25th Jun 2013 14:33
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) Identity of the person whose positions/dealings are being disclosed: | Barclays PLC. | |
| (b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient | ||
| (c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | KAZAKHMYS PLC | |
| (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | ||
| (e) Date position held/dealing undertaken: | 24 June 2013 | |
| (f) Has the discloser previously disclosed, or are they today disclosing, under the Code in respect of any other party to this offer? | YES: EURASIAN NATURAL RESOURCES CORP PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 1,930,190 | 0.37% | 4,266,891 | 0.81% | |||||||
| (2) | Derivatives (other than | ||||||||||
| options): | 4,265,634 | 0.81% | 1,537,154 | 0.29% | |||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | TOTAL: | ||||||||||
| 6,195,824 | 1.18% | 5,804,045 | 1.11% | ||||||||
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other executive options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 100 | 2.4410 GBP | ||||
| ORD | Purchase | 338 | 2.4614 GBP | ||||
| ORD | Purchase | 422 | 2.4850 GBP | ||||
| ORD | Purchase | 4,609 | 2.4000 GBP | ||||
| ORD | Purchase | 7,492 | 2.3495 GBP | ||||
| ORD | Purchase | 18,650 | 2.3888 GBP | ||||
| ORD | Purchase | 23,463 | 2.4358 GBP | ||||
| ORD | Purchase | 23,941 | 2.3809 GBP | ||||
| ORD | Purchase | 36,508 | 2.3935 GBP | ||||
| ORD | Purchase | 60,591 | 2.3943 GBP | ||||
| ORD | Purchase | 87,164 | 2.4029 GBP | ||||
| ORD | Purchase | 196,224 | 2.4093 GBP | ||||
| ORD | Purchase | 250,000 | 2.4435 GBP | ||||
| ORD | Sale | 416 | 2.4160 GBP | ||||
| ORD | Sale | 446 | 2.4597 GBP | ||||
| ORD | Sale | 3,209 | 2.4412 GBP | ||||
| ORD | Sale | 9,349 | 2.4627 GBP | ||||
| ORD | Sale | 10,000 | 2.4404 GBP | ||||
| ORD | Sale | 17,200 | 2.4384 GBP | ||||
| ORD | Sale | 28,432 | 2.4106 GBP | ||||
| ORD | Sale | 28,818 | 2.4254 GBP | ||||
| ORD | Sale | 31,717 | 2.4347 GBP | ||||
| ORD | Sale | 33,922 | 2.4295 GBP | ||||
| ORD | Sale | 45,700 | 2.4424 GBP | ||||
| ORD | Sale | 58,672 | 2.4093 GBP | ||||
| ORD | Sale | 63,636 | 2.3984 GBP | ||||
| ORD | Sale | 69,000 | 2.4303 GBP | ||||
| ORD | Sale | 117,656 | 2.4263 GBP | ||||
| ORD | Sale | 119,968 | 2.4256 GBP | ||||
| ORD | Sale | 183,433 | 2.4448 GBP | ||||
| ORD | Sale | 407,603 | 2.4413 GBP |
(b) Derivatives transactions (other than options)
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | CFD | Long | 274 | 2.4072 GBP | |||||
| ORD | SWAP | Long | 6,351 | 2.4206 GBP | |||||
| ORD | SWAP | Long | 7,574 | 2.4633 GBP | |||||
| ORD | SWAP | Long | 9,617 | 2.4631 GBP | |||||
| ORD | CFD | Long | 13,775 | 2.3988 GBP | |||||
| ORD | CFD | Long | 18,805 | 2.3834 GBP | |||||
| ORD | SWAP | Long | 32,945 | 2.4562 GBP | |||||
| ORD | CFD | Long | 19,795 | 2.4121 GBP | |||||
| ORD | CFD | Long | 58,672 | 2.4093 GBP | |||||
| ORD | CFD | Long | 69,000 | 2.4303 GBP | |||||
| ORD | CFD | Long | 117,656 | 2.4263 GBP | |||||
| ORD | CFD | Long | 119,968 | 2.4255 GBP | |||||
| ORD | CFD | Long | 308,672 | 2.4487 GBP | |||||
| ORD | CFD | Short | 100 | 2.4503 GBP | |||||
| ORD | CFD | Short | 600 | 2.4783 GBP | |||||
| ORD | CFD | Short | 1,719 | 2.3202 GBP | |||||
| ORD | CFD | Short | 2,500 | 2.3282 GBP | |||||
| ORD | SWAP | Short | 4,946 | 2.4009 GBP | |||||
| ORD | CFD | Short | 5,000 | 2.3322 GBP | |||||
| ORD | CFD | Short | 5,000 | 2.3332 GBP | |||||
| ORD | SWAP | Short | 5,516 | 2.3943 GBP | |||||
| ORD | SWAP | Short | 12,262 | 2.4150 GBP | |||||
| ORD | SWAP | Short | 16,305 | 2.4179 GBP | |||||
| ORD | SWAP | Short | 44,000 | 2.4061 GBP | |||||
| ORD | CFD | Short | 47,148 | 2.4123 GBP | |||||
| ORD | SWAP | Short | 53,350 | 2.3855 GBP | |||||
| ORD | SWAP | Short | 73,482 | 2.4016 GBP | |||||
| ORD | CFD | Short | 149,620 | 2.4079 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercising
| Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO |
| Date of disclosure: | 25 June 2013 | |
| Contact name: | Rajesh Muthanna | |
| Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
Copyright Business Wire 2013
Related Shares:
BarclaysKAZ.L