23rd May 2013 13:06
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) Identity of the person whose positions/dealings are being disclosed: | Barclays PLC. | |
| (b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient | ||
| (c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | KAZAKHMYS PLC | |
| (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | ||
| (e) Date position held/dealing undertaken: | 22 May 2013 | |
| (f) Has the discloser previously disclosed, or are they today disclosing, under the Code in respect of any other party to this offer? | YES: EURASIAN NATURAL RESOURCES CORP PLC
|
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 1,772,639 | 0.34% | 4,165,815 | 0.80% | |||||||
| (2) | Derivatives (other than | ||||||||||
| options): | 4,162,730 | 0.79% | 1,553,450 | 0.30% | |||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | TOTAL: | ||||||||||
| 5,935,369 | 1.13% | 5,719,265 | 1.09% | ||||||||
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other executive options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 400 | 3.4480 GBP | ||||
| ORD | Purchase | 748 | 3.4090 GBP | ||||
| ORD | Purchase | 1,464 | 3.4330 GBP | ||||
| ORD | Purchase | 3,778 | 3.4362 GBP | ||||
| ORD | Purchase | 4,879 | 3.4223 GBP | ||||
| ORD | Purchase | 5,931 | 3.4428 GBP | ||||
| ORD | Purchase | 8,617 | 3.4393 GBP | ||||
| ORD | Purchase | 17,674 | 3.4378 GBP | ||||
| ORD | Purchase | 25,025 | 3.4365 GBP | ||||
| ORD | Purchase | 39,386 | 3.4490 GBP | ||||
| ORD | Purchase | 47,084 | 3.4286 GBP | ||||
| ORD | Purchase | 61,499 | 3.4449 GBP | ||||
| ORD | Purchase | 90,711 | 3.4424 GBP | ||||
| ORD | Purchase | 106,911 | 3.4407 GBP | ||||
| ORD | Purchase | 131,273 | 3.4423 GBP | ||||
| ORD | Purchase | 354,089 | 3.4419 GBP | ||||
| ORD | Sale | 263 | 3.4332 GBP | ||||
| ORD | Sale | 416 | 3.4405 GBP | ||||
| ORD | Sale | 931 | 3.4519 GBP | ||||
| ORD | Sale | 2,856 | 3.4330 GBP | ||||
| ORD | Sale | 3,385 | 3.4183 GBP | ||||
| ORD | Sale | 4,913 | 3.4307 GBP | ||||
| ORD | Sale | 6,111 | 3.4243 GBP | ||||
| ORD | Sale | 6,615 | 3.4475 GBP | ||||
| ORD | Sale | 7,351 | 3.4600 GBP | ||||
| ORD | Sale | 14,001 | 3.4613 GBP | ||||
| ORD | Sale | 17,426 | 3.4822 GBP | ||||
| ORD | Sale | 31,335 | 3.4422 GBP | ||||
| ORD | Sale | 35,539 | 3.4310 GBP | ||||
| ORD | Sale | 70,000 | 3.4426 GBP | ||||
| ORD | Sale | 74,886 | 3.4438 GBP | ||||
| ORD | Sale | 91,481 | 3.4371 GBP | ||||
| ORD | Sale | 130,269 | 3.4400 GBP | ||||
| ORD | Sale | 138,243 | 3.4369 GBP | ||||
| ORD | Sale | 229,904 | 3.4409 GBP |
(b) Derivatives transactions (other than options)
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | SWAP | Long | 500 | 3.4306 GBP | |||||
| ORD | SWAP | Long | 591 | 3.4940 GBP | |||||
| ORD | SWAP | Long | 600 | 3.4310 GBP | |||||
| ORD | SWAP | Long | 1,370 | 3.5119 GBP | |||||
| ORD | SWAP | Long | 2,400 | 3.4509 GBP | |||||
| ORD | SWAP | Long | 9,748 | 3.4576 GBP | |||||
| ORD | SWAP | Long | 26,933 | 3.4436 GBP | |||||
| ORD | CFD | Long | 43,066 | 3.4251 GBP | |||||
| ORD | CFD | Long | 47,782 | 3.4373 GBP | |||||
| ORD | CFD | Long | 77,277 | 3.4406 GBP | |||||
| ORD | SWAP | Long | 90,909 | 3.4444 GBP | |||||
| ORD | SWAP | Short | 36 | 3.4200 GBP | |||||
| ORD | CFD | Short | 11,738 | 3.4421 GBP | |||||
| ORD | SWAP | Short | 12,100 | 3.4381 GBP | |||||
| ORD | SWAP | Short | 13,697 | 3.4375 GBP | |||||
| ORD | SWAP | Short | 19,449 | 3.4456 GBP | |||||
| ORD | CFD | Short | 31,072 | 3.4408 GBP | |||||
| ORD | CFD | Short | 37,142 | 3.4523 GBP | |||||
| ORD | CFD | Short | 40,000 | 3.4500 GBP | |||||
| ORD | SWAP | Short | 51,791 | 3.4366 GBP | |||||
| ORD | SWAP | Short | 95,767 | 3.4439 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercising
| Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO |
| Date of disclosure: | 23 May 2013 | ||
| Contact name: | Rajesh Muthanna | ||
| Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
Copyright Business Wire 2013
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