12th Apr 2018 14:01
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) Full name of discloser: | Barclays PLC. | |
| (b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. | ||
| (c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | KLEPIERRE S.A. | |
| (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | ||
| (e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure | 11 April 2018 | |
| (f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A” | YES HAMMERSON PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | EUR 1.40 | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 879,123 | 0.28% | 3,536,174 | 1.12% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 3,368,129 | 1.07% | 466,207 | 0.15% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | |||||||||||
| TOTAL: | 4,247,252 | 1.35% | 4,002,381 | 1.27% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| EUR 1.40 | Purchase | 7 | 32.9868 EUR | ||||
| EUR 1.40 | Purchase | 61 | 32.9944 EUR | ||||
| EUR 1.40 | Purchase | 149 | 33.0383 EUR | ||||
| EUR 1.40 | Purchase | 187 | 33.0100 EUR | ||||
| EUR 1.40 | Purchase | 230 | 32.6404 EUR | ||||
| EUR 1.40 | Purchase | 289 | 32.8033 EUR | ||||
| EUR 1.40 | Purchase | 352 | 32.9941 EUR | ||||
| EUR 1.40 | Purchase | 407 | 33.0253 EUR | ||||
| EUR 1.40 | Purchase | 694 | 32.9345 EUR | ||||
| EUR 1.40 | Purchase | 783 | 32.9399 EUR | ||||
| EUR 1.40 | Purchase | 876 | 33.0139 EUR | ||||
| EUR 1.40 | Purchase | 1,273 | 32.9569 EUR | ||||
| EUR 1.40 | Purchase | 1,600 | 32.9574 EUR | ||||
| EUR 1.40 | Purchase | 1,759 | 32.9217 EUR | ||||
| EUR 1.40 | Purchase | 3,386 | 32.9593 EUR | ||||
| EUR 1.40 | Purchase | 3,726 | 32.9646 EUR | ||||
| EUR 1.40 | Purchase | 7,362 | 32.9369 EUR | ||||
| EUR 1.40 | Purchase | 8,274 | 32.9200 EUR | ||||
| EUR 1.40 | Purchase | 28,801 | 32.9269 EUR | ||||
| EUR 1.40 | Purchase | 94,048 | 32.9232 EUR | ||||
| EUR 1.40 | Sale | 12 | 32.9570 EUR | ||||
| EUR 1.40 | Sale | 73 | 32.9260 EUR | ||||
| EUR 1.40 | Sale | 86 | 32.9407 EUR | ||||
| EUR 1.40 | Sale | 152 | 32.9420 EUR | ||||
| EUR 1.40 | Sale | 241 | 32.8773 EUR | ||||
| EUR 1.40 | Sale | 291 | 32.9588 EUR | ||||
| EUR 1.40 | Sale | 458 | 32.9480 EUR | ||||
| EUR 1.40 | Sale | 764 | 32.9038 EUR | ||||
| EUR 1.40 | Sale | 804 | 32.9115 EUR | ||||
| EUR 1.40 | Sale | 1,578 | 32.9461 EUR | ||||
| EUR 1.40 | Sale | 2,014 | 32.9094 EUR | ||||
| EUR 1.40 | Sale | 2,203 | 32.9557 EUR | ||||
| EUR 1.40 | Sale | 2,620 | 32.9117 EUR | ||||
| EUR 1.40 | Sale | 3,987 | 33.0116 EUR | ||||
| EUR 1.40 | Sale | 7,349 | 32.9494 EUR | ||||
| EUR 1.40 | Sale | 10,258 | 32.9200 EUR | ||||
| EUR 1.40 | Sale | 10,307 | 32.9534 EUR | ||||
| EUR 1.40 | Sale | 26,988 | 32.9192 EUR |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| EUR 1.40 | SWAP | Long | 231 | 32.8175 EUR | |||||
| EUR 1.40 | CFD | Long | 291 | 32.9588 EUR | |||||
| EUR 1.40 | SWAP | Long | 369 | 32.9757 EUR | |||||
| EUR 1.40 | CFD | Long | 436 | 33.0750 EUR | |||||
| EUR 1.40 | SWAP | Long | 764 | 32.9038 EUR | |||||
| EUR 1.40 | SWAP | Long | 795 | 32.9032 EUR | |||||
| EUR 1.40 | SWAP | Long | 1,010 | 32.9016 EUR | |||||
| EUR 1.40 | SWAP | Long | 1,072 | 32.9059 EUR | |||||
| EUR 1.40 | SWAP | Long | 1,578 | 32.9461 EUR | |||||
| EUR 1.40 | SWAP | Long | 1,778 | 32.9245 EUR | |||||
| EUR 1.40 | CFD | Long | 2,014 | 32.9094 EUR | |||||
| EUR 1.40 | CFD | Long | 3,987 | 33.0116 EUR | |||||
| EUR 1.40 | CFD | Long | 7,349 | 32.9494 EUR | |||||
| EUR 1.40 | SWAP | Long | 10,163 | 32.9557 EUR | |||||
| EUR 1.40 | SWAP | Long | 10,258 | 32.9200 EUR | |||||
| EUR 1.40 | SWAP | Short | 3 | 33.0016 EUR | |||||
| EUR 1.40 | SWAP | Short | 4 | 32.9757 EUR | |||||
| EUR 1.40 | CFD | Short | 19 | 32.9578 EUR | |||||
| EUR 1.40 | CFD | Short | 61 | 32.9944 EUR | |||||
| EUR 1.40 | SWAP | Short | 71 | 32.8029 EUR | |||||
| EUR 1.40 | SWAP | Short | 71 | 32.9366 EUR | |||||
| EUR 1.40 | SWAP | Short | 78 | 32.8034 EUR | |||||
| EUR 1.40 | SWAP | Short | 78 | 32.9939 EUR | |||||
| EUR 1.40 | SWAP | Short | 83 | 33.0177 EUR | |||||
| EUR 1.40 | SWAP | Short | 85 | 32.9488 EUR | |||||
| EUR 1.40 | SWAP | Short | 105 | 32.9943 EUR | |||||
| EUR 1.40 | SWAP | Short | 128 | 33.0400 EUR | |||||
| EUR 1.40 | SWAP | Short | 131 | 33.0313 EUR | |||||
| EUR 1.40 | SWAP | Short | 136 | 32.9264 EUR | |||||
| EUR 1.40 | SWAP | Short | 140 | 32.8035 EUR | |||||
| EUR 1.40 | SWAP | Short | 141 | 32.9414 EUR | |||||
| EUR 1.40 | SWAP | Short | 149 | 33.0383 EUR | |||||
| EUR 1.40 | SWAP | Short | 169 | 32.9941 EUR | |||||
| EUR 1.40 | SWAP | Short | 189 | 33.0113 EUR | |||||
| EUR 1.40 | SWAP | Short | 193 | 33.0246 EUR | |||||
| EUR 1.40 | SWAP | Short | 229 | 32.9400 EUR | |||||
| EUR 1.40 | CFD | Short | 230 | 32.6404 EUR | |||||
| EUR 1.40 | SWAP | Short | 268 | 33.0163 EUR | |||||
| EUR 1.40 | SWAP | Short | 329 | 32.9339 EUR | |||||
| EUR 1.40 | SWAP | Short | 369 | 32.9199 EUR | |||||
| EUR 1.40 | SWAP | Short | 419 | 33.0136 EUR | |||||
| EUR 1.40 | SWAP | Short | 547 | 32.9226 EUR | |||||
| EUR 1.40 | SWAP | Short | 843 | 32.9218 EUR | |||||
| EUR 1.40 | SWAP | Short | 1,460 | 32.9640 EUR | |||||
| EUR 1.40 | CFD | Short | 1,581 | 32.9574 EUR | |||||
| EUR 1.40 | SWAP | Short | 1,822 | 33.0007 EUR | |||||
| EUR 1.40 | SWAP | Short | 3,726 | 32.9645 EUR | |||||
| EUR 1.40 | CFD | Short | 8,274 | 32.9200 EUR | |||||
| EUR 1.40 | CFD | Short | 94,048 | 32.9232 EUR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO |
| Date of disclosure: | 12 April 2018 | |
| Contact name: | ELISE TANG | |
| Telephone number: | 0207 1163001 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20180412005700/en/
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