13th Apr 2018 12:27
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | KLEPIERRE S.A. | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 12 April 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | HAMMERSON PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | EUR 1.40 | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 867,707 | 0.28% | 3,540,895 | 1.13% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 3,373,484 | 1.07% | 453,558 | 0.14% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| TOTAL: | 4,241,191 | 1.35% | 3,994,453 | 1.27% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| EUR 1.40 | Purchase | 4 | 32.9932 EUR | ||||
| EUR 1.40 | Purchase | 119 | 33.2204 EUR | ||||
| EUR 1.40 | Purchase | 256 | 33.1400 EUR | ||||
| EUR 1.40 | Purchase | 350 | 33.1037 EUR | ||||
| EUR 1.40 | Purchase | 407 | 32.9490 EUR | ||||
| EUR 1.40 | Purchase | 437 | 33.2140 EUR | ||||
| EUR 1.40 | Purchase | 606 | 33.0430 EUR | ||||
| EUR 1.40 | Purchase | 620 | 32.9400 EUR | ||||
| EUR 1.40 | Purchase | 647 | 32.9453 EUR | ||||
| EUR 1.40 | Purchase | 735 | 33.1137 EUR | ||||
| EUR 1.40 | Purchase | 1,737 | 33.1191 EUR | ||||
| EUR 1.40 | Purchase | 1,862 | 33.1213 EUR | ||||
| EUR 1.40 | Purchase | 1,977 | 32.9601 EUR | ||||
| EUR 1.40 | Purchase | 3,132 | 33.0255 EUR | ||||
| EUR 1.40 | Purchase | 6,959 | 33.2671 EUR | ||||
| EUR 1.40 | Purchase | 20,957 | 33.0300 EUR | ||||
| EUR 1.40 | Sale | 13 | 32.9430 EUR | ||||
| EUR 1.40 | Sale | 101 | 33.1763 EUR | ||||
| EUR 1.40 | Sale | 192 | 32.9686 EUR | ||||
| EUR 1.40 | Sale | 222 | 32.9567 EUR | ||||
| EUR 1.40 | Sale | 297 | 32.9432 EUR | ||||
| EUR 1.40 | Sale | 300 | 33.2458 EUR | ||||
| EUR 1.40 | Sale | 594 | 33.0985 EUR | ||||
| EUR 1.40 | Sale | 655 | 33.0915 EUR | ||||
| EUR 1.40 | Sale | 698 | 33.0506 EUR | ||||
| EUR 1.40 | Sale | 1,128 | 32.9650 EUR | ||||
| EUR 1.40 | Sale | 1,136 | 33.2437 EUR | ||||
| EUR 1.40 | Sale | 1,839 | 33.1240 EUR | ||||
| EUR 1.40 | Sale | 2,524 | 33.2522 EUR | ||||
| EUR 1.40 | Sale | 3,023 | 33.1256 EUR | ||||
| EUR 1.40 | Sale | 4,016 | 33.1340 EUR | ||||
| EUR 1.40 | Sale | 4,277 | 33.0677 EUR | ||||
| EUR 1.40 | Sale | 6,897 | 33.0812 EUR | ||||
| EUR 1.40 | Sale | 7,571 | 33.1141 EUR | ||||
| EUR 1.40 | Sale | 10,019 | 33.1255 EUR | ||||
| EUR 1.40 | Sale | 11,440 | 33.0300 EUR |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| EUR 1.40 | CFD | Long | 101 | 33.1763 EUR | |||||
| EUR 1.40 | SWAP | Long | 135 | 33.0054 EUR | |||||
| EUR 1.40 | SWAP | Long | 192 | 32.9686 EUR | |||||
| EUR 1.40 | SWAP | Long | 222 | 32.9567 EUR | |||||
| EUR 1.40 | CFD | Long | 594 | 33.0986 EUR | |||||
| EUR 1.40 | SWAP | Long | 655 | 33.0915 EUR | |||||
| EUR 1.40 | SWAP | Long | 1,587 | 32.9650 EUR | |||||
| EUR 1.40 | CFD | Long | 1,839 | 33.1240 EUR | |||||
| EUR 1.40 | SWAP | Long | 2,431 | 33.1064 EUR | |||||
| EUR 1.40 | CFD | Long | 3,023 | 33.1256 EUR | |||||
| EUR 1.40 | SWAP | Long | 3,267 | 33.0768 EUR | |||||
| EUR 1.40 | SWAP | Long | 3,531 | 33.0283 EUR | |||||
| EUR 1.40 | CFD | Long | 3,670 | 33.0914 EUR | |||||
| EUR 1.40 | SWAP | Long | 8,816 | 33.0938 EUR | |||||
| EUR 1.40 | CFD | Long | 10,019 | 33.1255 EUR | |||||
| EUR 1.40 | CFD | Long | 11,440 | 33.0300 EUR | |||||
| EUR 1.40 | SWAP | Long | 11,440 | 33.0300 EUR | |||||
| EUR 1.40 | SWAP | Short | 4 | 32.9932 EUR | |||||
| EUR 1.40 | CFD | Short | 7 | 33.1142 EUR | |||||
| EUR 1.40 | CFD | Short | 19 | 33.1136 EUR | |||||
| EUR 1.40 | SWAP | Short | 84 | 32.9433 EUR | |||||
| EUR 1.40 | CFD | Short | 119 | 33.2205 EUR | |||||
| EUR 1.40 | SWAP | Short | 129 | 33.2300 EUR | |||||
| EUR 1.40 | SWAP | Short | 148 | 33.0433 EUR | |||||
| EUR 1.40 | SWAP | Short | 163 | 33.0427 EUR | |||||
| EUR 1.40 | SWAP | Short | 175 | 32.9453 EUR | |||||
| EUR 1.40 | SWAP | Short | 196 | 32.9489 EUR | |||||
| EUR 1.40 | SWAP | Short | 211 | 32.9491 EUR | |||||
| EUR 1.40 | SWAP | Short | 226 | 32.9432 EUR | |||||
| EUR 1.40 | SWAP | Short | 295 | 33.0430 EUR | |||||
| EUR 1.40 | SWAP | Short | 437 | 33.2144 EUR | |||||
| EUR 1.40 | SWAP | Short | 459 | 32.9650 EUR | |||||
| EUR 1.40 | SWAP | Short | 472 | 32.9452 EUR | |||||
| EUR 1.40 | CFD | Short | 709 | 33.1137 EUR | |||||
| EUR 1.40 | SWAP | Short | 767 | 33.0258 EUR | |||||
| EUR 1.40 | SWAP | Short | 844 | 33.0250 EUR | |||||
| EUR 1.40 | SWAP | Short | 1,521 | 33.0256 EUR | |||||
| EUR 1.40 | CFD | Short | 1,737 | 33.1191 EUR | |||||
| EUR 1.40 | CFD | Short | 1,862 | 33.1213 EUR | |||||
| EUR 1.40 | SWAP | Short | 1,977 | 32.9601 EUR | |||||
| EUR 1.40 | SWAP | Short | 3,787 | 33.0300 EUR | |||||
| EUR 1.40 | SWAP | Short | 4,814 | 33.0303 EUR | |||||
| EUR 1.40 | CFD | Short | 12,356 | 33.0328 EUR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | |
| Date of disclosure: | 13 Apr 2018 | |
| Contact name: | ELISE TANG | |
| Telephone number: | 0207 1163001 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20180413005285/en/
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