29th Mar 2018 13:35
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | KLEPIERRE S.A. | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 28 March 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | HAMMERSON PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | EUR 1.40 | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 875,066 | 0.28% | 1,323,457 | 0.42% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 1,157,148 | 0.37% | 466,831 | 0.15% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| TOTAL: | 2,032,214 | 0.65% | 1,790,288 | 0.57% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| EUR 1.40 | Purchase | 9 | 31.8631 EUR | ||||
| EUR 1.40 | Purchase | 58 | 32.3398 EUR | ||||
| EUR 1.40 | Purchase | 94 | 31.8861 EUR | ||||
| EUR 1.40 | Purchase | 130 | 31.8300 EUR | ||||
| EUR 1.40 | Purchase | 190 | 31.8895 EUR | ||||
| EUR 1.40 | Purchase | 237 | 32.4767 EUR | ||||
| EUR 1.40 | Purchase | 321 | 31.8500 EUR | ||||
| EUR 1.40 | Purchase | 465 | 32.2153 EUR | ||||
| EUR 1.40 | Purchase | 486 | 31.8559 EUR | ||||
| EUR 1.40 | Purchase | 644 | 32.1857 EUR | ||||
| EUR 1.40 | Purchase | 1,010 | 32.1000 EUR | ||||
| EUR 1.40 | Purchase | 1,054 | 32.4358 EUR | ||||
| EUR 1.40 | Purchase | 1,228 | 32.4491 EUR | ||||
| EUR 1.40 | Purchase | 4,723 | 32.1011 EUR | ||||
| EUR 1.40 | Purchase | 32,000 | 32.8200 EUR | ||||
| EUR 1.40 | Sale | 4 | 32.4875 EUR | ||||
| EUR 1.40 | Sale | 100 | 32.5200 EUR | ||||
| EUR 1.40 | Sale | 304 | 32.5267 EUR | ||||
| EUR 1.40 | Sale | 321 | 31.8531 EUR | ||||
| EUR 1.40 | Sale | 327 | 32.2334 EUR | ||||
| EUR 1.40 | Sale | 533 | 32.3340 EUR | ||||
| EUR 1.40 | Sale | 696 | 32.4386 EUR | ||||
| EUR 1.40 | Sale | 702 | 32.3655 EUR | ||||
| EUR 1.40 | Sale | 941 | 31.9820 EUR | ||||
| EUR 1.40 | Sale | 1,042 | 32.6222 EUR | ||||
| EUR 1.40 | Sale | 1,084 | 32.4510 EUR | ||||
| EUR 1.40 | Sale | 1,098 | 32.5361 EUR | ||||
| EUR 1.40 | Sale | 1,806 | 32.5221 EUR | ||||
| EUR 1.40 | Sale | 1,889 | 32.4391 EUR | ||||
| EUR 1.40 | Sale | 4,074 | 31.8647 EUR | ||||
| EUR 1.40 | Sale | 14,340 | 32.7579 EUR | ||||
| EUR 1.40 | Sale | 16,829 | 32.6059 EUR | ||||
| EUR 1.40 | Sale | 24,256 | 32.8004 EUR | ||||
| EUR 1.40 | Sale | 38,364 | 32.8200 EUR |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| EUR 1.40 | SWAP | Long | 4 | 32.4867 EUR | |||||
| EUR 1.40 | SWAP | Long | 304 | 32.5267 EUR | |||||
| EUR 1.40 | SWAP | Long | 435 | 32.5222 EUR | |||||
| EUR 1.40 | SWAP | Long | 533 | 32.3340 EUR | |||||
| EUR 1.40 | SWAP | Long | 537 | 32.5357 EUR | |||||
| EUR 1.40 | SWAP | Long | 561 | 32.5365 EUR | |||||
| EUR 1.40 | SWAP | Long | 696 | 32.4386 EUR | |||||
| EUR 1.40 | CFD | Long | 702 | 32.3655 EUR | |||||
| EUR 1.40 | SWAP | Long | 835 | 32.4358 EUR | |||||
| EUR 1.40 | SWAP | Long | 890 | 32.4427 EUR | |||||
| EUR 1.40 | SWAP | Long | 1,371 | 32.5221 EUR | |||||
| EUR 1.40 | SWAP | Long | 1,589 | 32.5894 EUR | |||||
| EUR 1.40 | SWAP | Long | 1,677 | 32.6693 EUR | |||||
| EUR 1.40 | SWAP | Long | 2,984 | 32.6822 EUR | |||||
| EUR 1.40 | SWAP | Long | 16,829 | 32.6059 EUR | |||||
| EUR 1.40 | CFD | Long | 21,019 | 32.8172 EUR | |||||
| EUR 1.40 | CFD | Long | 34,767 | 32.8200 EUR | |||||
| EUR 1.40 | SWAP | Long | 34,767 | 32.8200 EUR | |||||
| EUR 1.40 | CFD | Short | 5 | 32.4480 EUR | |||||
| EUR 1.40 | SWAP | Short | 9 | 31.8631 EUR | |||||
| EUR 1.40 | CFD | Short | 15 | 32.4486 EUR | |||||
| EUR 1.40 | SWAP | Short | 47 | 31.8895 EUR | |||||
| EUR 1.40 | SWAP | Short | 52 | 31.8902 EUR | |||||
| EUR 1.40 | CFD | Short | 58 | 32.3394 EUR | |||||
| EUR 1.40 | SWAP | Short | 91 | 31.8891 EUR | |||||
| EUR 1.40 | SWAP | Short | 94 | 31.8861 EUR | |||||
| EUR 1.40 | SWAP | Short | 100 | 31.9800 EUR | |||||
| EUR 1.40 | CFD | Short | 237 | 32.4767 EUR | |||||
| EUR 1.40 | SWAP | Short | 268 | 32.4444 EUR | |||||
| EUR 1.40 | CFD | Short | 465 | 32.2153 EUR | |||||
| EUR 1.40 | CFD | Short | 1,208 | 32.4488 EUR | |||||
| EUR 1.40 | SWAP | Short | 1,554 | 32.1435 EUR | |||||
| EUR 1.40 | SWAP | Short | 37,900 | 32.8200 EUR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||
| Date of disclosure: | 29 Mar 2018 | ||
| Contact name: | ELISE TANG | ||
| Telephone number: | 0207 1163001 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20180329005577/en/
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