28th May 2013 15:24
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Identity of the person whose positions/dealings | Barclays PLC. | |
| are being disclosed: | |||
| (b) | Owner or controller of interest and short | ||
| positions disclosed, if different from 1(a): | |||
| (c) | Name of offeror/offeree in relation to whose | KAZAKHMYS PLC | |
| relevant securities this form relates: | |||
| (d) | If an exempt fund manager connected with an | ||
| offeror/offeree, state this and specify identity of | |||
| offeror/offeree: | |||
| (e) | Date position held/dealing undertaken: | 24 May 2013 | |
| (f) | Has the discloser previously disclosed, or are | YES: | |
| they today disclosing, under the Code in respect | EURASIAN NATURAL RESOURCES CORP PLC | ||
| of any other party to this offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | |||||||||
| Interests | Short Positions | |||||||||
| Number | (%) | Number | (%) | |||||||
| (1) | Relevant securities owned | |||||||||
| and/or controlled: | 1,519,284 | 0.29% | 4,304,885 | 0.82% | ||||||
| (2) | Derivatives (other than | |||||||||
| options): | 4,290,525 | 0.82% | 1,273,389 | 0.24% | ||||||
| (3) | Options and agreements to | |||||||||
| purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||||||
| (4) | TOTAL: | |||||||||
| 5,809,809 | 1.11% | 5,578,274 | 1.07% | |||||||
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other executive options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 476 | 3.3341 GBP | ||||
| ORD | Purchase | 862 | 3.2861 GBP | ||||
| ORD | Purchase | 931 | 3.2871 GBP | ||||
| ORD | Purchase | 3,733 | 3.2802 GBP | ||||
| ORD | Purchase | 11,106 | 3.2894 GBP | ||||
| ORD | Purchase | 11,296 | 3.2610 GBP | ||||
| ORD | Purchase | 24,967 | 3.3191 GBP | ||||
| ORD | Purchase | 32,472 | 3.3089 GBP | ||||
| ORD | Purchase | 40,682 | 3.2684 GBP | ||||
| ORD | Purchase | 42,746 | 3.3007 GBP | ||||
| ORD | Sale | 103 | 3.2820 GBP | ||||
| ORD | Sale | 1,598 | 3.2790 GBP | ||||
| ORD | Sale | 1,900 | 3.2860 GBP | ||||
| ORD | Sale | 3,624 | 3.2821 GBP | ||||
| ORD | Sale | 6,064 | 3.2631 GBP | ||||
| ORD | Sale | 8,819 | 3.2850 GBP | ||||
| ORD | Sale | 11,959 | 3.2942 GBP | ||||
| ORD | Sale | 12,950 | 3.2811 GBP | ||||
| ORD | Sale | 23,313 | 3.3046 GBP | ||||
| ORD | Sale | 55,040 | 3.3016 GBP | ||||
| ORD | Sale | 63,318 | 3.2918 GBP | ||||
| ORD | Sale | 104,529 | 3.2838 GBP | ||||
| ORD | Sale | 111,860 | 3.3042 GBP |
(b) Derivatives transactions (other than options)
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | SWAP | Long | 1,072 | 3.2798 GBP | |||||
| ORD | SWAP | Long | 7,735 | 3.3081 GBP | |||||
| ORD | CFD | Long | 5,673 | 3.2703 GBP | |||||
| ORD | CFD | Long | 15,217 | 3.3269 GBP | |||||
| ORD | CFD | Long | 21,831 | 3.2920 GBP | |||||
| ORD | CFD | Long | 24,831 | 3.3083 GBP | |||||
| ORD | SWAP | Long | 46,817 | 3.3066 GBP | |||||
| ORD | CFD | Long | 165,610 | 3.2824 GBP | |||||
| ORD | SWAP | Short | 1,402 | 3.3083 GBP | |||||
| ORD | SWAP | Short | 4,400 | 3.2897 GBP | |||||
| ORD | CFD | Short | 4,594 | 3.2734 GBP | |||||
| ORD | SWAP | Short | 4,845 | 3.3257 GBP | |||||
| ORD | CFD | Short | 20,909 | 3.3355 GBP | |||||
| ORD | CFD | Short | 23,825 | 3.2945 GBP | |||||
| ORD | SWAP | Short | 45,086 | 3.3046 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercising
| Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO |
| Date of disclosure: | 28 May 2013 | |
| Contact name: | Rajesh Muthanna | |
| Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
Copyright Business Wire 2013
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