

USD 0.01 Class A ordinary

Purchase

100

USD 43.625

USD 0.01 Class A ordinary

Purchase

1,450

USD 43.63

USD 0.01 Class A ordinary

Purchase

3,231

USD 43.64

USD 0.01 Class A ordinary

Purchase

1,200

USD 43.65

USD 0.01 Class A ordinary

Purchase

1,200

USD 43.66

USD 0.01 Class A ordinary

Purchase

400

USD 43.665

USD 0.01 Class A ordinary

Purchase

800

USD 43.67

USD 0.01 Class A ordinary

Purchase

99

USD 43.69

USD 0.01 Class A ordinary

Purchase

200

USD 43.71

USD 0.01 Class A ordinary

Purchase

200

USD 43.72

USD 0.01 Class A ordinary

Purchase

100

USD 43.725

USD 0.01 Class A ordinary

Purchase

219

USD 43.73

USD 0.01 Class A ordinary

Purchase

300

USD 43.74

USD 0.01 Class A ordinary

Purchase

600

USD 43.75

USD 0.01 Class A ordinary

Purchase

100

USD 43.755

USD 0.01 Class A ordinary

Purchase

100

USD 43.8

USD 0.01 Class A ordinary

Purchase

100

USD 43.805

USD 0.01 Class A ordinary

Purchase

100

USD 43.815

USD 0.01 Class A ordinary

Purchase

300

USD 43.82

USD 0.01 Class A ordinary

Purchase

200

USD 43.83

USD 0.01 Class A ordinary

Purchase

200

USD 43.85

USD 0.01 Class A ordinary

Purchase

100

USD 44

USD 0.01 Class A ordinary

Sale

100

USD 43.26

USD 0.01 Class A ordinary

Sale

300

USD 43.44

USD 0.01 Class A ordinary

Sale

100

USD 43.47

USD 0.01 Class A ordinary

Sale

100

USD 43.49

USD 0.01 Class A ordinary

Sale

100

USD 43.58

USD 0.01 Class A ordinary

Sale

200

USD 43.6

USD 0.01 Class A ordinary

Sale

800

USD 43.64

USD 0.01 Class C ordinary

Purchase

12,688

USD 41.53

USD 0.01 Class C ordinary

Purchase

11,200

USD 41.56

USD 0.01 Class C ordinary

Purchase

9,100

USD 41.59

USD 0.01 Class C ordinary

Purchase

1,200

USD 41.65

USD 0.01 Class C ordinary

Purchase

1,400

USD 41.66

USD 0.01 Class C ordinary

Purchase

2,159

USD 41.67

USD 0.01 Class C ordinary

Purchase

345

USD 41.68

USD 0.01 Class C ordinary

Purchase

3,000

USD 41.69

USD 0.01 Class C ordinary

Purchase

22,876

USD 41.7

USD 0.01 Class C ordinary

Purchase

8,359

USD 41.71

USD 0.01 Class C ordinary

Purchase

6,336

USD 41.72

USD 0.01 Class C ordinary

Purchase

1,830

USD 41.73

USD 0.01 Class C ordinary

Purchase

114

USD 41.75

USD 0.01 Class C ordinary

Purchase

500

USD 41.76

USD 0.01 Class C ordinary

Purchase

1,100

USD 41.77

USD 0.01 Class C ordinary

Purchase

500

USD 41.78

USD 0.01 Class C ordinary

Purchase

2,281

USD 41.8

USD 0.01 Class C ordinary

Purchase

1,574

USD 41.81

USD 0.01 Class C ordinary

Purchase

1,898

USD 41.82

USD 0.01 Class C ordinary

Purchase

700

USD 41.83

USD 0.01 Class C ordinary

Purchase

4,100

USD 41.84

USD 0.01 Class C ordinary

Purchase

6,600

USD 41.85

USD 0.01 Class C ordinary

Purchase

14,248

USD 41.86

USD 0.01 Class C ordinary

Purchase

9,430

USD 41.87

USD 0.01 Class C ordinary

Purchase

8,360

USD 41.88

USD 0.01 Class C ordinary

Purchase

4,262

USD 41.89

USD 0.01 Class C ordinary

Purchase

18,129

USD 41.9

USD 0.01 Class C ordinary

Purchase

5,107

USD 41.91

USD 0.01 Class C ordinary

Purchase

4,500

USD 41.92

USD 0.01 Class C ordinary

Purchase

3,900

USD 41.93

USD 0.01 Class C ordinary

Purchase

4,000

USD 41.94

USD 0.01 Class C ordinary

Purchase

2,000

USD 41.95

USD 0.01 Class C ordinary

Purchase

4,800

USD 41.96

USD 0.01 Class C ordinary

Purchase

6,100

USD 41.965

USD 0.01 Class C ordinary

Purchase

8,687

USD 41.97

USD 0.01 Class C ordinary

Purchase

1,800

USD 41.98

USD 0.01 Class C ordinary

Purchase

2,800

USD 41.99

USD 0.01 Class C ordinary

Purchase

17,911

USD 42

USD 0.01 Class C ordinary

Purchase

16,087

USD 42.01

USD 0.01 Class C ordinary

Purchase

5,000

USD 42.015

USD 0.01 Class C ordinary

Purchase

17,934

USD 42.02

USD 0.01 Class C ordinary

Purchase

7,807

USD 42.03

USD 0.01 Class C ordinary

Purchase

2,125

USD 42.04

USD 0.01 Class C ordinary

Purchase

5,358

USD 42.05

USD 0.01 Class C ordinary

Purchase

1,702

USD 42.06

USD 0.01 Class C ordinary

Purchase

1,458

USD 42.07

USD 0.01 Class C ordinary

Purchase

2,299

USD 42.08

USD 0.01 Class C ordinary

Purchase

3,635

USD 42.09

USD 0.01 Class C ordinary

Purchase

2,749

USD 42.1

USD 0.01 Class C ordinary

Purchase

5,000

USD 42.105

USD 0.01 Class C ordinary

Purchase

5,227

USD 42.11

USD 0.01 Class C ordinary

Purchase

2,709

USD 42.12

USD 0.01 Class C ordinary

Purchase

1,595

USD 42.13

USD 0.01 Class C ordinary

Purchase

709

USD 42.14

USD 0.01 Class C ordinary

Purchase

2,700

USD 42.15

USD 0.01 Class C ordinary

Purchase

200

USD 42.16

USD 0.01 Class C ordinary

Purchase

100

USD 42.17

USD 0.01 Class C ordinary

Purchase

100

USD 42.18

USD 0.01 Class C ordinary

Purchase

100

USD 42.2

USD 0.01 Class C ordinary

Purchase

100

USD 42.21

USD 0.01 Class C ordinary

Purchase

300

USD 42.22

USD 0.01 Class C ordinary

Purchase

400

USD 42.23

USD 0.01 Class C ordinary

Purchase

100

USD 42.24

USD 0.01 Class C ordinary

Purchase

200

USD 42.28

USD 0.01 Class C ordinary

Purchase

100

USD 42.315

USD 0.01 Class C ordinary

Purchase

700

USD 42.32

USD 0.01 Class C ordinary

Purchase

200

USD 42.33

USD 0.01 Class C ordinary

Purchase

300

USD 42.35

USD 0.01 Class C ordinary

Purchase

300

USD 42.36

USD 0.01 Class C ordinary

Purchase

900

USD 42.38

USD 0.01 Class C ordinary

Purchase

800

USD 42.39

USD 0.01 Class C ordinary

Purchase

200

USD 42.4

USD 0.01 Class C ordinary

Purchase

600

USD 42.41

USD 0.01 Class C ordinary

Purchase

102

USD 42.42

USD 0.01 Class C ordinary

Purchase

800

USD 42.43

USD 0.01 Class C ordinary

Purchase

400

USD 42.46

USD 0.01 Class C ordinary

Sale

38

USD 41.53

USD 0.01 Class C ordinary

Sale

162

USD 41.54

USD 0.01 Class C ordinary

Sale

200

USD 41.547

USD 0.01 Class C ordinary

Sale

1,000

USD 41.55

USD 0.01 Class C ordinary

Sale

2,400

USD 41.555

USD 0.01 Class C ordinary

Sale

700

USD 41.58

USD 0.01 Class C ordinary

Sale

1,000

USD 41.59

USD 0.01 Class C ordinary

Sale

1,500

USD 41.61

USD 0.01 Class C ordinary

Sale

1,200

USD 41.647

USD 0.01 Class C ordinary

Sale

2,700

USD 41.65

USD 0.01 Class C ordinary

Sale

3,600

USD 41.66

USD 0.01 Class C ordinary

Sale

1,200

USD 41.67

USD 0.01 Class C ordinary

Sale

300

USD 41.676

USD 0.01 Class C ordinary

Sale

400

USD 41.679

USD 0.01 Class C ordinary

Sale

1,800

USD 41.68

USD 0.01 Class C ordinary

Sale

3,800

USD 41.69

USD 0.01 Class C ordinary

Sale

600

USD 41.695

USD 0.01 Class C ordinary

Sale

5,400

USD 41.7

USD 0.01 Class C ordinary

Sale

1,700

USD 41.705

USD 0.01 Class C ordinary

Sale

500

USD 41.709

USD 0.01 Class C ordinary

Sale

5,200

USD 41.71

USD 0.01 Class C ordinary

Sale

400

USD 41.718

USD 0.01 Class C ordinary

Sale

2,100

USD 41.72

USD 0.01 Class C ordinary

Sale

3,800

USD 41.73

USD 0.01 Class C ordinary

Sale

800

USD 41.749

USD 0.01 Class C ordinary

Sale

1,971

USD 41.77

USD 0.01 Class C ordinary

Sale

529

USD 41.78

USD 0.01 Class C ordinary

Sale

300

USD 41.792

USD 0.01 Class C ordinary

Sale

3,400

USD 41.8

USD 0.01 Class C ordinary

Sale

3,000

USD 41.81

USD 0.01 Class C ordinary

Sale

200

USD 41.814

USD 0.01 Class C ordinary

Sale

300

USD 41.816

USD 0.01 Class C ordinary

Sale

2,400

USD 41.82

USD 0.01 Class C ordinary

Sale

400

USD 41.825

USD 0.01 Class C ordinary

Sale

400

USD 41.83

USD 0.01 Class C ordinary

Sale

400

USD 41.839

USD 0.01 Class C ordinary

Sale

200

USD 41.846

USD 0.01 Class C ordinary

Sale

3,200

USD 41.85

USD 0.01 Class C ordinary

Sale

300

USD 41.851

USD 0.01 Class C ordinary

Sale

100

USD 41.855

USD 0.01 Class C ordinary

Sale

3,000

USD 41.86

USD 0.01 Class C ordinary

Sale

2,900

USD 41.87

USD 0.01 Class C ordinary

Sale

6,225

USD 41.88

USD 0.01 Class C ordinary

Sale

200

USD 41.887

USD 0.01 Class C ordinary

Sale

2,600

USD 41.89

USD 0.01 Class C ordinary

Sale

300

USD 41.895

USD 0.01 Class C ordinary

Sale

2,700

USD 41.9

USD 0.01 Class C ordinary

Sale

200

USD 41.904

USD 0.01 Class C ordinary

Sale

6,075

USD 41.91

USD 0.01 Class C ordinary

Sale

400

USD 41.911

USD 0.01 Class C ordinary

Sale

2,500

USD 41.92

USD 0.01 Class C ordinary

Sale

2,500

USD 41.93

USD 0.01 Class C ordinary

Sale

500

USD 41.94

USD 0.01 Class C ordinary

Sale

100

USD 41.95

USD 0.01 Class C ordinary

Sale

1,100

USD 41.96

USD 0.01 Class C ordinary

Sale

2,700

USD 41.97

USD 0.01 Class C ordinary

Sale

6,200

USD 41.98

USD 0.01 Class C ordinary

Sale

1,900

USD 41.99

USD 0.01 Class C ordinary

Sale

600

USD 42

USD 0.01 Class C ordinary

Sale

3,458

USD 42.01

USD 0.01 Class C ordinary

Sale

4,642

USD 42.02

USD 0.01 Class C ordinary

Sale

2,500

USD 42.03

USD 0.01 Class C ordinary

Sale

1,600

USD 42.05

USD 0.01 Class C ordinary

Sale

400

USD 42.06

USD 0.01 Class C ordinary

Sale

600

USD 42.07

USD 0.01 Class C ordinary

Sale

600

USD 42.09

USD 0.01 Class C ordinary

Sale

600

USD 42.1

USD 0.01 Class C ordinary

Sale

3,100

USD 42.11

USD 0.01 Class C ordinary

Sale

1,600

USD 42.12

USD 0.01 Class C ordinary

Sale

100

USD 42.13

USD 0.01 Class C ordinary

Sale

600

USD 42.14

USD 0.01 Class C ordinary

Sale

200

USD 42.17

USD 0.01 Class C ordinary

Sale

400

USD 42.18

USD 0.01 Class C ordinary

Sale

500

USD 42.2

USD 0.01 Class C ordinary

Sale

200

USD 42.42

USD 0.01 Class C ordinary

Sale

100

USD 42.48

USD 0.01 LiLAC Class A ordinary

Purchase

100

USD 37

USD 0.01 LiLAC Class A ordinary

Purchase

100

USD 37.08

USD 0.01 LiLAC Class A ordinary

Purchase

100

USD 37.3

USD 0.01 LiLAC Class A ordinary

Purchase

100

USD 38.1

USD 0.01 LiLAC Class A ordinary

Sale

100

USD 36.8

USD 0.01 LiLAC Class A ordinary

Sale

300

USD 36.91

USD 0.01 LiLAC Class A ordinary

Sale

209

USD 37.09

USD 0.01 LiLAC Class A ordinary

Sale

700

USD 37.16

USD 0.01 LiLAC Class A ordinary

Sale

140

USD 37.3

USD 0.01 LiLAC Class A ordinary

Sale

200

USD 37.36

USD 0.01 LiLAC Class A ordinary

Sale

100

USD 37.88

USD 0.01 LiLAC Class C ordinary

Purchase

100

USD 37.06

USD 0.01 LiLAC Class C ordinary

Purchase

100

USD 37.11

USD 0.01 LiLAC Class C ordinary

Purchase

100

USD 37.5

USD 0.01 LiLAC Class C ordinary

Purchase

100

USD 37.9

USD 0.01 LiLAC Class C ordinary

Sale

110

USD 36.6

USD 0.01 LiLAC Class C ordinary

Sale

200

USD 36.82

USD 0.01 LiLAC Class C ordinary

Sale

300

USD 36.9

USD 0.01 LiLAC Class C ordinary

Sale

200

USD 36.97

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 36.99

USD 0.01 LiLAC Class C ordinary

Sale

400

USD 37

USD 0.01 LiLAC Class C ordinary

Sale

200

USD 37.04

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 37.07

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 37.09

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 37.14

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 37.15

USD 0.01 LiLAC Class C ordinary

Sale

200

USD 37.16

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 37.22

USD 0.01 LiLAC Class C ordinary

Sale

200

USD 37.24

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 37.25

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 37.28

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 37.34

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 37.35

USD 0.01 LiLAC Class C ordinary

Sale

300

USD 37.36

USD 0.01 LiLAC Class C ordinary

Sale

1,600

USD 37.37

USD 0.01 LiLAC Class C ordinary

Sale

200

USD 37.39

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 37.42

USD 0.01 LiLAC Class C ordinary

Sale

300

USD 37.44

USD 0.01 LiLAC Class C ordinary

Sale

300

USD 37.45

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 37.48

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 37.49

USD 0.01 LiLAC Class C ordinary

Sale

200

USD 37.57

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 37.7

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 37.74

USD 0.01 LiLAC Class C ordinary

Sale

200

USD 37.78

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 37.8

USD 0.01 LiLAC Class C ordinary

Sale

100

USD 37.87

USD 0.01 LiLAC Class C ordinary

Sale

1,000

USD 37.88

USD 0.01 LiLAC Class C ordinary

Sale

95

USD 37.95

USD 0.01 LiLAC Class C ordinary

Sale

400

USD 38.1

 

 

 

(b) Derivatives transactions (other than options)

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

None

 

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

 

 

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

YES

 

Date of disclosure:

November 18, 2015

Contact name:

Kevin Krist (Compliance Department)

Telephone number:

+44 (0) 20 7409 4420

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

 

 

 

 

 

 

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

 

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

 

 

1. KEY INFORMATION

 

Full name of person making disclosure:

D. E. Shaw & Co., L.P.

Name of offeror/offeree in relation to whose relevant securities the disclosure relates:

Liberty Global Plc

 

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

 

Class of relevant security

Product description e.g. call option

Written or purchased

Number of securities to which option or derivative relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

USD 0.01 Class A ordinary

Listed Put option

Purchased

4,000

USD 60

American

20160115

USD 0.01 Class A ordinary

Listed Put option

Purchased

8,700

USD 65

American

20160115

USD 0.01 Class A ordinary

Listed Put option

Purchased

5,100

USD 67.5

American

20160115

USD 0.01 Class A ordinary

Listed Put option

Purchased

100

USD 75

American

20160115

USD 0.01 Class A ordinary

Listed Put option

Purchased

200

USD 80

American

20160115

USD 0.01 Class C ordinary

Listed Call Option

Written

30,000

USD 45

American

20151120

USD 0.01 Class C ordinary

Listed Put option

Purchased

4,000

USD 60

American

20160115

USD 0.01 Class C ordinary

Listed Put option

Purchased

8,700

USD 65

American

20160115

USD 0.01 Class C ordinary

Listed Put option

Purchased

5,100

USD 67.5

American

20160115

USD 0.01 Class C ordinary

Listed Put option

Purchased

100

USD 75

American

20160115

USD 0.01 Class C ordinary

Listed Put option

Purchased

200

USD 80

American

20160115

USD 0.01 LiLAC Class A ordinary

Listed Put option

Purchased

200

USD 60

American

20160115

USD 0.01 LiLAC Class A ordinary

Listed Put option

Purchased

435

USD 65

American

20160115

USD 0.01 LiLAC Class A ordinary

Listed Put option

Purchased

255

USD 67.5

American

20160115

USD 0.01 LiLAC Class A ordinary

Listed Put option

Purchased

5

USD 75

American

20160115

USD 0.01 LiLAC Class A ordinary

Listed Put option

Purchased

10

USD 80

American

20160115

USD 0.01 LiLAC Class C ordinary

Listed Put option

Purchased

200

USD 60

American

20160115

USD 0.01 LiLAC Class C ordinary

Listed Put option

Purchased

435

USD 65

American

20160115

USD 0.01 LiLAC Class C ordinary

Listed Put option

Purchased

255

USD 67.5

American

20160115

USD 0.01 LiLAC Class C ordinary

Listed Put option

Purchased

5

USD 75

American

20160115

USD 0.01 LiLAC Class C ordinary

Listed Put option

Purchased

10

USD 80

American

20160115

 

 

3. AGREEMENTS TO PURCHASE OR SELL ETC.

 

Full details should be given so that the nature of the interest or position can be fully understood:

 

None.

 

 

 

 

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

 

The currency of all prices and other monetary amounts should be stated.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
RETZVLFFEFFEFBZ

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