7th Jan 2016 14:55
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Identity of the person whose positions/dealings are being disclosed: | D. E. Shaw & Co., L.P. |
(b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient | |
(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Liberty Global Plc |
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | |
(e) Date position held/dealing undertaken: | January 06, 2016
|
(f) Has the discloser previously disclosed, or are they today disclosing, under the Code in respect of any other party to this offer? | Yes: Cable & Wireless Communications Plc |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security:
| USD 0.01 Class A ordinary | |||
| Interests | Short positions | ||
Number | % | Number | % | |
(1) Relevant securities owned and/or controlled: | 2,227,647
| 0.88 | 611,617
| 0.24 |
(2) Derivatives (other than options): | 640,000 | 0.25 | ||
(3) Options and agreements to purchase/sell: | 31,100
| 0.01 | 18,100 | 0.01 |
TOTAL:
| 2,898,747
| 1.15 | 629,717
| 0.25 |
Class of relevant security:
| USD 0.01 Class C ordinary | |||
| Interests | Short positions | ||
Number | % | Number | % | |
(1) Relevant securities owned and/or controlled: | 7,665,410
| 1.31 | 92,925
| 0.02 |
(2) Derivatives (other than options): | 640,000 | 0.11 | 2,500 | 0.00 |
(3) Options and agreements to purchase/sell: | 47,400
| 0.01 | 18,100 | 0.00 |
TOTAL:
| 8,352,810
| 1.43 | 113,525
| 0.02 |
Class of relevant security:
| USD 0.01 LiLAC Class A ordinary | |||
| Interests | Short positions | ||
Number | % | Number | % | |
(1) Relevant securities owned and/or controlled: | 205,699 | 1.63 | 56,937
| 0.45 |
(2) Derivatives (other than options): | 32,000 | 0.25 | ||
(3) Options and agreements to purchase/sell: | 905 | 0.01 | ||
TOTAL:
| 237,699 | 1.88 | 57,842 | 0.46 |
Class of relevant security:
| USD 0.01 LiLAC Class C ordinary | |||
| Interests | Short positions | ||
Number | % | Number | % | |
(1) Relevant securities owned and/or controlled: | 313,187
| 1.02 | 153,425
| 0.50 |
(2) Derivatives (other than options): | 32,000 | 0.10 | ||
(3) Options and agreements to purchase/sell: | 905 | 0.00 | ||
TOTAL:
| 345,187
| 1.12 | 154,330
| 0.50 |
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors' and other executive options)
Class of relevant security in relation to which subscription right exists: | |
Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
Class of relevant security | Purchase/sale
| Number of securities | Price per unit |
USD 0.01 Class A ordinary | Purchase | 100 | USD 40.600 |
USD 0.01 Class A ordinary | Purchase | 200 | USD 40.610 |
USD 0.01 Class A ordinary | Purchase | 100 | USD 40.680 |
USD 0.01 Class A ordinary | Purchase | 100 | USD 40.710 |
USD 0.01 Class A ordinary | Purchase | 100 | USD 40.720 |
USD 0.01 Class A ordinary | Purchase | 100 | USD 40.730 |
USD 0.01 Class A ordinary | Purchase | 200 | USD 40.740 |
USD 0.01 Class A ordinary | Purchase | 400 | USD 40.750 |
USD 0.01 Class A ordinary | Purchase | 200 | USD 40.790 |
USD 0.01 Class A ordinary | Purchase | 100 | USD 40.800 |
USD 0.01 Class A ordinary | Purchase | 100 | USD 40.840 |
USD 0.01 Class A ordinary | Purchase | 100 | USD 40.850 |
USD 0.01 Class A ordinary | Purchase | 100 | USD 40.880 |
USD 0.01 Class A ordinary | Purchase | 200 | USD 40.920 |
USD 0.01 Class A ordinary | Purchase | 100 | USD 40.940 |
USD 0.01 Class A ordinary | Purchase | 100 | USD 40.950 |
USD 0.01 Class A ordinary | Purchase | 100 | USD 40.970 |
USD 0.01 Class A ordinary | Purchase | 100 | USD 40.980 |
USD 0.01 Class A ordinary | Purchase | 200 | USD 40.990 |
USD 0.01 Class A ordinary | Purchase | 100 | USD 41.000 |
USD 0.01 Class A ordinary | Purchase | 100 | USD 41.010 |
USD 0.01 Class A ordinary | Purchase | 100 | USD 41.030 |
USD 0.01 Class A ordinary | Purchase | 100 | USD 41.070 |
USD 0.01 Class A ordinary | Purchase | 100 | USD 41.120 |
USD 0.01 Class A ordinary | Purchase | 100 | USD 41.140 |
USD 0.01 Class A ordinary | Purchase | 100 | USD 41.150 |
USD 0.01 Class A ordinary | Purchase | 100 | USD 41.230 |
USD 0.01 Class A ordinary | Sale | 200 | USD 40.590 |
USD 0.01 Class A ordinary | Sale | 300 | USD 40.600 |
USD 0.01 Class A ordinary | Sale | 300 | USD 40.610 |
USD 0.01 Class A ordinary | Sale | 600 | USD 40.620 |
USD 0.01 Class A ordinary | Sale | 1,400 | USD 40.660 |
USD 0.01 Class A ordinary | Sale | 1,200 | USD 40.670 |
USD 0.01 Class A ordinary | Sale | 2,991 | USD 40.680 |
USD 0.01 Class A ordinary | Sale | 1,300 | USD 40.690 |
USD 0.01 Class A ordinary | Sale | 2,600 | USD 40.700 |
USD 0.01 Class A ordinary | Sale | 3,470 | USD 40.710 |
USD 0.01 Class A ordinary | Sale | 4,000 | USD 40.720 |
USD 0.01 Class A ordinary | Sale | 2,970 | USD 40.730 |
USD 0.01 Class A ordinary | Sale | 2,200 | USD 40.740 |
USD 0.01 Class A ordinary | Sale | 2,200 | USD 40.750 |
USD 0.01 Class A ordinary | Sale | 900 | USD 40.760 |
USD 0.01 Class A ordinary | Sale | 930 | USD 40.770 |
USD 0.01 Class A ordinary | Sale | 3,100 | USD 40.780 |
USD 0.01 Class A ordinary | Sale | 1,400 | USD 40.790 |
USD 0.01 Class A ordinary | Sale | 400 | USD 40.800 |
USD 0.01 Class A ordinary | Sale | 800 | USD 40.810 |
USD 0.01 Class A ordinary | Sale | 5,100 | USD 40.820 |
USD 0.01 Class A ordinary | Sale | 1,700 | USD 40.830 |
USD 0.01 Class A ordinary | Sale | 2,100 | USD 40.840 |
USD 0.01 Class A ordinary | Sale | 200 | USD 40.845 |
USD 0.01 Class A ordinary | Sale | 712 | USD 40.850 |
USD 0.01 Class A ordinary | Sale | 100 | USD 40.855 |
USD 0.01 Class A ordinary | Sale | 830 | USD 40.860 |
USD 0.01 Class A ordinary | Sale | 1,400 | USD 40.870 |
USD 0.01 Class A ordinary | Sale | 1,600 | USD 40.880 |
USD 0.01 Class A ordinary | Sale | 200 | USD 40.885 |
USD 0.01 Class A ordinary | Sale | 700 | USD 40.890 |
USD 0.01 Class A ordinary | Sale | 1,500 | USD 40.900 |
USD 0.01 Class A ordinary | Sale | 800 | USD 40.910 |
USD 0.01 Class A ordinary | Sale | 700 | USD 40.920 |
USD 0.01 Class A ordinary | Sale | 100 | USD 40.925 |
USD 0.01 Class A ordinary | Sale | 2,300 | USD 40.930 |
USD 0.01 Class A ordinary | Sale | 2,300 | USD 40.940 |
USD 0.01 Class A ordinary | Sale | 1,770 | USD 40.950 |
USD 0.01 Class A ordinary | Sale | 1,300 | USD 40.960 |
USD 0.01 Class A ordinary | Sale | 700 | USD 40.970 |
USD 0.01 Class A ordinary | Sale | 1,400 | USD 40.980 |
USD 0.01 Class A ordinary | Sale | 2,252 | USD 40.990 |
USD 0.01 Class A ordinary | Sale | 5,300 | USD 41.000 |
USD 0.01 Class A ordinary | Sale | 100 | USD 41.005 |
USD 0.01 Class A ordinary | Sale | 1,400 | USD 41.010 |
USD 0.01 Class A ordinary | Sale | 2,200 | USD 41.020 |
USD 0.01 Class A ordinary | Sale | 2,000 | USD 41.030 |
USD 0.01 Class A ordinary | Sale | 900 | USD 41.040 |
USD 0.01 Class A ordinary | Sale | 600 | USD 41.050 |
USD 0.01 Class A ordinary | Sale | 300 | USD 41.060 |
USD 0.01 Class A ordinary | Sale | 300 | USD 41.070 |
USD 0.01 Class A ordinary | Sale | 600 | USD 41.090 |
USD 0.01 Class A ordinary | Sale | 100 | USD 41.100 |
USD 0.01 Class A ordinary | Sale | 600 | USD 41.110 |
USD 0.01 Class A ordinary | Sale | 600 | USD 41.120 |
USD 0.01 Class A ordinary | Sale | 200 | USD 41.130 |
USD 0.01 Class A ordinary | Sale | 200 | USD 41.140 |
USD 0.01 Class A ordinary | Sale | 100 | USD 41.150 |
USD 0.01 Class A ordinary | Sale | 100 | USD 41.170 |
USD 0.01 Class A ordinary | Sale | 300 | USD 41.220 |
USD 0.01 Class A ordinary | Sale | 200 | USD 41.230 |
USD 0.01 Class A ordinary | Sale | 200 | USD 41.240 |
USD 0.01 Class C ordinary | Purchase | 100 | USD 39.000 |
USD 0.01 Class C ordinary | Purchase | 7,200 | USD 39.010 |
USD 0.01 Class C ordinary | Purchase | 100 | USD 39.060 |
USD 0.01 Class C ordinary | Purchase | 200 | USD 39.300 |
USD 0.01 Class C ordinary | Sale | 300 | USD 38.910 |
USD 0.01 Class C ordinary | Sale | 100 | USD 38.920 |
USD 0.01 Class C ordinary | Sale | 400 | USD 38.930 |
USD 0.01 Class C ordinary | Sale | 1,300 | USD 38.940 |
USD 0.01 Class C ordinary | Sale | 1,200 | USD 38.950 |
USD 0.01 Class C ordinary | Sale | 300 | USD 38.960 |
USD 0.01 Class C ordinary | Sale | 200 | USD 38.965 |
USD 0.01 Class C ordinary | Sale | 200 | USD 38.970 |
USD 0.01 Class C ordinary | Sale | 1,000 | USD 38.980 |
USD 0.01 Class C ordinary | Sale | 200 | USD 38.990 |
USD 0.01 Class C ordinary | Sale | 300 | USD 39.000 |
USD 0.01 Class C ordinary | Sale | 1,606 | USD 39.010 |
USD 0.01 Class C ordinary | Sale | 6,102 | USD 39.020 |
USD 0.01 Class C ordinary | Sale | 200 | USD 39.025 |
USD 0.01 Class C ordinary | Sale | 8,800 | USD 39.030 |
USD 0.01 Class C ordinary | Sale | 1,881 | USD 39.040 |
USD 0.01 Class C ordinary | Sale | 7,114 | USD 39.050 |
USD 0.01 Class C ordinary | Sale | 100 | USD 39.055 |
USD 0.01 Class C ordinary | Sale | 5,517 | USD 39.060 |
USD 0.01 Class C ordinary | Sale | 3,900 | USD 39.070 |
USD 0.01 Class C ordinary | Sale | 2,400 | USD 39.080 |
USD 0.01 Class C ordinary | Sale | 5,700 | USD 39.090 |
USD 0.01 Class C ordinary | Sale | 4,399 | USD 39.100 |
USD 0.01 Class C ordinary | Sale | 100 | USD 39.105 |
USD 0.01 Class C ordinary | Sale | 2,500 | USD 39.110 |
USD 0.01 Class C ordinary | Sale | 4,600 | USD 39.120 |
USD 0.01 Class C ordinary | Sale | 200 | USD 39.125 |
USD 0.01 Class C ordinary | Sale | 5,800 | USD 39.130 |
USD 0.01 Class C ordinary | Sale | 2,200 | USD 39.140 |
USD 0.01 Class C ordinary | Sale | 2,100 | USD 39.150 |
USD 0.01 Class C ordinary | Sale | 1,175 | USD 39.160 |
USD 0.01 Class C ordinary | Sale | 4,000 | USD 39.170 |
USD 0.01 Class C ordinary | Sale | 4,024 | USD 39.180 |
USD 0.01 Class C ordinary | Sale | 2,766 | USD 39.190 |
USD 0.01 Class C ordinary | Sale | 10,400 | USD 39.200 |
USD 0.01 Class C ordinary | Sale | 2,200 | USD 39.210 |
USD 0.01 Class C ordinary | Sale | 2,000 | USD 39.220 |
USD 0.01 Class C ordinary | Sale | 900 | USD 39.230 |
USD 0.01 Class C ordinary | Sale | 3,470 | USD 39.240 |
USD 0.01 Class C ordinary | Sale | 2,920 | USD 39.250 |
USD 0.01 Class C ordinary | Sale | 1,900 | USD 39.260 |
USD 0.01 Class C ordinary | Sale | 100 | USD 39.265 |
USD 0.01 Class C ordinary | Sale | 1,600 | USD 39.270 |
USD 0.01 Class C ordinary | Sale | 2,900 | USD 39.280 |
USD 0.01 Class C ordinary | Sale | 2,100 | USD 39.290 |
USD 0.01 Class C ordinary | Sale | 100 | USD 39.295 |
USD 0.01 Class C ordinary | Sale | 600 | USD 39.300 |
USD 0.01 Class C ordinary | Sale | 600 | USD 39.310 |
USD 0.01 Class C ordinary | Sale | 300 | USD 39.320 |
USD 0.01 Class C ordinary | Sale | 200 | USD 39.330 |
USD 0.01 Class C ordinary | Sale | 800 | USD 39.340 |
USD 0.01 Class C ordinary | Sale | 100 | USD 39.350 |
USD 0.01 Class C ordinary | Sale | 400 | USD 39.380 |
USD 0.01 Class C ordinary | Sale | 100 | USD 39.390 |
USD 0.01 Class C ordinary | Sale | 600 | USD 39.410 |
USD 0.01 Class C ordinary | Sale | 1,200 | USD 39.420 |
USD 0.01 Class C ordinary | Sale | 900 | USD 39.430 |
USD 0.01 Class C ordinary | Sale | 200 | USD 39.440 |
USD 0.01 Class C ordinary | Sale | 300 | USD 39.450 |
USD 0.01 Class C ordinary | Sale | 100 | USD 39.460 |
USD 0.01 Class C ordinary | Sale | 1,000 | USD 39.480 |
USD 0.01 Class C ordinary | Sale | 400 | USD 39.500 |
USD 0.01 Class C ordinary | Sale | 100 | USD 39.510 |
USD 0.01 Class C ordinary | Sale | 100 | USD 39.520 |
USD 0.01 Class C ordinary | Sale | 200 | USD 39.530 |
USD 0.01 Class C ordinary | Sale | 400 | USD 39.600 |
USD 0.01 Class C ordinary | Sale | 200 | USD 39.650 |
USD 0.01 LiLAC Class A ordinary | Purchase | 100 | USD 38.910 |
USD 0.01 LiLAC Class A ordinary | Sale | 100 | USD 38.190 |
USD 0.01 LiLAC Class A ordinary | Sale | 100 | USD 38.680 |
USD 0.01 LiLAC Class A ordinary | Sale | 100 | USD 38.730 |
USD 0.01 LiLAC Class C ordinary | Purchase | 300 | USD 40.430 |
USD 0.01 LiLAC Class C ordinary | Purchase | 87 | USD 40.900 |
USD 0.01 LiLAC Class C ordinary | Sale | 250 | USD 40.030 |
USD 0.01 LiLAC Class C ordinary | Sale | 100 | USD 40.100 |
USD 0.01 LiLAC Class C ordinary | Sale | 200 | USD 40.150 |
USD 0.01 LiLAC Class C ordinary | Sale | 100 | USD 40.180 |
USD 0.01 LiLAC Class C ordinary | Sale | 100 | USD 40.200 |
USD 0.01 LiLAC Class C ordinary | Sale | 100 | USD 40.250 |
USD 0.01 LiLAC Class C ordinary | Sale | 117 | USD 40.260 |
USD 0.01 LiLAC Class C ordinary | Sale | 32 | USD 40.290 |
USD 0.01 LiLAC Class C ordinary | Sale | 100 | USD 40.300 |
USD 0.01 LiLAC Class C ordinary | Sale | 200 | USD 40.310 |
USD 0.01 LiLAC Class C ordinary | Sale | 416 | USD 40.320 |
USD 0.01 LiLAC Class C ordinary | Sale | 100 | USD 40.330 |
USD 0.01 LiLAC Class C ordinary | Sale | 360 | USD 40.340 |
USD 0.01 LiLAC Class C ordinary | Sale | 200 | USD 40.350 |
USD 0.01 LiLAC Class C ordinary | Sale | 100 | USD 40.360 |
USD 0.01 LiLAC Class C ordinary | Sale | 100 | USD 40.370 |
USD 0.01 LiLAC Class C ordinary | Sale | 222 | USD 40.380 |
USD 0.01 LiLAC Class C ordinary | Sale | 200 | USD 40.390 |
USD 0.01 LiLAC Class C ordinary | Sale | 200 | USD 40.400 |
USD 0.01 LiLAC Class C ordinary | Sale | 116 | USD 40.410 |
USD 0.01 LiLAC Class C ordinary | Sale | 100 | USD 40.430 |
USD 0.01 LiLAC Class C ordinary | Sale | 117 | USD 40.500 |
USD 0.01 LiLAC Class C ordinary | Sale | 100 | USD 40.510 |
USD 0.01 LiLAC Class C ordinary | Sale | 222 | USD 40.530 |
USD 0.01 LiLAC Class C ordinary | Sale | 20 | USD 40.540 |
USD 0.01 LiLAC Class C ordinary | Sale | 100 | USD 40.550 |
USD 0.01 LiLAC Class C ordinary | Sale | 100 | USD 40.560 |
USD 0.01 LiLAC Class C ordinary | Sale | 38 | USD 40.570 |
USD 0.01 LiLAC Class C ordinary | Sale | 100 | USD 40.590 |
USD 0.01 LiLAC Class C ordinary | Sale | 200 | USD 40.620 |
USD 0.01 LiLAC Class C ordinary | Sale | 200 | USD 40.670 |
USD 0.01 LiLAC Class C ordinary | Sale | 100 | USD 40.700 |
USD 0.01 LiLAC Class C ordinary | Sale | 300 | USD 40.710 |
USD 0.01 LiLAC Class C ordinary | Sale | 100 | USD 40.830 |
USD 0.01 LiLAC Class C ordinary | Sale | 100 | USD 40.870 |
USD 0.01 LiLAC Class C ordinary | Sale | 200 | USD 40.880 |
USD 0.01 LiLAC Class C ordinary | Sale | 100 | USD 40.970 |
(b) Derivatives transactions (other than options)
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
USD 0.01 Class C ordinary | Listed Put Options | Selling | 5600 | USD 40 | American | 20160115 | USD 1.35 |
USD 0.01 Class C ordinary | Listed Put Options | Selling | 7200 | USD 40 | American | 20160115 | USD 1.45 |
USD 0.01 Class C ordinary | Listed Call Options | Selling | 1200 | USD 45 | American | 20160115 | USD 1.75 |
USD 0.01 Class C ordinary | Listed Call Options | Selling | 1300 | USD 45 | American | 20160115 | USD 1.80 |
(ii) Exercising
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | January 07, 2016 |
| Contact name: | Kevin Krist (Compliance Department) |
| Telephone number: | +44 (0) 20 7409 4420 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Full name of person making disclosure: | D. E. Shaw & Co., L.P. |
Name of offeror/offeree in relation to whose relevant securities the disclosure relates: | Liberty Global Plc |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class of relevant security | Product description e.g. call option | Written or purchased | Number of securities to which option or derivative relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date |
USD 0.01 Class A ordinary | Listed Put option | Purchased | 4,000 | USD 60 | American | 20160115 |
USD 0.01 Class A ordinary | Listed Put option | Purchased | 8,700 | USD 65 | American | 20160115 |
USD 0.01 Class A ordinary | Listed Put option | Purchased | 5,100 | USD 67.5 | American | 20160115 |
USD 0.01 Class A ordinary | Listed Put option | Purchased | 100 | USD 75 | American | 20160115 |
USD 0.01 Class A ordinary | Listed Put option | Purchased | 200 | USD 80 | American | 20160115 |
USD 0.01 Class C ordinary | Listed Put option | Purchased | 4,000 | USD 60 | American | 20160115 |
USD 0.01 Class C ordinary | Listed Put option | Purchased | 8,700 | USD 65 | American | 20160115 |
USD 0.01 Class C ordinary | Listed Put option | Purchased | 5,100 | USD 67.5 | American | 20160115 |
USD 0.01 Class C ordinary | Listed Put option | Purchased | 100 | USD 75 | American | 20160115 |
USD 0.01 Class C ordinary | Listed Put option | Purchased | 200 | USD 80 | American | 20160115 |
USD 0.01 LiLAC Class A ordinary | Listed Put option | Purchased | 200 | USD 60 | American | 20160115 |
USD 0.01 LiLAC Class A ordinary | Listed Put option | Purchased | 435 | USD 65 | American | 20160115 |
USD 0.01 LiLAC Class A ordinary | Listed Put option | Purchased | 255 | USD 67.5 | American | 20160115 |
USD 0.01 LiLAC Class A ordinary | Listed Put option | Purchased | 5 | USD 75 | American | 20160115 |
USD 0.01 LiLAC Class A ordinary | Listed Put option | Purchased | 10 | USD 80 | American | 20160115 |
USD 0.01 LiLAC Class A ordinary | Listed Put option | Purchased | 31,100 | USD 42.5 | American | 20160115 |
USD 0.01 LiLAC Class C ordinary | Listed Put option | Purchased | 200 | USD 60 | American | 20160115 |
USD 0.01 LiLAC Class C ordinary | Listed Put option | Purchased | 435 | USD 65 | American | 20160115 |
USD 0.01 LiLAC Class C ordinary | Listed Put option | Purchased | 255 | USD 67.5 | American | 20160115 |
USD 0.01 LiLAC Class C ordinary | Listed Put option | Purchased | 5 | USD 75 | American | 20160115 |
USD 0.01 LiLAC Class C ordinary | Listed Put option | Purchased | 10 | USD 80 | American | 20160115 |
USD 0.01 Class C ordinary | Listed Put option | Written | 34,600 | USD 45 | American | 20160715 |
USD 0.01 Class C ordinary | Listed Put Options | Selling | 5600 | USD 40 | American | 20160115 |
USD 0.01 Class C ordinary | Listed Put Options | Selling | 7200 | USD 40 | American | 20160115 |
USD 0.01 Class C ordinary | Listed Call Options | Selling | 1200 | USD 45 | American | 20160115 |
USD 0.01 Class C ordinary | Listed Call Options | Selling | 1300 | USD 45 | American | 20160115 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
None.
|
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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