5th Apr 2018 12:53
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | KLEPIERRE S.A. | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 04 April 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | HAMMERSON PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | EUR 1.40 | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 944,350 | 0.30% | 1,176,271 | 0.37% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 959,363 | 0.31% | 474,821 | 0.15% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | |||||||||||
| TOTAL: | 1,903,713 | 0.61% | 1,651,092 | 0.53% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| EUR 1.40 | Purchase | 63 | 32.5600 EUR | ||||
| EUR 1.40 | Purchase | 155 | 32.6104 EUR | ||||
| EUR 1.40 | Purchase | 228 | 32.5232 EUR | ||||
| EUR 1.40 | Purchase | 252 | 32.5063 EUR | ||||
| EUR 1.40 | Purchase | 263 | 32.4544 EUR | ||||
| EUR 1.40 | Purchase | 343 | 32.5778 EUR | ||||
| EUR 1.40 | Purchase | 428 | 32.5606 EUR | ||||
| EUR 1.40 | Purchase | 484 | 32.3616 EUR | ||||
| EUR 1.40 | Purchase | 505 | 32.4951 EUR | ||||
| EUR 1.40 | Purchase | 516 | 32.5325 EUR | ||||
| EUR 1.40 | Purchase | 521 | 32.5616 EUR | ||||
| EUR 1.40 | Purchase | 579 | 32.4855 EUR | ||||
| EUR 1.40 | Purchase | 614 | 32.4972 EUR | ||||
| EUR 1.40 | Purchase | 824 | 32.4656 EUR | ||||
| EUR 1.40 | Purchase | 893 | 32.4829 EUR | ||||
| EUR 1.40 | Purchase | 1,086 | 32.5045 EUR | ||||
| EUR 1.40 | Purchase | 1,141 | 32.4880 EUR | ||||
| EUR 1.40 | Purchase | 1,520 | 32.5429 EUR | ||||
| EUR 1.40 | Purchase | 1,614 | 32.5200 EUR | ||||
| EUR 1.40 | Purchase | 1,701 | 32.4024 EUR | ||||
| EUR 1.40 | Purchase | 2,691 | 32.5400 EUR | ||||
| EUR 1.40 | Purchase | 3,008 | 32.5568 EUR | ||||
| EUR 1.40 | Purchase | 3,457 | 32.4882 EUR | ||||
| EUR 1.40 | Purchase | 7,621 | 32.4964 EUR | ||||
| EUR 1.40 | Purchase | 13,214 | 32.4980 EUR | ||||
| EUR 1.40 | Sale | 159 | 32.5056 EUR | ||||
| EUR 1.40 | Sale | 375 | 32.5891 EUR | ||||
| EUR 1.40 | Sale | 788 | 32.4951 EUR | ||||
| EUR 1.40 | Sale | 895 | 32.5200 EUR | ||||
| EUR 1.40 | Sale | 1,194 | 32.4605 EUR | ||||
| EUR 1.40 | Sale | 1,347 | 32.5293 EUR | ||||
| EUR 1.40 | Sale | 1,623 | 32.4883 EUR | ||||
| EUR 1.40 | Sale | 1,784 | 32.4292 EUR | ||||
| EUR 1.40 | Sale | 2,635 | 32.5841 EUR | ||||
| EUR 1.40 | Sale | 3,247 | 32.5400 EUR |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| EUR 1.40 | SWAP | Long | 100 | 32.5700 EUR | |||||
| EUR 1.40 | SWAP | Long | 100 | 32.5900 EUR | |||||
| EUR 1.40 | SWAP | Long | 494 | 32.5875 EUR | |||||
| EUR 1.40 | SWAP | Long | 634 | 32.4638 EUR | |||||
| EUR 1.40 | SWAP | Long | 788 | 32.4951 EUR | |||||
| EUR 1.40 | CFD | Long | 1,623 | 32.4883 EUR | |||||
| EUR 1.40 | SWAP | Long | 2,184 | 32.4192 EUR | |||||
| EUR 1.40 | CFD | Long | 2,635 | 32.5841 EUR | |||||
| EUR 1.40 | CFD | Long | 5,525 | 32.5400 EUR | |||||
| EUR 1.40 | SWAP | Long | 5,525 | 32.5400 EUR | |||||
| EUR 1.40 | SWAP | Short | 63 | 32.4545 EUR | |||||
| EUR 1.40 | SWAP | Short | 74 | 32.4513 EUR | |||||
| EUR 1.40 | SWAP | Short | 84 | 32.5416 EUR | |||||
| EUR 1.40 | SWAP | Short | 125 | 32.4937 EUR | |||||
| EUR 1.40 | SWAP | Short | 126 | 32.4562 EUR | |||||
| EUR 1.40 | SWAP | Short | 130 | 32.5571 EUR | |||||
| EUR 1.40 | SWAP | Short | 137 | 32.4949 EUR | |||||
| EUR 1.40 | SWAP | Short | 139 | 32.5628 EUR | |||||
| EUR 1.40 | CFD | Short | 155 | 32.6105 EUR | |||||
| EUR 1.40 | SWAP | Short | 219 | 32.4825 EUR | |||||
| EUR 1.40 | SWAP | Short | 228 | 32.5232 EUR | |||||
| EUR 1.40 | SWAP | Short | 243 | 32.4958 EUR | |||||
| EUR 1.40 | SWAP | Short | 244 | 32.4824 EUR | |||||
| EUR 1.40 | SWAP | Short | 252 | 32.5634 EUR | |||||
| EUR 1.40 | SWAP | Short | 259 | 32.5048 EUR | |||||
| EUR 1.40 | SWAP | Short | 291 | 32.5043 EUR | |||||
| EUR 1.40 | CFD | Short | 313 | 32.4881 EUR | |||||
| EUR 1.40 | CFD | Short | 343 | 32.5778 EUR | |||||
| EUR 1.40 | SWAP | Short | 430 | 32.4833 EUR | |||||
| EUR 1.40 | CFD | Short | 516 | 32.5325 EUR | |||||
| EUR 1.40 | SWAP | Short | 536 | 32.5045 EUR | |||||
| EUR 1.40 | CFD | Short | 578 | 32.5127 EUR | |||||
| EUR 1.40 | CFD | Short | 579 | 32.4855 EUR | |||||
| EUR 1.40 | CFD | Short | 664 | 32.5429 EUR | |||||
| EUR 1.40 | SWAP | Short | 714 | 32.5319 EUR | |||||
| EUR 1.40 | CFD | Short | 824 | 32.4656 EUR | |||||
| EUR 1.40 | CFD | Short | 828 | 32.4880 EUR | |||||
| EUR 1.40 | SWAP | Short | 2,185 | 32.3936 EUR | |||||
| EUR 1.40 | CFD | Short | 3,008 | 32.5568 EUR | |||||
| EUR 1.40 | SWAP | Short | 3,232 | 32.4980 EUR | |||||
| EUR 1.40 | CFD | Short | 3,457 | 32.4882 EUR | |||||
| EUR 1.40 | SWAP | Short | 3,597 | 32.4981 EUR | |||||
| EUR 1.40 | SWAP | Short | 5,276 | 32.5400 EUR | |||||
| EUR 1.40 | SWAP | Short | 6,385 | 32.4979 EUR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||
| Date of disclosure: | 5 Apr 2018 | ||
| Contact name: | ELISE TANG | ||
| Telephone number: | 0207 1163001 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20180405005585/en/
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